All investment adviser firms · Page 120
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PLEXO CAPITAL MANAGEMENT, LLCCRD 298402$224,929,548.00Regulatory AUM · August 2026
- PLEXUS CAPITAL, LLCCRD 310241 · RALEIGH, NC$3,771,979,381.00Regulatory AUM · August 2026
- PLH FAMILY OFFICE, LLCCRD 339235 · GARDEN CITY, NYNot availableRegulatory AUM · August 2026
- PLOTKIN FINANCIAL ADVISORS, LLCCRD 127635 · CHEVY CHASE, MD$255,869,623.00Regulatory AUM · August 2026
- PLUM POINTE WEALTH MANAGEMENT, LLCCRD 332618 · PROVIDENCE, RI$104,737,431.00Regulatory AUM · August 2026
- PLUM STREET ADVISORS, LLCCRD 283917$462,823,281.00Regulatory AUM · August 2026
- PLUS CAPITAL MANAGEMENT, L.L.C.CRD 167459 · VENICE, CA$294,153,324.00Regulatory AUM · August 2026
- PLUS GROUP WEALTH ADVISORS, LLCCRD 300714 · BELGIUM, WI$158,861,208.00Regulatory AUM · August 2026
- PLUSCIOS MANAGEMENT LLCCRD 146761 · EVANSTON, IL$258,121,610.00Regulatory AUM · August 2026
- PLUSTICK MANAGEMENT LLCCRD 173707 · CHARLOTTESVILLE, VA$280,836,615.00Regulatory AUM · August 2026
- PMC WEALTH, LLCCRD 332215 · CLARENCE, NY$550,000.00Regulatory AUM · August 2026
- PMG FAMILY OFFICE, LLCCRD 312154 · PLANO, TX$144,001,478.00Regulatory AUM · August 2026
- PMG WEALTH MANAGEMENT, INC.CRD 285899 · HAWTHORN WOODS, IL$198,347,444.00Regulatory AUM · August 2026
- PMV CAPITAL ADVISERS, LLCCRD 308010 · DALLAS, TX$132,035,455.00Regulatory AUM · August 2026
- PNC CAPITAL ADVISORS LLCCRD 151829 · BALTIMORE, MD$50,879,088,797.00Regulatory AUM · August 2026
- PNC STEEL CITY ADVISORS, LLCCRD 172658 · PITTSBURGH, PA$2,716,618,620.00Regulatory AUM · August 2026
- PNC TC, LLCCRD 172753 · LOUISVILLE, KY$3,553,308,062.00Regulatory AUM · August 2026
- PNC WEALTH MANAGEMENTCRD 129052 · PITTSBURGH, PA$30,273,072,662.00Regulatory AUM · August 2026
- PODELL FINANCIAL GROUP LLCCRD 325383 · FAIRFIELD, NJ$227,600,000.00Regulatory AUM · August 2026
- POEHLING CAPITAL MANAGEMENT, INC.CRD 131668 · MADISON, WI$591,270,000.00Regulatory AUM · August 2026
- POETIC GROUP LLCCRD 293886 · HACKENSACK, NJ$802,528,734.00Regulatory AUM · August 2026
- POINCIANA ADVISORS GROUP, LLCCRD 137423 · PALM BEACH GARDENS, FL$395,993,450.00Regulatory AUM · August 2026
- POINT 41 CAPITAL PARTNERS, L.P.CRD 334365 · COS COB, CT$562,851,645.00Regulatory AUM · August 2026
- POINT B PLANNING, LLCCRD 172961 · KATONAH, NY$113,875,858.00Regulatory AUM · August 2026
- POINT BREAK CAPITAL MANAGEMENT LLCCRD 164213 · MIAMI, FL$2,038,408,736.00Regulatory AUM · August 2026
- POINT BRIDGE CAPITAL, LLCCRD 168071 · FORT WORTH, TX$419,689,382.00Regulatory AUM · August 2026
- POINT NEMO CAPITAL, LLCCRD 328695$103,767,283.00Regulatory AUM · August 2026
- POINT OLEMA CAPITAL PARTNERS, L.P.CRD 304303 · SAN FRANCISCO, CA$2,948,080,368.00Regulatory AUM · August 2026
- POINT WINDWARD ADVISORS, INC.CRD 110457 · NEW YORK, NY$358,565,215.00Regulatory AUM · August 2026
- POINT72 ASSET MANAGEMENT, L.P.CRD 283077 · STAMFORD, CT$274,097,656,261.00Regulatory AUM · August 2026
- POINTE CAPITAL MANAGEMENT LLCCRD 152520 · GROSSE POINTE FARMS, MI$452,264,000.00Regulatory AUM · August 2026
- POINTER FINANCIAL ADVISORS LLCCRD 326745 · COLUMBIA, MD$176,396,108.00Regulatory AUM · August 2026
