All investment adviser firms · Page 119
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PILOTAI WEALTH LLCCRD 337297 · MIAMI, FLNot availableRegulatory AUM · August 2026
- PIN OAK INVESTMENT ADVISORS INCCRD 105550 · HOUSTON, TX$784,773,250.00Regulatory AUM · August 2026
- PINAFORE WEALTH COUNSEL INC.CRD 170540 · DURHAM, NC$173,580,768.00Regulatory AUM · August 2026
- PINCUS CAPITAL MANAGEMENT, LPCRD 336500 · NEW YORK, NY$161,529,927.00Regulatory AUM · August 2026
- PINE HARBOR WEALTH MANAGEMENT LLCCRD 317352 · FAIRFAX, VA$507,085,498.00Regulatory AUM · August 2026
- PINE HAVEN INVESTMENT COUNSEL, INC.CRD 129365$193,447,397.00Regulatory AUM · August 2026
- PINE RIDGE ADVISERS LLCCRD 296362 · NEW YORK, NY$14,416,008,054.00Regulatory AUM · August 2026
- PINE RIVER CAPITAL MANAGEMENT L.P.CRD 133720 · MINNETONKA, MN$46,868,139,376.00Regulatory AUM · August 2026
- PINE VALLEY CAPITAL PARTNERS LLCCRD 330556 · AUSTIN, TX$869,593,252.00Regulatory AUM · August 2026
- PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANYCRD 173995 · MARLTON, NJ$2,674,263,421.00Regulatory AUM · August 2026
- PINEBRIDGE INVESTMENTS LLCCRD 285211 · NEW YORK, NY$76,728,853,847.00Regulatory AUM · August 2026
- PINEGROVE ADVISER LLCCRD 170811 · SAN FRANCISCO, CA$2,929,344,404.00Regulatory AUM · August 2026
- PINEGROVE VENTURE PARTNERS, LLCCRD 326747 · MENLO PARK, CA$13,717,473,648.00Regulatory AUM · August 2026
- PINERIDGE ADVISORS, LLCCRD 315100 · ST. CHARLES, MO$504,236,169.00Regulatory AUM · August 2026
- PINESTONE ASSET MANAGEMENT INC.CRD 317431$54,134,531,229.00Regulatory AUM · August 2026
- PINETREE ADVISORS CORP.CRD 299275 · MIAMI, FL$120,000,000.00Regulatory AUM · August 2026
- PINEY LAKE CAPITAL MANAGEMENT LPCRD 290404 · GREENWICH, CT$744,876,523.00Regulatory AUM · August 2026
- PING CAPITAL MANAGEMENT, INC.CRD 308358 · NEW YORK, NY$482,182,856.00Regulatory AUM · August 2026
- PINGORA PARTNERS LLCCRD 148262 · DALLAS, TX$199,381,449.00Regulatory AUM · August 2026
- PINION INVESTMENT ADVISORS, LLCCRD 114556 · WICHITA, KS$837,119,519.00Regulatory AUM · August 2026
- PINKERTON WEALTH, LLCCRD 120973 · COEUR D'ALENE, ID$1,439,082,849.00Regulatory AUM · August 2026
- PINNACLE ADVISORS LLCCRD 107275 · EAST SYRACUSE, NY$433,140.00Regulatory AUM · August 2026
- PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)CRD 109965 · SHREVEPORT, LA$156,365,616.00Regulatory AUM · August 2026
- PINNACLE ASSET MANAGEMENT, L.P.CRD 126487 · NEW YORK, NY$6,230,507,858.00Regulatory AUM · August 2026
- PINNACLE ASSOCIATES, LTD.CRD 110631 · NEW YORK, NY$10,386,022,125.00Regulatory AUM · August 2026
- PINNACLE CAPITAL MANAGEMENT, LLCCRD 141661 · EAST SYRACUSE, NY$300,471,051.00Regulatory AUM · August 2026
- PINNACLE FAMILY ADVISORS, LLCCRD 145628 · SPRINGFIELD, MO$371,703,535.00Regulatory AUM · August 2026
- PINNACLE FINANCIAL GROUP LLCCRD 116600 · WESTERN SPRINGS, IL$672,669,051.00Regulatory AUM · August 2026
- PINNACLE HOLDINGS, LLCCRD 108086 · TULSA, OK$508,333,424.00Regulatory AUM · August 2026
- PINNACLE INVESTMENTS, LLCCRD 142910 · EAST SYRACUSE, NY$1,293,553,606.00Regulatory AUM · August 2026
- PINNACLE PARTNER MANAGEMENT LLCCRD 324639 · SEATTLE, WA$264,630,501.00Regulatory AUM · August 2026
- PINNACLE PEAK PRIVATE CLIENT GROUP, LLCCRD 282003 · SCOTTSDALE, AZ$481,073,801.00Regulatory AUM · August 2026
