All investment adviser firms · Page 118
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PETERSON ROGERS PRIVATE WEALTH, LLCCRD 324001 · SALT LAKE CITY, UT$177,052,919.00Regulatory AUM · August 2026
- PETERSON WEALTH ADVISORS, LLCCRD 146349 · OREM, UT$829,682,153.00Regulatory AUM · August 2026
- PETERSON WEALTH MANAGEMENT, LLCCRD 285415 · SPARKS, NV$251,106,521.00Regulatory AUM · August 2026
- PETERSON WEALTH SERVICES INC.CRD 288620 · SOUTH OGDEN, UT$528,544,411.00Regulatory AUM · August 2026
- PETIOLE USA LIMITEDCRD 159788 · NEW YORK, NY$1,050,648,830.00Regulatory AUM · August 2026
- PETIX & BOTTE COMPANYCRD 170020 · LA MESA, CA$411,940,000.00Regulatory AUM · August 2026
- PETRA CAPITAL MANAGEMENT, INC.CRD 277042$1,755,045,360.00Regulatory AUM · August 2026
- PETRA FINANCIAL ADVISORS INCCRD 107196 · COLORADO SPRINGS, CO$447,237,190.00Regulatory AUM · August 2026
- PETREDIS INVESTMENT ADVISORS LLCCRD 322371 · WARRENDALE, PA$1,686,982,677.00Regulatory AUM · August 2026
- PETRICHOR HEALTHCARE CAPITAL MANAGEMENT LPCRD 288664 · NEW YORK, NY$966,491,168.00Regulatory AUM · August 2026
- PETRIE CAPITAL MANAGEMENT LLC.CRD 136480 · SEATTLE, WA$105,181,953.00Regulatory AUM · August 2026
- PETROCAP, LLCCRD 169688 · DALLAS, TX$949,062,177.00Regulatory AUM · August 2026
- PETROS FAMILY WEALTH, LLCCRD 324059 · BLOOMINGTON, MN$341,596,465.00Regulatory AUM · August 2026
- PETTEE INVESTORS INCCRD 105553 · ROWAYTON, CT$191,874,111.00Regulatory AUM · August 2026
- PETTINGA FINANCIAL ADVISORS, LLCCRD 156369 · EVANSVILLE, IN$1,275,804,828.00Regulatory AUM · August 2026
- PETTYJOHN, WOOD & WHITE, INC.CRD 106403 · LYNCHBURG, VA$1,022,956,504.00Regulatory AUM · August 2026
- PF ADVISORS, LLCCRD 277156 · CHADDS FORD, PA$238,367,520.00Regulatory AUM · August 2026
- PFC CAPITAL GROUP INCCRD 110648 · LOS ANGELES, CA$262,457,567.00Regulatory AUM · August 2026
- PFG ADVISORS, LLCCRD 173344 · PHOENIX, AZ$3,261,207,528.00Regulatory AUM · August 2026
- PFG INVESTMENTS, LLCCRD 116537 · WOODBURY, NY$2,111,673,883.00Regulatory AUM · August 2026
- PFG INVESTMENTS, LLCCRD 289256 · JACKSONVILLE, OR$436,767,591.00Regulatory AUM · August 2026
- PFG PRIVATE WEALTH MANAGEMENT, LLCCRD 282301 · LUTZ, FL$289,039,931.00Regulatory AUM · August 2026
- PFINGSTEN PARTNERS, L.L.C.CRD 156493 · CHICAGO, IL$787,015,536.00Regulatory AUM · August 2026
- PFLUEGER WEALTH, LLCCRD 339188$100,681,756.00Regulatory AUM · August 2026
- PFLUG KOORY, LLCCRD 109268 · OMAHA, NE$346,958,057.00Regulatory AUM · August 2026
- PFM HEALTH SCIENCES, LPCRD 146747 · SAN FRANCISCO, CA$1,266,793,646.00Regulatory AUM · August 2026
- PFS INVESTMENTS INC.CRD 10111 · DULUTH, GA$15,536,099,534.00Regulatory AUM · August 2026
- PFS PARTNERS, LLCCRD 147872 · MINE HILL, NJ$435,637,246.00Regulatory AUM · August 2026
- PFS SIGNATURE WEALTH LLCCRD 342913 · TAMPA, FLNot availableRegulatory AUM · August 2026
- PFW ADVISORS, LLCCRD 325119 · ATLANTA, GA$393,214,505.00Regulatory AUM · August 2026
- PGIM CUSTOM HARVEST LLCCRD 290235 · NEWARK, NJ$6,902,356,918.00Regulatory AUM · August 2026
- PGIM DC SOLUTIONS LLCCRD 318800 · NEWARK, NJ$6,897,607,645.00Regulatory AUM · August 2026
- PGIM FUND MANAGEMENT LIMITEDCRD 171548$1,249,520,145.00Regulatory AUM · August 2026
