All investment adviser firms · Page 114
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PACIFIC VALUE, LLCCRD 147086 · BOISE, ID$190,000,000.00Regulatory AUM · August 2026
- PACIFIC WAY CAPITAL MANAGEMENT, LLCCRD 334551 · NEW YORK, NY$33,566,528,692.00Regulatory AUM · August 2026
- PACIFIC WEALTH ADVISORY SERVICES LLCCRD 330888 · DANVILLE, CA$96,284,457.00Regulatory AUM · August 2026
- PACIFIC WEALTH MANAGEMENT, LLCCRD 113217 · SAN DIEGO, CA$371,941,587.00Regulatory AUM · August 2026
- PACIFIC WEALTH STRATEGIES GROUP, INC.CRD 144789 · SANTA BARBARA, CA$253,189,504.00Regulatory AUM · August 2026
- PACIFICA CAPITAL INVESTMENTS LLCCRD 125790$747,584,148.00Regulatory AUM · August 2026
- $128,237,301.00Regulatory AUM · August 2026
- PACIFICA PARTNERS INCCRD 148834$315,965,755.00Regulatory AUM · August 2026
- PACK PRIVATE WEALTH, LLCCRD 310523 · WAYZATA, MN$326,235,000.00Regulatory AUM · August 2026
- PACKERLAND BROKERAGE SERVICES, INC.CRD 37031 · GREEN BAY, WI$1,358,224,265.00Regulatory AUM · August 2026
- PACT CAPITAL LLCCRD 333871 · NEW YORK, NY$891,659,687.00Regulatory AUM · August 2026
- PACTOLUS PRIVATE WEALTH MANAGEMENT LLCCRD 155195 · VIENNA, VA$187,843,313.00Regulatory AUM · August 2026
- PAGAYA INVESTMENTS US LLCCRD 299672 · NEW YORK, NY$985,384,731.00Regulatory AUM · August 2026
- PAINE SCHWARTZ PARTNERS, LLCCRD 157551 · NEW YORK, NY$5,191,915,398.00Regulatory AUM · August 2026
- PAINSWICK CAPITAL MANAGEMENT LPCRD 333644 · NEW YORK, NY$1,585,653,781.00Regulatory AUM · August 2026
- PAINTED PORCH ADVISORS LLCCRD 304375 · SANTA BARBARA, CA$571,924,848.00Regulatory AUM · August 2026
- PALACIOS WEALTH MANAGEMENT, LLCCRD 327660 · ORMOND BEACH, FL$234,319,226.00Regulatory AUM · August 2026
- PALADIN ADVISORY GROUP, LLCCRD 285303 · CLIVE, IA$279,780,412.00Regulatory AUM · August 2026
- PALADIN CAPITAL MANAGEMENT, LLCCRD 122679 · WASHINGTON, DC$1,300,162,837.00Regulatory AUM · August 2026
- PALADIN CAPITAL, LLCCRD 288037 · ARDEN HILLS, MN$9,953,217.00Regulatory AUM · August 2026
- PALADIN PARTNERS, LLCCRD 132024 · HARTLAND, WI$198,517,308.00Regulatory AUM · August 2026
- PALADIN REALTY PARTNERS, LLCCRD 158258$112,049,804.00Regulatory AUM · August 2026
- PALADIN WEALTH, LLCCRD 288387 · ARDEN HILLS, MN$216,918,496.00Regulatory AUM · August 2026
- PALANTE WEALTH ADVISORS, LLCCRD 175298 · PENNINGTON, NJ$115,500,287.00Regulatory AUM · August 2026
- PALATINE FUND ADVISORS, LLCCRD 168077 · MIAMI, FL$821,422,837.00Regulatory AUM · August 2026
- PALATINE HILL, LLCCRD 305619 · BIRMINGHAM, MI$295,900,373.00Regulatory AUM · August 2026
- PALESTRA CAPITAL MANAGEMENT LLCCRD 160535 · NEW YORK, NY$5,441,912,932.00Regulatory AUM · August 2026
- PALISADE AMERICAS MANAGEMENT LLCCRD 322412 · NEW YORK, NY$288,400,000.00Regulatory AUM · August 2026
- PALISADE ASSET MANAGEMENT, LLCCRD 136089 · MINNEAPOLIS, MN$1,268,851,206.00Regulatory AUM · August 2026
- PALISADE CAPITAL MANAGEMENT, LPCRD 104581 · FORT LEE, NJ$3,862,495,834.00Regulatory AUM · August 2026
- PALISADE INVESTMENTS, LLCCRD 124776 · ZEPHYR COVE, NV$652,721,964.00Regulatory AUM · August 2026
- PALISADES HUDSON ASSET MANAGEMENT, L.P.CRD 109134 · FORT LAUDERDALE, FL$1,839,337,921.00Regulatory AUM · August 2026
- PALISADES INVESTMENT PARTNERS, LLCCRD 128173 · EL SEGUNDO, CA$271,000,000.00Regulatory AUM · August 2026