- PINNACLE PENSION CONSULTANTS LLCCRD 133442 · NEEDHAM, MA$2,169,070,234.00Regulatory AUM · August 2026
- PINNACLE PORTFOLIO ADVISORS, LLCCRD 287622$171,929,093.00Regulatory AUM · August 2026
- PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.CRD 155652 · KING OF PRUSSIA, PA$146,485,000.00Regulatory AUM · August 2026
- PINNACLE WEALTH ADVISORS, LLCCRD 117517 · CLACKAMAS, OR$549,709,723.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLCCRD 158332 · RED BANK, NJ$2,340,272,087.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT GROUP, INC.CRD 281935 · PLYMOUTH, MI$243,687,260.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT PARTNERS, INC.CRD 166853 · BRIGHTON, MI$118,144,700.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT, LLCCRD 315578 · ROSEVILLE, CA$211,075,762.00Regulatory AUM · August 2026
- PINNACLE WEALTH PLANNING SERVICES, INC.CRD 106817 · MANSFIELD, OH$2,136,474,646.00Regulatory AUM · August 2026
- PINNACLE WEST ASSET MANAGEMENT INCCRD 106527 · CASPER, WY$245,878,047.00Regulatory AUM · August 2026
- PINNBROOK CAPITAL MANAGEMENT LPCRD 312827 · NEW YORK, NY$1,065,012,708.00Regulatory AUM · August 2026
- PINNEY & SCOFIELD, INC.CRD 105365 · CAMBRIDGE, MA$858,739,612.00Regulatory AUM · August 2026
- PINVEST LLCCRD 331586 · CORAL GABLES, FL$377,489,336.00Regulatory AUM · August 2026
- PIONEER ADMINISTRATIVE SERVICES LTDCRD 289467$104,581.00Regulatory AUM · August 2026
- PIONEER ADVISORY LLCCRD 337502 · JERSEY CITY, NJ$94,783.00Regulatory AUM · August 2026
- PIONEER FAMILY OFFICE, LLCCRD 142856 · NORTH MIAMI BEACH, FL$956,780,912.00Regulatory AUM · August 2026
- PIONEER WEALTH MANAGEMENT GROUP, INCCRD 133429 · AUSTIN, TX$399,224,017.00Regulatory AUM · August 2026
- PIONEX INVESTMENTS INC.CRD 318475 · PRINCETON, NJNot availableRegulatory AUM · August 2026
- PIPER HEARTLAND HEALTHCARE CAPITAL, LLCCRD 310044 · MINNEAPOLIS, MN$218,278,323.00Regulatory AUM · August 2026
- PIPER SANDLER & CO.CRD 665 · MINNEAPOLIS, MN$1,284,404,458.00Regulatory AUM · August 2026
- PITCAIRN WEALTH ADVISORS LLCCRD 333260 · CONSHOHOCKEN, PA$5,871,259,245.00Regulatory AUM · August 2026
- PITON INVESTMENT MANAGEMENT, LPCRD 282517 · GARDEN CITY, NY$927,924,194.00Regulatory AUM · August 2026
- PITTENGER & ANDERSON INCCRD 111033 · LINCOLN, NE$3,034,066,574.00Regulatory AUM · August 2026
- PITZL FINANCIAL, LLCCRD 171441 · ARDEN HILLS, MN$497,981,581.00Regulatory AUM · August 2026
- PIVOT CAPITAL PARTNERS LLCCRD 335324 · CHICAGO, IL$1,400,000,000.00Regulatory AUM · August 2026
- PIVOT POINT ADVISORS, LLCCRD 130562 · BELLAIRE, TX$141,671,752.00Regulatory AUM · August 2026
- PIVOTAL ADVISORS LLCCRD 310612 · NEW YORK, NY$1,066,660,463.00Regulatory AUM · August 2026
- PKS ADVISORY SERVICES, LLCCRD 125648 · ALBANY, NY$1,093,322,679.00Regulatory AUM · August 2026
- PKS INVESTMENT ADVISORS LLCCRD 110147 · SALISBURY, MD$367,168,512.00Regulatory AUM · August 2026
- PL CAPITAL ADVISORS, LLCCRD 162083 · NAPLES, FL$326,545,681.00Regulatory AUM · August 2026
- PL3 CAPITAL LPCRD 331201 · SUNNY ISLES BEACH, FL$300,677,000.00Regulatory AUM · August 2026
- PLACEHOLDER MANAGEMENT, LLCCRD 292362 · NEW YORK, NY$345,428,929.00Regulatory AUM · August 2026
- PLAGENS & TAYLOR WEALTH MANAGEMENT, LLCCRD 335178 · SAN ANGELO, TX$318,309,236.00Regulatory AUM · August 2026
- PLAN A WEALTH, LLCCRD 287860 · LINCOLN, NE$433,790,573.00Regulatory AUM · August 2026
