All investment adviser firms · Page 116
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- PATHWAYS ADVISORY GROUP, INC.CRD 143817 · FRESNO, CA$388,476,260.00Regulatory AUM · August 2026
- PATHWAYS WEALTH MANAGEMENT, INC.CRD 154125$287,019,868.00Regulatory AUM · August 2026
- PATHWISE WEALTH PARTNERS, LLCCRD 174215 · WALNUT CREEK, CA$255,048,770.00Regulatory AUM · August 2026
- PATHWORKS FINANCIAL, INC.CRD 138393 · NOVI, MI$279,258,481.00Regulatory AUM · August 2026
- PATIENT CAPITAL MANAGEMENT, LLCCRD 307336 · BALTIMORE, MD$2,502,504,048.00Regulatory AUM · August 2026
- PATIENT SQUARE CAPITAL, LPCRD 312203 · MENLO PARK, CA$17,512,552,081.00Regulatory AUM · August 2026
- PATRIA CAPITAL PARTNERS LLPCRD 144651$3,292,135,865.00Regulatory AUM · August 2026
- PATRIA PRIVATE EQUITY (EUROPE) LIMITEDCRD 318769$8,005,705,681.00Regulatory AUM · August 2026
- PATRICK FINANCIAL GROUP, L.L.C.CRD 124610 · BRIGHTON, MI$170,440,000.00Regulatory AUM · August 2026
- PATRICK M. SWEENEY & ASSOCIATES, INCCRD 112802 · LIBERTYVILLE, IL$252,538,390.00Regulatory AUM · August 2026
- PATRICK MAURO INVESTMENT ADVISOR, INC.CRD 122742$212,088,940.00Regulatory AUM · August 2026
- PATRICOF CO. LLCCRD 320902 · NEW YORK, NY$264,223,963.00Regulatory AUM · August 2026
- PATRIOT FINANCIAL MANAGER, L.P.CRD 159818 · RADNOR, PA$1,129,825,084.00Regulatory AUM · August 2026
- PATRIOT INVESTMENT MANAGEMENT GROUP INCCRD 112155 · KNOXVILLE, TN$1,906,856,227.00Regulatory AUM · August 2026
- PATRON PARTNERS, LLCCRD 310629 · HOUSTON, TX$325,702,333.00Regulatory AUM · August 2026
- PATTEN AND PATTEN, INC.CRD 105414 · CHATTANOOGA, TN$2,210,816,671.00Regulatory AUM · August 2026
- PATTERSON PARTNERS LTD.CRD 305859$31,484,085.00Regulatory AUM · August 2026
- PATTON ALBERTSON MILLER GROUP, LLCCRD 281558 · CHATTANOOGA, TN$1,677,765,766.00Regulatory AUM · August 2026
- PATTON FUND MANAGEMENT, INC.CRD 120533$977,201,577.00Regulatory AUM · August 2026
- PAUL & CO. WEALTH MANAGEMENT, INC.CRD 331617 · ATASCADERO, CA$164,699,635.00Regulatory AUM · August 2026
- PAUL J. GLASHOFER ENTERPRISES, INC.CRD 146262$284,265,000.00Regulatory AUM · August 2026
- PAUL R. RIED FINANCIAL GROUP, LLCCRD 297284 · BELLEVUE, WA$1,268,180,179.00Regulatory AUM · August 2026
- PAUL WINKLER, INC.CRD 119342 · GOODLETTSVILLE, TN$1,275,401,856.00Regulatory AUM · August 2026
- PAULO FINANCIAL ADVISORS, LLCCRD 131943$56,969,894.00Regulatory AUM · August 2026
- PAULSON WEALTH MANAGEMENT INC.CRD 150374 · WEST PALM BEACH, FL$558,941,880.00Regulatory AUM · August 2026
- PAVAKI CAPITAL MANAGEMENT, LLCCRD 316395$410,135,655.00Regulatory AUM · August 2026
- PAVE INVESTMENT ADVISORS, LLC.CRD 322420 · NEW YORK, NY$669,568,934.00Regulatory AUM · August 2026
- PAVION BLUE CAPITAL, LLCCRD 301968 · NEWPORT BEACH, CA$443,664,706.00Regulatory AUM · August 2026
- PAVLIC INVESTMENT ADVISORS, INC.CRD 111246 · DELAFIELD, WI$108,843,269.00Regulatory AUM · August 2026
- PAX FINANCIAL GROUP, LLCCRD 284164 · SAN ANTONIO, TX$747,082,147.00Regulatory AUM · August 2026
- PAYDEN & RYGELCRD 107160 · LOS ANGELES, CA$158,227,256,697.00Regulatory AUM · August 2026
- PAYNE CAPITAL LLCCRD 329458$170,887,842.00Regulatory AUM · August 2026
- PAYNE CAPITAL MANAGEMENT, LLCCRD 147119 · NEW YORK, NY$1,340,509,456.00Regulatory AUM · August 2026