- PALISTAR CAPITAL LPCRD 300897 · NEW YORK, NY$3,470,379,287.00Regulatory AUM · August 2026
- PALLADIEM LLCCRD 158989 · BRYN MAWR, PA$114,524,480.00Regulatory AUM · August 2026
- PALLADIN CONSUMER RETAIL PARTNERS, LLCCRD 164689 · BOSTON, MA$457,340,655.00Regulatory AUM · August 2026
- PALLADIUM EQUITY PARTNERS ADVISOR, LLCCRD 159061 · NEW YORK, NY$3,599,345,796.00Regulatory AUM · August 2026
- PALLADIUM HERITAGE MANAGEMENT, LLCCRD 321623 · NEW YORK, NY$37,166,506.00Regulatory AUM · August 2026
- PALLAS CAPITAL ADVISORS, LLCCRD 310327 · BRAINTREE, MA$4,311,253,998.00Regulatory AUM · August 2026
- PALLER FINANCIAL SERVICES, INC.CRD 161531 · CENTENNIAL, CO$147,888,846.00Regulatory AUM · August 2026
- PALM BEACH CAPITAL MANAGEMENT III, LLCCRD 159611 · WEST PALM BEACH, FL$998,820,588.00Regulatory AUM · August 2026
- PALM DRIVE CAPITAL LLCCRD 284014 · NEW YORK, NY$376,386,304.00Regulatory AUM · August 2026
- PALM PEAK CAPITAL, LLCCRD 334986 · BOCA RATON, FL$400,841,880.00Regulatory AUM · August 2026
- PALM SPRINGS ADVISORY LLCCRD 289398$35,506,240.00Regulatory AUM · August 2026
- PALM VALLEY CAPITAL MANAGEMENT LLCCRD 299896 · JACKSONVILLE BEACH, FL$281,574,433.00Regulatory AUM · August 2026
- PALMER SQUARE BDC ADVISOR LLCCRD 306742 · MISSION WOODS, KS$1,217,683,795.00Regulatory AUM · August 2026
- PALMER SQUARE CAPITAL MANAGEMENT LLCCRD 155697 · MISSION WOODS, KS$25,590,582,955.00Regulatory AUM · August 2026
- PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLCCRD 310321 · MISSION WOODS, KS$9,226,988,593.00Regulatory AUM · August 2026
- PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLCCRD 324817 · MISSION WOODS, KS$77,189,134.00Regulatory AUM · August 2026
- PALO ALTO INVESTORS LPCRD 109171 · PALO ALTO, CA$696,000,000.00Regulatory AUM · August 2026
- PALO DURO INVESTMENT PARTNERS, LPCRD 324320 · CHICAGO, IL$402,759,861.00Regulatory AUM · August 2026
- PALOGIC VALUE MANAGEMENT, L.P.CRD 155133 · DALLAS, TX$405,523,598.00Regulatory AUM · August 2026
- PALOMA PARTNERS MANAGEMENT COMPANYCRD 138460 · GREENWICH, CT$30,288,572,376.00Regulatory AUM · August 2026
- PALOMAR ADVISORS INC.CRD 285358$101,258,620.00Regulatory AUM · August 2026
- PALOS MANAGEMENT INC.CRD 304309$12,051,303.00Regulatory AUM · August 2026
- PALOUSE CAPITAL MANAGEMENT, INC.CRD 104573 · SPOKANE, WA$408,512,905.00Regulatory AUM · August 2026
- PALUMBO WEALTH MANAGEMENT LLCCRD 306548 · GREAT NECK, NY$543,384,640.00Regulatory AUM · August 2026
- PAMALICAN ASSET MANAGEMENT LIMITEDCRD 331819$50,000,000.00Regulatory AUM · August 2026
- PAMLICO CAPITAL MANAGEMENT, LPCRD 157532 · CHARLOTTE, NC$5,299,384,975.00Regulatory AUM · August 2026
- PAMPLONA CAPITAL MANAGEMENT LLCCRD 160860 · NEW YORK, NY$2,828,838,923.00Regulatory AUM · August 2026
- PAN CAPITAL MANAGEMENT LPCRD 336371 · HOUSTON, TX$3,078,886,949.00Regulatory AUM · August 2026
- PAN GLOBAL ADVISERS, LLCCRD 301863 · NEWPORT BEACH, CA$270,491,294.00Regulatory AUM · August 2026
- PANAGORA ASSET MANAGEMENT INCCRD 105201 · BOSTON, MA$44,129,364,870.00Regulatory AUM · August 2026
- PANDI, LLCCRD 330112 · KANSAS CITY, MO$1,377,568,744.00Regulatory AUM · August 2026
- PANDORA WEALTH, INC.CRD 331816 · LAS VEGAS, NV$285,001,611.00Regulatory AUM · August 2026
- PANDOWEALTH. LLCCRD 281456$500,276,470.00Regulatory AUM · August 2026
- PANORAMA POINT PARTNERS, LLCCRD 165704 · OMAHA, NE$178,099,273.00Regulatory AUM · August 2026
