EXPLORE THE DIRECTORY

All investment adviser firms · Page 117

Alphabetical firm directory from the selected SEC monthly adviser snapshots.

17,094 firms · Source months shown: August 2026

PEIRCE PARK GROUP INC.CRD 118655 · WEST CHESTER, PA
$315,729,132.00Regulatory AUM · August 2026
PEKIN HARDY STRAUSS, INC.CRD 107310 · CHICAGO, IL
$1,551,736,308.00Regulatory AUM · August 2026
PELICAN INVESTMENT ADVISORS, LLCCRD 313227 · BATON ROUGE, LA
$128,500,000.00Regulatory AUM · August 2026
PELKONEN AND ASSOCIATES LLCCRD 305933 · MELVILLE, NY
$293,299,775.00Regulatory AUM · August 2026
PELORUS CAPITAL MANAGEMENT, LLCCRD 342820 · IRVINE, CA
Not availableRegulatory AUM · August 2026
PELOTON CAPITAL MANAGEMENTCRD 109775 · INDIANAPOLIS, IN
$281,997,605.00Regulatory AUM · August 2026
PELOTON EQUITY LLCCRD 301543 · GREENWICH, CT
$409,502,772.00Regulatory AUM · August 2026
PELTOMA CAPITAL PARTNERS, LLCCRD 325138
$211,213,434.00Regulatory AUM · August 2026
PEMBERTON CAPITAL ADVISORS LLPCRD 282621
$25,063,074,176.00Regulatory AUM · August 2026
PEMBERWICK INVESTMENT ADVISORS, LLCCRD 149639 · GREENWICH, CT
$173,700,000.00Regulatory AUM · August 2026
PEMBROKE MANAGEMENT LTD.CRD 155405
$1,905,084,000.00Regulatory AUM · August 2026
PEMBROOK CAPITAL MANAGEMENT LLCCRD 161420 · NEW YORK, NY
$468,538,044.00Regulatory AUM · August 2026
PENBROOK MANAGEMENT LLCCRD 127269 · NEW YORK, NY
$175,390,001.00Regulatory AUM · August 2026
PENCE CAPITAL MANAGEMENT, LLCCRD 281739 · NEWPORT BEACH, CA
$1,536,678,991.00Regulatory AUM · August 2026
PENDER CAPITAL MANAGEMENT, LLCCRD 281448 · DALLAS, TX
$661,353,829.00Regulatory AUM · August 2026
PENDLETON FINANCIAL, LLCCRD 325303 · RALEIGH, NC
$160,032,334.00Regulatory AUM · August 2026
PENINSULA ASSET MANAGEMENT INCCRD 108600 · BRADENTON, FL
$284,122,060.00Regulatory AUM · August 2026
PENINSULA CAPITAL PARTNERS, L.L.C.CRD 157354 · SOUTHFIELD, MI
$1,036,583,000.00Regulatory AUM · August 2026
PENN CAPITAL MANAGEMENT COMPANY, LLCCRD 105081 · PHILADELPHIA, PA
$1,939,685,119.00Regulatory AUM · August 2026
PENN DAVIS MCFARLAND INCCRD 110417 · DALLAS, TX
$1,364,461,821.00Regulatory AUM · August 2026
PENN MUTUAL ASSET MANAGEMENT, LLCCRD 107518 · CONSHOHOCKEN, PA
$42,286,743,213.00Regulatory AUM · August 2026
PENNANTPARK INVESTMENT ADVISERS, LLCCRD 143149 · MIAMI BEACH, FL
$6,155,934,731.00Regulatory AUM · August 2026
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLCCRD 337750 · MIAMI BEACH, FL
$138,756,802.00Regulatory AUM · August 2026
PENNEY FINANCIAL, LLCCRD 282084 · HOUSTON, TX
$303,508,319.00Regulatory AUM · August 2026
PENNINGTON PARTNERS & CO., LLCCRD 282688 · BETHESDA, MD
$5,087,641,631.00Regulatory AUM · August 2026
PENNSYLVANIA CAPITAL MANAGEMENT INC.CRD 107648 · HUNTINGDON VALLEY, PA
$848,645,464.00Regulatory AUM · August 2026
PENNYBACKER CAPITAL MANAGEMENT, LLCCRD 160056 · AUSTIN, TX
$4,861,965,170.00Regulatory AUM · August 2026
PENNYMAC CAPITAL MANAGEMENT, LLCCRD 147101 · WESTLAKE VILLAGE, CA
$21,346,882,000.00Regulatory AUM · August 2026
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.CRD 105060 · BOSTON, MA
$1,635,025,695.00Regulatory AUM · August 2026
PENOBSCOT WEALTH MANAGEMENTCRD 286211 · PORTLAND, ME
$544,532,434.00Regulatory AUM · August 2026
PENSERRA CAPITAL MANAGEMENT LLCCRD 159042 · ORINDA, CA
$17,500,000,000.00Regulatory AUM · August 2026
PENSERRA GLOBAL INVESTORS LLCCRD 174309 · ORINDA, CA