- POINTER MANAGEMENT, LLCCRD 156810 · CHATTANOOGA, TN$2,790,864,131.00Regulatory AUM · August 2026
- POINTOAK RETIREMENT ADVISORS, LLCCRD 314866 · MCLEAN, VA$1,078,990,787.00Regulatory AUM · August 2026
- POINTONE FAMILY OFFICE, LLCCRD 338563 · MANHATTAN BEACH, CA$327,091,481.00Regulatory AUM · August 2026
- POINTSTATE CAPITAL LPCRD 161110 · NEW YORK, NY$11,975,930,864.00Regulatory AUM · August 2026
- POKET FINANCIAL, LLCCRD 221523$760,000.00Regulatory AUM · August 2026
- POLAR ASSET MANAGEMENT PARTNERS INC.CRD 162681$37,859,218,497.00Regulatory AUM · August 2026
- POLAR CAPITAL (AMERICA) CORPORATIONCRD 155389 · TAMPA, FL$656,147,243.00Regulatory AUM · August 2026
- POLAR CAPITAL LLPCRD 136133$43,257,044,094.00Regulatory AUM · August 2026
- POLARIS CAPITAL MANAGEMENT, LLCCRD 106278 · BOSTON, MA$5,452,307,694.00Regulatory AUM · August 2026
- POLARIS FINANCIAL PARTNERS, LLCCRD 299258 · WESTERVILLE, OH$226,000,000.00Regulatory AUM · August 2026
- POLARIS FINANCIAL PLANNING, LLC.CRD 123035$149,680,734.00Regulatory AUM · August 2026
- POLARIS FINANCIAL, LLCCRD 281952$70,223,296.00Regulatory AUM · August 2026
- POLARIS GROWTH MANAGEMENT, LLCCRD 297431 · BOSTON, MA$4,216,506,351.00Regulatory AUM · August 2026
- POLARIS INVESTMENT ADVISORS, LLCCRD 324093 · FRAMINGHAM, MA$217,051,377.00Regulatory AUM · August 2026
- POLEN CAPITAL CLO MANAGEMENT, LLCCRD 330470 · WALTHAM, MA$808,397,779.00Regulatory AUM · August 2026
- POLEN CAPITAL CREDIT, LLCCRD 108468 · WALTHAM, MA$6,129,466,812.00Regulatory AUM · August 2026
- POLEN CAPITAL MANAGEMENT, LLCCRD 106093 · BOCA RATON, FL$24,061,099,864.00Regulatory AUM · August 2026
- POLEN INTERNATIONAL EQUITY LLCCRD 340625 · BOCA RATON, FLNot availableRegulatory AUM · August 2026
- POLERO ICE ADVISERSCRD 148790$106,028,000.00Regulatory AUM · August 2026
- POLITAN CAPITAL MANAGEMENT, L.P.CRD 316047$855,677,992.00Regulatory AUM · August 2026
- POLLOCK INVESTMENT ADVISORY CORPORATIONCRD 137393$253,800,000.00Regulatory AUM · August 2026
- POLLOCK PLANNING ASSOCIATES, INC.CRD 105409$164,514,113.00Regulatory AUM · August 2026
- POLOIDAL CAPITAL 9D ADVISORS LLCCRD 343053 · MIAMI, FLNot availableRegulatory AUM · August 2026
- POLPO CAPITAL MANAGEMENT LLCCRD 323907$299,468,093.00Regulatory AUM · August 2026
- POLUNIN CAPITAL PARTNERS LIMITEDCRD 159031$7,959,632,144.00Regulatory AUM · August 2026
- POLUS CAPITAL MANAGEMENT (US) INC.CRD 323283 · NEW YORK, NY$1,183,253,410.00Regulatory AUM · August 2026
- POLUS CAPITAL MANAGEMENT LIMITEDCRD 139138$5,319,396,394.00Regulatory AUM · August 2026
- POLYCHAIN CAPITAL LPCRD 285022 · SAN FRANCISCO, CA$2,901,320,856.00Regulatory AUM · August 2026
- POLYMER CAPITAL MANAGEMENT (US), LLCCRD 316277 · NEW YORK, NY$1,405,229,439.00Regulatory AUM · August 2026
- POM INVESTMENT STRATEGIES, LLCCRD 317067 · RALEIGH, NC$283,345,420.00Regulatory AUM · August 2026
- POM WEALTH MANAGEMENT US LLCCRD 329385Not availableRegulatory AUM · August 2026
- POMONA MANAGEMENT LLCCRD 148269 · NEW YORK, NY$15,156,456,911.00Regulatory AUM · August 2026
- POMONA WEALTH MANAGEMENT, LLCCRD 329171$289,781,487.00Regulatory AUM · August 2026
- PONDERA HOLDINGS LLCCRD 315097 · CHICAGO, IL$563,831,727.00Regulatory AUM · August 2026