- PANORAMA WEALTH ADVISORSCRD 324199 · GREENWOOD VILLAGE, CO$133,707,136.00Regulatory AUM · August 2026
- PANORAMIC CAPITAL PARTNERS LLCCRD 331349 · LAKE OSWEGO, OR$392,668,358.00Regulatory AUM · August 2026
- PANORAMIC CAPITAL, LLCCRD 153450 · LARKSPUR, CA$299,600,000.00Regulatory AUM · August 2026
- PANORAMIC INVESTMENT ADVISORS, LLCCRD 290770 · GLENDALE, CO$350,608,741.00Regulatory AUM · August 2026
- PANORAMIKA ADVISORS INC.CRD 172737 · MIAMI, FL$1,050,304,871.00Regulatory AUM · August 2026
- PANTELES ADVISORS, LLCCRD 322676 · ARGYLE, TX$108,183,493.00Regulatory AUM · August 2026
- PANTERA CAPITAL PARTNERS LPCRD 284342 · SAN FRANCISCO, CA$3,961,135,217.00Regulatory AUM · August 2026
- PANTHEON INFRA ADVISORS, LLCCRD 335463 · SAN FRANCISCO, CA$26,590,503.00Regulatory AUM · August 2026
- PANTHEON VENTURES (UK) LLPCRD 161631$4,616,248,987.00Regulatory AUM · August 2026
- PANTHEON VENTURES (US) LPCRD 153425 · SAN FRANCISCO, CA$87,688,577,202.00Regulatory AUM · August 2026
- PANTHEON VENTURES INC.CRD 110091 · SAN FRANCISCO, CA$11.00Regulatory AUM · August 2026
- PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.CRD 131796 · NEW YORK, NY$357,509,070.00Regulatory AUM · August 2026
- PAR CAPITAL MANAGEMENT, INC.CRD 156596 · BOSTON, MA$1,471,249,761.00Regulatory AUM · August 2026
- PARA WEALTH ADVISORS, INC.CRD 322683 · CAMAS, WA$221,029,745.00Regulatory AUM · August 2026
- PARABELLUM CAPITAL LLCCRD 269874 · NEW YORK, NY$1,940,619,972.00Regulatory AUM · August 2026
- PARABLE, LLCCRD 304873 · ST AUGUSTINE, FL$176,326,932.00Regulatory AUM · August 2026
- PARADICE INVESTMENT MANAGEMENT LLCCRD 164411$1,393,038,564.00Regulatory AUM · August 2026
- PARADIEM, LLCCRD 158200 · COVINGTON, LA$483,429,554.00Regulatory AUM · August 2026
- PARADIGM ADVISORS, L.L.C.CRD 114515 · DALLAS, TX$136,135,723.00Regulatory AUM · August 2026
- PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.CRD 111479 · WHITE PLAINS, NY$441,717,174.00Regulatory AUM · August 2026
- PARADIGM BIOCAPITAL ADVISORS LPCRD 312544 · NEW YORK, NY$4,469,161,523.00Regulatory AUM · August 2026
- PARADIGM CAPITAL MANAGEMENT, INC.CRD 107982 · ALBANY, NY$2,381,968,089.00Regulatory AUM · August 2026
- PARADIGM CAPITAL MANAGEMENT,LLCCRD 120805 · RENO, NV$173,384,610.00Regulatory AUM · August 2026
- PARADIGM FUNDS ADVISOR LLCCRD 136481 · ALBANY, NY$305,061,951.00Regulatory AUM · August 2026
- PARADIGM GLOBAL INVESTORS, LLCCRD 338287 · DALLAS, TX$3,031,178,794.00Regulatory AUM · August 2026
- PARADIGM INVESTMENT ADVISORY, LLCCRD 334370 · BRIDGEWATER, NJ$425,065,996.00Regulatory AUM · August 2026
- PARADIGM OPERATIONS LPCRD 299210 · SAN FRANCISCO, CA$11,869,698,738.00Regulatory AUM · August 2026
- PARADIGM WEALTH ADVISORY LLCCRD 283120 · BRIDGEWATER, NJ$201,238,727.00Regulatory AUM · August 2026
- PARADIGM WEALTH MANAGEMENT, LLCCRD 148662 · WESTLAKE, OH$563,404,004.00Regulatory AUM · August 2026
- PARADIGM WEALTH MANAGEMENT, LLCCRD 282055 · LINCOLN, NE$116,334,723.00Regulatory AUM · August 2026
- PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLCCRD 110372 · MAPLE GROVE, MN$313,662,138.00Regulatory AUM · August 2026
- PARADOXIOM CAPITAL LPCRD 330671 · STAMFORD, CT$125,000,000.00Regulatory AUM · August 2026
- PARAFI CAPITAL LPCRD 294670 · NEW YORK, NY$1,817,814,710.00Regulatory AUM · August 2026