$96,180,324.00Regulatory AUM · August 2026
PENSERRA WEALTH MANAGEMENT LLCCRD 333218 · ORINDA, CA
$2,500,000.00Regulatory AUM · August 2026
PENSION & WEALTH MANAGEMENT ADVISORS, INC.CRD 309546 · WALTHAM, MA
$529,811,638.00Regulatory AUM · August 2026
PENSION CONSULTANTS INCCRD 113914 · SPRINGFIELD, MO
$5,423,950,320.00Regulatory AUM · August 2026
PENSION FUND EVALUATIONS, INC.CRD 10985 · CENTEREACH, NY
Not availableRegulatory AUM · August 2026
PENSIONBEE INC.CRD 331741
$4,039,787.00Regulatory AUM · August 2026
PENSO ADVISORS, LLCCRD 158297 · NEW YORK, NY
$1,061,821,178.00Regulatory AUM · August 2026
PENTEGRA INVESTORS, INC.CRD 111503 · SHELTON, CT
$5,602,899,971.00Regulatory AUM · August 2026
PENTO PORTFOLIO STRATEGIES, LLCCRD 159217 · NAPLES, FL
$237,261,430.00Regulatory AUM · August 2026
PENTWATER CAPITAL MANAGEMENT LPCRD 156873 · NAPLES, FL
$19,263,985,072.00Regulatory AUM · August 2026
PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLCCRD 130289 · WEST HARTFORD, CT
$1,473,454,853.00Regulatory AUM · August 2026
PEO PARTNERS, LLCCRD 311201 · NEW YORK, NY
$13,254,749.00Regulatory AUM · August 2026
PEOPLE MAKE THE DIFFERENCE, INC.CRD 159443 · HOOVER, AL
$111,641,308.00Regulatory AUM · August 2026
PER STIRLING CAPITAL MANAGEMENT, LLCCRD 151671 · AUSTIN, TX
$1,566,020,358.00Regulatory AUM · August 2026
PERCENT ADVISORS, LLCCRD 318890 · NEW YORK, NY
$70,023,366.00Regulatory AUM · August 2026
PERCEPTIVE ADVISORS LLC.CRD 154703 · NEW YORK, NY
$11,765,315,630.00Regulatory AUM · August 2026
PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.CRD 119436 · WAYZATA, MN
$505,012,465.00Regulatory AUM · August 2026
PERCHERON INVESTMENT MANAGEMENT LPCRD 312004 · SAN FRANCISCO, CA
$5,057,630,293.00Regulatory AUM · August 2026
PEREA CAPITAL, LLCCRD 171657 · HOUSTON, TX
$164,185,986.00Regulatory AUM · August 2026
PEREGRINE ASSET ADVISERS, INC.CRD 115738 · PORTLAND, OR
$610,995,215.00Regulatory AUM · August 2026
PEREGRINE CAPITAL MANAGEMENT, LLCCRD 110052 · MINNEAPOLIS, MN
$4,068,241,690.00Regulatory AUM · August 2026
PEREGRINE INVESTMENT ADVISORS, LLCCRD 153081 · MADISON, MS
$368,442,604.00Regulatory AUM · August 2026
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LPCRD 143598 · NEW YORK, NY
$238,419,449.00Regulatory AUM · August 2026
PERENNIAL ADVISORS GROUP, LLCCRD 128600 · WESTFORD, MA
$397,397,651.00Regulatory AUM · August 2026
PERENNIAL ADVISORS, LLCCRD 168859 · NEW YORK, NY
$761,920,885.00Regulatory AUM · August 2026
PERENNIAL INVESTMENT ADVISORS, LLCCRD 286477 · LOS ANGELES, CA
$2,498,681,329.00Regulatory AUM · August 2026
PEREON WEALTH LLCCRD 338908
$180,571,500.00Regulatory AUM · August 2026
PERFORMA LIMITED (US), LLCCRD 154232 · CHARLESTON, SC
$4,491,173,031.00Regulatory AUM · August 2026
PERFORMANCE EQUITY MANAGEMENT, LLCCRD 110207 · GREENWICH, CT
$9,413,606,304.00Regulatory AUM · August 2026
PERFORMANCE WEALTH PARTNERS, LLCCRD 311735 · HINSDALE, IL
$4,092,644,450.00Regulatory AUM · August 2026
PERIGEE CAPITAL, LPCRD 122085 · SARASOTA, FL
$425,687,489.00Regulatory AUM · August 2026
PERIGON WEALTH MANAGEMENT, LLCCRD 131037 · SAN FRANCISCO, CA
$11,294,013,832.00Regulatory AUM · August 2026
PERINI CAPITAL, LLCCRD 158540 · CARLSBAD, NM
$287,036,522.00Regulatory AUM · August 2026
PERIOPE, LCCRD 144256 · ST. GEORGE, UT
$177,241,870.00Regulatory AUM · August 2026
PERIPHAS CAPITAL, LPCRD 291980 · NEW YORK, NY