- PGIM INVESTMENTS LLCCRD 105670 · NEWARK, NJ$344,842,705,228.00Regulatory AUM · August 2026
- PGIM LIMITEDCRD 160005$76,451,725,569.00Regulatory AUM · August 2026
- PGIM LUXEMBOURG S.A.CRD 281562$18,626,276,683.00Regulatory AUM · August 2026
- PGIM PRIVATE PLACEMENT INVESTORS, L.P.CRD 106442 · NEWARK, NJ$24,444,402,198.00Regulatory AUM · August 2026
- PGIM QUANTITATIVE SOLUTIONS LLCCRD 129752 · NEWARK, NJ$110,949,337,206.00Regulatory AUM · August 2026
- PGIM REAL ESTATE ADVISORS LLCCRD 327165 · NEWARK, NJNot availableRegulatory AUM · August 2026
- PGIM, INC.CRD 105676 · NEWARK, NJ$1,131,638,605,327.00Regulatory AUM · August 2026
- PGM INC.CRD 299309Not availableRegulatory AUM · August 2026
- PGP ADVISORS, LLCCRD 172611 · KETCHUM, ID$222,832,650.00Regulatory AUM · August 2026
- PHARMAKON ADVISORS, LPCRD 161150 · NEW YORK, NY$3,038,360,099.00Regulatory AUM · August 2026
- PHARO MANAGEMENT, INC.CRD 141216 · NEW YORK, NY$14,616,287,000.00Regulatory AUM · August 2026
- PHAROS CAPITAL GROUP, LLCCRD 158849 · BRENTWOOD, TN$629,619,525.00Regulatory AUM · August 2026
- PHARVISION ADVISERS, LLCCRD 311739 · BOCA RATON, FL$513,176,361.00Regulatory AUM · August 2026
- PHASE 3 CAPITAL MANAGEMENT LLCCRD 294408 · BOCA RATON, FL$2,537,991,000.00Regulatory AUM · August 2026
- PHASE III ADVISORY SERVICES, LTDCRD 122959 · BUFFALO GROVE, IL$210,911,349.00Regulatory AUM · August 2026
- PHD CONSULTING LLCCRD 304989 · OVERLAND PARK, KS$506,191,314.00Regulatory AUM · August 2026
- PHIL A. YOUNKER & ASSOCIATES, LTD.CRD 311775$202,173,074.00Regulatory AUM · August 2026
- PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLCCRD 131413 · SAN FRANCISCO, CA$730,032,684.00Regulatory AUM · August 2026
- PHILADELPHIA INVESTMENT PARTNERS, LLCCRD 122733 · VOORHEES, NJ$175,973,650.00Regulatory AUM · August 2026
- PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLCCRD 294016 · BALA CYNWYD, PA$61,220,242.00Regulatory AUM · August 2026
- PHILIP JAMES WEALTH MANAGEMENT, LLCCRD 297517 · ALPHARETTA, GA$930,625,185.00Regulatory AUM · August 2026
- PHILIP O. JOHNSON & COMPANY, LTD.CRD 104621 · TEMPE, AZ$300,962,981.00Regulatory AUM · August 2026
- PHILIP VONGONTARD, CFA, LLCCRD 127938 · ST.LOUIS, MO$288,549,582.00Regulatory AUM · August 2026
- PHILIP Y LICRD 322864 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- PHILLIP B. WHITE CO., INC.CRD 300623 · SAN LUIS OBISPO, CA$318,703,165.00Regulatory AUM · August 2026
- PHILLIP JAMES CONSULTING CO.CRD 168228 · PLYMOUTH, MN$222,065,777.00Regulatory AUM · August 2026
- PHILLIPS AND COMPANY ADVISORS LLCCRD 167214 · PORTLAND, OR$2,664,967,346.00Regulatory AUM · August 2026
- PHILLIPS CAPITAL, LLCCRD 312403$314,147.00Regulatory AUM · August 2026
- PHILLIPS FINANCIAL MANAGEMENT, LLCCRD 131344 · FORT WAYNE, IN$2,636,493,500.00Regulatory AUM · August 2026
- PHILLIPS WEALTH PLANNERS LLCCRD 319226 · STARKVILLE, MS$340,794,278.00Regulatory AUM · August 2026
- PHILOSMITH CAPITAL CORPORATIONCRD 162082 · STAMFORD, CT$380,477,979.00Regulatory AUM · August 2026
- PHILOSOPHY CAPITAL MANAGEMENT LLCCRD 308425 · ALAMO, CA$1,663,132,679.00Regulatory AUM · August 2026
- PHOCAS FINANCIAL CORPORATIONCRD 135470 · ALAMEDA, CA$682,712,667.00Regulatory AUM · August 2026