- PBMARES WEALTH MANAGEMENT LLCCRD 116218 · WILLIAMSBURG, VA$1,302,024,713.00Regulatory AUM · August 2026
- PC3 PARTNERS, LLCCRD 339659 · MIAMI BEACH, FL$156,046,170.00Regulatory AUM · August 2026
- PCA INVESTMENT ADVISORY SERVICES, INC.CRD 123475 · CINCINNATI, OH$4,314,276,177.00Regulatory AUM · August 2026
- PCB CAPITAL LLCCRD 309784 · EAST BRUNSWICK, NJ$184,775,085.00Regulatory AUM · August 2026
- PCCP, LLCCRD 157505 · LOS ANGELES, CA$20,104,271,033.00Regulatory AUM · August 2026
- PCG ASSET MANAGEMENT, LLCCRD 148208 · GLADSTONE, NJ$143,087,798.00Regulatory AUM · August 2026
- PCG WEALTH ADVISORS, LLCCRD 290977 · OVERLAND PARK, KS$931,127,284.00Regulatory AUM · August 2026
- PCIM REALTY ADVISORS, LLCCRD 313281 · ADDISON, TX$1,224,267,519.00Regulatory AUM · August 2026
- PCJ INVESTMENT COUNSEL LTD.CRD 174083$924,342,654.00Regulatory AUM · August 2026
- PCM ENCORE, LLCCRD 333127 · ASPEN, CO$1,943,437,643.00Regulatory AUM · August 2026
- PCM MANAGEMENT ADVISOR, LLCCRD 323946 · CHAGRIN FALLS, OH$7,892,536,221.00Regulatory AUM · August 2026
- PCP MANAGERS, L.P.CRD 157398 · SAN FRANCISCO, CA$13,353,835,498.00Regulatory AUM · August 2026
- PDS PLANNING INCCRD 106895 · DUBLIN, OH$2,167,293,722.00Regulatory AUM · August 2026
- PDT PARTNERS, LLCCRD 163776 · NEW YORK, NY$19,177,662,795.00Regulatory AUM · August 2026
- PEACE OF MIND FINANCIAL, INCCRD 289067 · COLORADO SPRINGS, CO$123,633,619.00Regulatory AUM · August 2026
- PEACHCAP TAX & ADVISORY, LLCCRD 158729 · ATLANTA, GA$147,477,373.00Regulatory AUM · August 2026
- PEACHTREE INVESTMENT PARTNERS, LLCCRD 142839$335,811,989.00Regulatory AUM · August 2026
- PEACHTREE WEALTH ADVISORS, INCCRD 139779 · ATLANTA, GA$436,786,765.00Regulatory AUM · August 2026
- PEAK ALTITUDE PARTNERS, LPCRD 338110 · NEW YORK, NY$68,129,403.00Regulatory AUM · August 2026
- PEAK AMERICAN INVESTMENT ADVISORS, INC.CRD 145056 · PLANO, TX$148,987,179.00Regulatory AUM · August 2026
- PEAK ASSET MANAGEMENT, LLCCRD 106944 · LOUISVILLE, CO$1,011,130,724.00Regulatory AUM · August 2026
- PEAK CAPITAL MANAGEMENT, LLCCRD 141488 · GREENWOOD VILLAGE, CO$165,213,827.00Regulatory AUM · August 2026
- PEAK FINANCIAL ADVISORS, LLCCRD 115207 · DENVER, CO$268,751,194.00Regulatory AUM · August 2026
- PEAK FINANCIAL CONSULTING, INC.CRD 291860 · BLOOMINGTON, MN$132,271,141.00Regulatory AUM · August 2026
- PEAK FINANCIAL MANAGEMENT INCCRD 110559 · WELLESLEY, MA$534,424,348.00Regulatory AUM · August 2026
- PEAK FINANCIAL MANAGEMENT, INC.CRD 281223 · BROOMFIELD, CO$109,420,824.00Regulatory AUM · August 2026
- PEAK FINANCIAL PLANNING, LLCCRD 317288 · CANOGA PARK, CA$93,000,000.00Regulatory AUM · August 2026
- PEAK INVESTMENT ADVISORS, INC.CRD 113967 · COLORADO SPRINGS, CO$234,624,302.00Regulatory AUM · August 2026
- PEAK PLANNING GROUP, LLCCRD 289891 · CENTENNIAL, CO$709,995,204.00Regulatory AUM · August 2026
- PEAK RETIREMENT PLANNING, INC.CRD 317592 · COLUMBUS, OH$631,022,251.00Regulatory AUM · August 2026
- PEAK ROCK CAPITAL LLCCRD 165138 · AUSTIN, TX$7,275,042,023.00Regulatory AUM · August 2026
- PEAK WEALTH MANAGEMENT LLCCRD 281036 · NASHUA, NH$156,125,904.00Regulatory AUM · August 2026