- PONTA WEALTH PARTNERS, LLCCRD 330058 · WINTER PARK, FL$208,407,251.00Regulatory AUM · August 2026
- POOLIT FUND MANAGEMENT, LLCCRD 322774 · MIAMI, FLNot availableRegulatory AUM · August 2026
- POP VENTURE ADVISERS LLCCRD 330069Not availableRegulatory AUM · August 2026
- POPE ASSET MANAGEMENT, LLCCRD 113584 · MEMPHIS, TN$114,763,857.00Regulatory AUM · August 2026
- POPLAR POINT CAPITAL MANAGEMENT LLCCRD 165411 · BURLINGAME, CA$110,119,933.00Regulatory AUM · August 2026
- POPULAR ASSET MANAGEMENT LLCCRD 313653 · SAN JUAN, PR$3,711,499,806.00Regulatory AUM · August 2026
- POPULAR SECURITIES, LLCCRD 8096 · HATO REY, PR$2,620,503,498.00Regulatory AUM · August 2026
- PORT CAPITAL LLCCRD 206517 · CHICAGO, IL$2,853,919,639.00Regulatory AUM · August 2026
- PORT CAPITAL MANAGEMENT LLCCRD 330252 · MASSAPEQUA, NY$29,811,084.00Regulatory AUM · August 2026
- PORT STREET INVESTMENTS, LLCCRD 168596 · NEWPORT BEACH, CA$174,497,944.00Regulatory AUM · August 2026
- PORTAGE WEALTH INCCRD 340012$202,000,000.00Regulatory AUM · August 2026
- PORTER WHITE INVESTMENT ADVISORS, INC.CRD 110876 · BIRMINGHAM, AL$748,210,174.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORS LLCCRD 105981 · DARIEN, CT$47,842,535,266.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORS, INC.CRD 106111 · FRESNO, CA$261,154,540.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORY COUNCIL, L.L.C.CRD 107465 · HOUSTON, TX$494,940,434.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORY GROUP, INC.CRD 116011 · ALEXANDRIA, VA$115,833,952.00Regulatory AUM · August 2026
- PORTFOLIO DESIGN LABS, LLCCRD 318127 · ENCINO, CA$624,940,280.00Regulatory AUM · August 2026
- PORTFOLIO DESIGN SERVICES, LLCCRD 131506 · RIVER FALLS, WI$149,734,832.00Regulatory AUM · August 2026
- PORTFOLIO MANAGEMENT, LLCCRD 107129 · AUSTIN, TX$151,931,481.00Regulatory AUM · August 2026
- PORTFOLIO MEDICS, LLCCRD 145958 · BONITA SPRINGS, FL$780,459,366.00Regulatory AUM · August 2026
- PORTFOLIO RESOURCES ADVISOR GROUP, INC.CRD 144601 · CORAL GABLES, FL$121,869,009.00Regulatory AUM · August 2026
- PORTFOLIO STRATEGIES INCCRD 104685 · TACOMA, WA$50,213,258.00Regulatory AUM · August 2026
- PORTFOLIO STRATEGIES INC NYCRD 106942 · MONTVALE, NJ$1,015,753,299.00Regulatory AUM · August 2026
- PORTFOLIO THINKTANKCRD 154006$10,647,764.00Regulatory AUM · August 2026
- PORTFOLIO, LLCCRD 145687 · ALBUQUERQUE, NM$395,456,386.00Regulatory AUM · August 2026
- PORTIA INVESTMENT ADVISORS LTDCRD 164565$1,250,000.00Regulatory AUM · August 2026
- PORTLAND FINANCIAL ADVISORS INCCRD 127371$105,846,846.00Regulatory AUM · August 2026
- PORTLAND GLOBAL ADVISORS LLCCRD 109127 · PORTLAND, ME$1,174,795,244.00Regulatory AUM · August 2026
- PORTLAND PRIVATE WEALTH MANAGEMENT, INC.CRD 171321 · PORTLAND, OR$235,435,154.00Regulatory AUM · August 2026
- PORTMAN SQUARE CAPITAL LLPCRD 319011$4,581,447,405.00Regulatory AUM · August 2026
- PORTOLAN CAPITAL MANAGEMENT, LLCCRD 157542 · BOSTON, MA$2,021,361,155.00Regulatory AUM · August 2026
- PORTSIDE WEALTH GROUP, LLCCRD 325175 · PROVO, UT$1,431,570,380.00Regulatory AUM · August 2026
- PORTUS WEALTH ADVISORS, LLCCRD 300558 · CHARLOTTE, NC$204,131,262.00Regulatory AUM · August 2026
- POSITION WEALTH LLCCRD 325116 · THE WOODLANDS, TX$242,108,683.00Regulatory AUM · August 2026