- PHOENICIAN CAPITAL LLCCRD 286033 · NEW YORK, NY$158,763,769.00Regulatory AUM · August 2026
- PHOENICIAN RESOURCES FUND SPONSOR, LLCCRD 304953 · NEW YORK, NY$332,170,094.00Regulatory AUM · August 2026
- $2,401,901,363.00Regulatory AUM · August 2026
- PHOENIX CAPITAL REALTY ADVISORS, LLCCRD 161129 · ADDISON, TX$155,769,839.00Regulatory AUM · August 2026
- PHOENIX INTERNATIONAL INVESTMENTS LLCCRD 170692 · NASHUA, NH$97,491,992.00Regulatory AUM · August 2026
- PHOENIX MERCHANT PARTNERS, LPCRD 324381 · RYE, NY$2,064,771,124.00Regulatory AUM · August 2026
- PHOENIX REALTY GROUP LLCCRD 160249 · NEW YORK, NY$208,492,000.00Regulatory AUM · August 2026
- PHOENIX WEALTH ADVISORS INC.CRD 118412 · CHAPEL HILL, NC$641,416,303.00Regulatory AUM · August 2026
- PHORCYS CAPITAL PARTNERS, LLCCRD 285635 · ALPHARETTA, GA$191,481,543.00Regulatory AUM · August 2026
- PHRACTION MANAGEMENT LLCCRD 298633 · COLCHESTER, CT$625,535,042.00Regulatory AUM · August 2026
- PHYSICIAN FAMILY FINANCIAL ADVISORS INCCRD 138433 · BEAVERTON, OR$284,854,509.00Regulatory AUM · August 2026
- PHYSICIAN WEALTH ADVISORS, INC.CRD 106043 · SALT LAKE CITY, UT$2,006,590,538.00Regulatory AUM · August 2026
- PHYSICIAN WEALTH SOLUTIONS INC.CRD 151570$298,874,272.00Regulatory AUM · August 2026
- PHYSICIANS FINANCIAL SERVICES, INC.CRD 118519 · RALEIGH, NC$482,279,486.00Regulatory AUM · August 2026
- PIAR LLCCRD 163994$161,458,039.00Regulatory AUM · August 2026
- PICEA CAPITAL LLCCRD 307775 · MIAMI, FL$186,765,709.00Regulatory AUM · August 2026
- PICHARDO ASSET MANAGEMENT, S.A. DE C.V.CRD 126683$89,759,598.00Regulatory AUM · August 2026
- PICKERING ENERGY PARTNERS LPCRD 302116 · HOUSTON, TX$1,659,466,002.00Regulatory AUM · August 2026
- $3,928,222,515.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT (USA) CORPCRD 306378 · NEW YORK, NY$382,040,772.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT LIMITEDCRD 105205$24,402,650,973.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT SACRD 140074$330,703,687,815.00Regulatory AUM · August 2026
- PICTET NORTH AMERICA ADVISORS SACRD 142512$5,302,727,305.00Regulatory AUM · August 2026
- PIEDMONT CAPITAL MANAGEMENT, LLCCRD 155682 · GREENBORO, NC$495,622,727.00Regulatory AUM · August 2026
- PIEDMONT CAPITAL MANAGEMENT, LLCCRD 165775 · WHITEFISH, MT$231,829,166.00Regulatory AUM · August 2026
- PIEDMONT PRIVATE WEALTH, LLCCRD 339616$105,000,000.00Regulatory AUM · August 2026
- PIER 88 INVESTMENT PARTNERS, LLCCRD 169316 · SAN FRANCISCO, CA$568,043,382.00Regulatory AUM · August 2026
- PIER CAPITAL, LLCCRD 131212 · STAMFORD, CT$647,707,100.00Regulatory AUM · August 2026
- PIKE STREET CAPITAL, LPCRD 300264 · SEATTLE, WA$727,426,301.00Regulatory AUM · August 2026
- PILGRIM GLOBAL ADVISORS LLCCRD 323259 · RENO, NV$884,170,065.00Regulatory AUM · August 2026
- PILGRIMS CAPITAL ADVISORS, INC.CRD 121348 · GRANDVILLE, MI$294,874,206.00Regulatory AUM · August 2026
- PILLAR FINANCIAL ADVISORS, LLCCRD 121880 · LOUISVILLE, KY$357,868,054.00Regulatory AUM · August 2026
- PILLSBURY LAKE CAPITAL, LLCCRD 328282$334,945,991.00Regulatory AUM · August 2026
- PILOTAGE PRIVATE WEALTH AGCRD 169908$227,628,988.00Regulatory AUM · August 2026