- PEAK WEALTH MANAGEMENT LLCCRD 332411 · SARATOGA SPRINGS, NY$38,960,000.00Regulatory AUM · August 2026
- PEAK WEALTH MANAGEMENT, LLCCRD 166944 · PLYMOUTH, MI$446,000,000.00Regulatory AUM · August 2026
- PEAK WEALTH SOLUTIONS, INC.CRD 127391 · PEPPER PIKE, OH$911,579,977.00Regulatory AUM · August 2026
- PEAK XV PARTNERS OPERATIONS LLCCRD 305299$15,297,944,217.00Regulatory AUM · August 2026
- PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C.CRD 281131 · VILLANOVA, PA$485,479,513.00Regulatory AUM · August 2026
- PEAKLINE PARTNERS, LLCCRD 306449 · CHICAGO, IL$2,805,468,495.00Regulatory AUM · August 2026
- PEAKSHARES LLCCRD 329193 · TAMPA, FL$110,000,000.00Regulatory AUM · August 2026
- PEAKVALLEY WEALTH, LLCCRD 165542 · ROANOKE, VA$130,270,000.00Regulatory AUM · August 2026
- PEAKVIEW MANAGEMENT, LLCCRD 305663 · MENLO PARK, CA$646,434,068.00Regulatory AUM · August 2026
- PEAPOD LANE CAPITAL LLCCRD 159963 · BEDFORD HILLS, NY$108,188,034.00Regulatory AUM · August 2026
- PEAR TREE ADVISORS, INC.CRD 104576 · LINCOLN, MA$3,089,429,330.00Regulatory AUM · August 2026
- PEARL DIVER CAPITAL LLPCRD 283834$2,820,301,079.00Regulatory AUM · August 2026
- PEARL LANE ADVISORS, LLCCRD 172681 · NEW YORK, NY$78,207,649.00Regulatory AUM · August 2026
- PEARL PLANNING, LLCCRD 336568 · DEXTER, MI$329,182,626.00Regulatory AUM · August 2026
- PEARL WEALTH GROUP, LLCCRD 326283$102,909,000.00Regulatory AUM · August 2026
- PEARL WEALTH LLCCRD 296811$129,900,328.00Regulatory AUM · August 2026
- PEARL WEALTH LLCCRD 299508 · PORTLAND, OR$156,345,588.00Regulatory AUM · August 2026
- PEARLSTONE ALTERNATIVE (UK) LLPCRD 324441$210,490,700.00Regulatory AUM · August 2026
- PEARSON CREEK CAPITAL MANAGEMENT LLCCRD 160354 · CHICAGO, IL$284,808,278.00Regulatory AUM · August 2026
- PEAVINE CAPITAL, LLCCRD 159922$496,295,948.00Regulatory AUM · August 2026
- PEB CAPITAL MANAGEMENT LLCCRD 315241 · COLUMBUS, OH$171,008,134.00Regulatory AUM · August 2026
- PEBBLE VALLEY HOLDINGS, INCCRD 145664 · WESTERN SPRINGS, IL$129,482,696.00Regulatory AUM · August 2026
- PECAUT & CO.CRD 2997 · SIOUX CITY, IA$381,753,129.00Regulatory AUM · August 2026
- PECK WEALTH MANAGEMENT, LLCCRD 157407$157,370,960.00Regulatory AUM · August 2026
- PECONIC ASSET PLANNING, INC.CRD 310121 · RIVERHEAD, NY$64,590,865.00Regulatory AUM · August 2026
- PECONIC PARTNERS LLCCRD 108857 · NEW YORK, NY$2,747,337,797.00Regulatory AUM · August 2026
- PECUSAVVY FINANCIAL, LLCCRD 339768 · EL PASO, TX$9,127,832.00Regulatory AUM · July 2026
- PEDDOCK CAPITAL ADVISORS, LLCCRD 148216 · BRAINTREE, MA$836,154,847.00Regulatory AUM · August 2026
- PEERLESS WEALTH LLCCRD 305807 · COLUMBUS, OH$148,652,650.00Regulatory AUM · August 2026
- PEGASUS ASSET MANAGEMENT INCCRD 104766 · MORRISTOWN, NJ$553,614,805.00Regulatory AUM · August 2026
- PEGASUS CAPITAL ADVISORS, L.P.CRD 157094 · STAMFORD, CT$343,378,522.00Regulatory AUM · August 2026
- PEGASUS FINANCIAL GROUP LLCCRD 145127 · CHANTILLY, VA$122,320,436.00Regulatory AUM · August 2026
- PEGASUS GROUP, LLCCRD 113499 · MORRISTOWN, NJ$91,338,126.00Regulatory AUM · August 2026
- PEGASUS TECH VENTURES, INC.CRD 164588 · SAN JOSE, CA$2,581,136,068.00Regulatory AUM · August 2026
- PEIRCE CAPITAL MANAGEMENT, LLCCRD 142654 · THE WOODLANDS, TX$534,142,874.00Regulatory AUM · August 2026