$72,552,000.00Regulatory AUM · August 2026
PERISCOPE EQUITY LLCCRD 290326 · CHICAGO, IL
$666,953,626.00Regulatory AUM · August 2026
PERISSOS PRIVATE WEALTH MANAGEMENT, LLCCRD 217514 · BETHANY, OK
$167,076,989.00Regulatory AUM · August 2026
PERKINS CAPITAL MANAGEMENT INCCRD 105028 · WAYZATA, MN
$147,842,093.00Regulatory AUM · August 2026
PERMANENS CAPITAL L.P.CRD 157476 · CHARLESTON, SC
$4,017,549,299.00Regulatory AUM · August 2026
PERMANENT CAPITAL MANAGEMENT, LPCRD 328318 · CHICAGO, IL
$768,906,969.00Regulatory AUM · August 2026
PERMANENT EQUITY MANAGEMENT, LLCCRD 309530 · COLUMBIA, MO
$508,750,700.00Regulatory AUM · August 2026
PERMIAN INVESTMENT PARTNERS, LPCRD 156893 · DALLAS, TX
$2,433,551,619.00Regulatory AUM · August 2026
PERMIRA CREDIT LLCCRD 330996 · SAN FRANCISCO, CA
$1,340,853,000.00Regulatory AUM · August 2026
PERMIT CAPITAL, LLCCRD 138436 · WEST CONSHOHOCKEN, PA
$491,129,928.00Regulatory AUM · August 2026
PERPETUA INVESTMENT MANAGERS (PTY) LIMITEDCRD 315222
$1,672,539,289.00Regulatory AUM · August 2026
PERPETUITY ASSET MANAGEMENT INCCRD 105555
Not availableRegulatory AUM · August 2026
PERRY CAPITAL PARTNERS LLCCRD 312808
$450,000,000.00Regulatory AUM · August 2026
PERRY CREEK CAPITAL LPCRD 172376 · NEW YORK, NY
$1,725,072,666.00Regulatory AUM · August 2026
PERRYMAN FINANCIAL ADVISORY, INC.CRD 107653 · DALLAS, TX
$1,024,110,000.00Regulatory AUM · August 2026
PERRYRIDGE CAPITAL LPCRD 331781 · GREENWICH, CT
$226,613,195.00Regulatory AUM · August 2026
PERSHING SQUARE CAPITAL MANAGEMENT, L.P.CRD 132982 · NEW YORK, NY
$25,061,606,673.00Regulatory AUM · August 2026
PERSIMMON CAPITAL MANAGEMENT, LPCRD 334563 · BLUE BELL, PA
$368,469,044.00Regulatory AUM · August 2026
PERSIUM ADVISORS, LLCCRD 128335 · ATLANTA, GA
$583,630,141.00Regulatory AUM · August 2026
PERSONAL ASSET STRATEGIES, INC.CRD 128627 · WESTBURY, NY
$50,588,198.00Regulatory AUM · August 2026
PERSONAL CFO SOLUTIONS LLCCRD 158248 · CHESTER, NJ
$1,649,290,976.00Regulatory AUM · August 2026
PERSONAL CHOICE FINANCIAL ADVISORS, LLCCRD 110384 · CINCINNATI, OH
$211,334,500.00Regulatory AUM · August 2026
PERSONAL FINANCIAL PROFILES INCCRD 109327 · CORAL SPRINGS, FL
$335,290,835.00Regulatory AUM · August 2026
PERSONAL FINANCIAL SOLUTIONS, LLCCRD 129095 · MANASQUAN, NJ
$155,649,583.00Regulatory AUM · August 2026
PERSONAL MONEY PLANNING, LLCCRD 112178 · WICHITA FALLS, TX
$126,734,464.00Regulatory AUM · August 2026
PERSONALIZED FINANCIAL SOLUTIONS LLCCRD 306475 · CLEARWATER, FL
$142,558,870.00Regulatory AUM · August 2026
PERSPECTIVE WEALTH ADVISORS LLCCRD 332574 · LOVELAND, CO
$158,037,995.00Regulatory AUM · August 2026
PERSPECTIVE WEALTH PARTNERS, LLCCRD 140330 · BOISE, ID
$843,910,938.00Regulatory AUM · August 2026
PERTENTO ADVISORS LLCCRD 335545
$4,767,461,043.00Regulatory AUM · August 2026
PETER KIMMELMAN ASSET MANAGEMENT LPCRD 133302 · NEW YORK, NY
$466,272,000.00Regulatory AUM · August 2026
PETER NIKOLA PESICCRD 166198
Not availableRegulatory AUM · August 2026
PETERSEN HASTINGS WEALTH ADVISORS, INC.CRD 110952 · KENNEWICK, WA
$1,576,834,456.00Regulatory AUM · August 2026
PETERSON FINANCIAL GROUP, INC.CRD 169519 · DES MOINES, IA
$299,196,453.00Regulatory AUM · August 2026
PETERSON FINANCIAL SERVICES LLCCRD 106127 · DENVER, CO
$124,037,371.00Regulatory AUM · August 2026
PETERSON PARTNERS, LLCCRD 159450 · SALT LAKE CITY, UT
$2,963,833,306.00Regulatory AUM · August 2026