- PLAN CONFIDENCE CORPORATIONCRD 283781 · SARASOTA, FLNot availableRegulatory AUM · August 2026
- PLAN FIRST WEALTH LLCCRD 289185$140,315,313.00Regulatory AUM · August 2026
- PLAN GROUP FINANCIAL, INC.CRD 116508 · OKLAHOMA CITY, OK$690,303,586.00Regulatory AUM · August 2026
- PLAN LIFE & WEALTH MANAGEMENT, INC.CRD 44960 · FRESNO, CA$195,434,083.00Regulatory AUM · August 2026
- PLAN2THRIVE FINANCIAL, LLCCRD 317005 · ELDRIDGE, IA$147,546,146.00Regulatory AUM · August 2026
- PLANCORP, LLCCRD 106599 · SAINT LOUIS, MO$9,942,372,723.00Regulatory AUM · August 2026
- PLANGUIDE FINANCIAL LLCCRD 329089 · SOUTHLAKE, TX$277,250,000.00Regulatory AUM · August 2026
- PLANMEMBER ASSET MANAGEMENT CORPORATIONCRD 289591 · CARPINTERIA, CANot availableRegulatory AUM · August 2026
- PLANMEMBER SECURITIES CORPORATIONCRD 11869 · CARPINTERIA, CA$10,120,552,229.00Regulatory AUM · August 2026
- PLANNED FINANCIAL SERVICES, LLCCRD 112879 · CLEVELAND, OH$472,512,140.00Regulatory AUM · August 2026
- PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC.CRD 105052 · FOLSOM, CA$670,996,783.00Regulatory AUM · August 2026
- PLANNING ALTERNATIVES LTDCRD 110268 · BIRMINGHAM, MI$1,541,372,016.00Regulatory AUM · August 2026
- PLANNING DIRECTIONS, INC.CRD 120131 · GLEN MILLS, PA$542,444,766.00Regulatory AUM · August 2026
- PLANNING SOLUTIONS INTERNATIONAL LLCCRD 300043 · JACKSONVILLE, FL$108,836,692.00Regulatory AUM · August 2026
- PLANNING STRATEGIES, INC.CRD 117105 · LANCASTER, PA$384,836,994.00Regulatory AUM · August 2026
- PLANNING WORKS ADVISORY, INC.CRD 317834 · AUSTIN, TX$199,834,857.00Regulatory AUM · August 2026
- PLANPILOT, LLCCRD 160319 · CHICAGO, IL$5,578,337,916.00Regulatory AUM · August 2026
- PLANROCK INVESTMENT MANAGEMENT, LLCCRD 304803 · BRENTWOOD, TN$71,050,000.00Regulatory AUM · August 2026
- PLANTE MORAN FINANCIAL ADVISORS, LLCCRD 112158 · SOUTHFIELD, MI$25,117,897,108.00Regulatory AUM · August 2026
- PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS, LLCCRD 323718 · SOUTHFIELD, MI$242,775,849.00Regulatory AUM · August 2026
- PLANVEST FINANCIAL, INC.CRD 290306 · GAITHERSBURG, MD$175,860,431.00Regulatory AUM · August 2026
- PLANVISION, LLCCRD 166311Not availableRegulatory AUM · August 2026
- PLANWISER FINANCIAL, LLCCRD 331675 · COLORADO SPRINGS, CO$169,144,727.00Regulatory AUM · August 2026
- PLATFORM INVESTMENTS, LLCCRD 159261 · KANSAS CITY, MO$1,657,237,697.00Regulatory AUM · August 2026
- PLATFORM PARTNERS LLCCRD 286532 · HOUSTON, TX$824,834,000.00Regulatory AUM · August 2026
- PLATFORM TECHNOLOGY PARTNERS LLCCRD 305602 · LOCUST VALLEY, NY$1,228,845,049.00Regulatory AUM · August 2026
- PLATFORM WEALTH MANAGEMENT, LLCCRD 329313 · HOLLADAY, UT$509,034,759.00Regulatory AUM · August 2026
- PLATINUM EQUITY ADVISORS, LLCCRD 161491 · BEVERLY HILLS, CA$47,724,299,453.00Regulatory AUM · August 2026
- PLATO PLANNING, LLCCRD 339970Not availableRegulatory AUM · August 2026
- PLATT INVESTMENT COUNSEL, LLCCRD 118737$153,648,538.00Regulatory AUM · August 2026
- PLATT WEALTH MANAGEMENT, LLCCRD 297487 · SAN DIEGO, CA$390,634,320.00Regulatory AUM · August 2026
- PLEASANT LAKE PARTNERS LLCCRD 304281 · RINCON, PR$2,055,856,750.00Regulatory AUM · August 2026
- PLEASANTDALE WEALTH MANAGEMENT, LLCCRD 302034$113,700,000.00Regulatory AUM · August 2026
- PLEIAD INVESTMENT ADVISORS LIMITEDCRD 172237$1,351,842,651.00Regulatory AUM · August 2026