All investment adviser firms · Page 107
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- NEXT LEGACY MANAGEMENT, LLCCRD 156640 · PORTOLA VALLEY, CA$4,410,438,207.00Regulatory AUM · August 2026
- NEXT LEVEL PRIVATE LLCCRD 313247 · HARRISON, NY$1,369,973,000.00Regulatory AUM · August 2026
- NEXT LEVEL WEALTH PLANNING, LLCCRD 327644 · MERIDIAN, ID$322,732,167.00Regulatory AUM · August 2026
- NEXT MANAGEMENT ADVISORS, LLCCRD 324644 · NEW YORK, NY$353,141,196.00Regulatory AUM · August 2026
- NEXT UP WEALTH ADVISORS, LLCCRD 342136 · SCOTTSDALE, AZNot availableRegulatory AUM · August 2026
- NEXTBIO CAPITAL MANAGEMENT LPCRD 332920 · AUSTIN, TX$305,214,283.00Regulatory AUM · August 2026
- NEXTECH VENTURES (US) LLCCRD 316683 · BOSTON, MA$1,740,921,488.00Regulatory AUM · August 2026
- NEXTGEN EMP, INC.CRD 333721$16,100,000.00Regulatory AUM · August 2026
- NEXTGEN GROWTH PARTNERS, LLCCRD 285024 · CHICAGO, IL$293,707,610.00Regulatory AUM · August 2026
- NEXTMOVE CAPITAL INC.CRD 338359$190.00Regulatory AUM · August 2026
- NEXUS CAPITAL MANAGEMENT LPCRD 168618 · LOS ANGELES, CA$5,133,744,572.00Regulatory AUM · August 2026
- NEXUS ONE FINANCIAL ADVISORS LLCCRD 336809 · PLANO, TX$552,000,000.00Regulatory AUM · August 2026
- NEXUS RISK MANAGEMENT, LPCRD 164449Not availableRegulatory AUM · August 2026
- NEXUS338, LLCCRD 315250 · CABIN JOHN, MD$407,836,409.00Regulatory AUM · August 2026
- NEXWAVE CAPITAL PARTNERS LLCCRD 241788 · NEW YORK, NY$997,821,938.00Regulatory AUM · August 2026
- NEXWEALTH LLCCRD 311424 · PALM BEACH GARDENS, FL$172,207,939.00Regulatory AUM · August 2026
- NEXXUS HOLDINGS ADVISORS LLCCRD 166884 · SANTA BARBARA, CA$246,222,556.00Regulatory AUM · August 2026
- NFC INVESTMENTS, LLCCRD 132844 · MEMPHIS, TN$2,137,518,402.00Regulatory AUM · August 2026
- NFJ INVESTMENT GROUP, LLCCRD 310902 · DALLAS, TX$2,976,388,448.00Regulatory AUM · August 2026
- NFSG CORPORATIONCRD 130814 · BOCA RATON, FL$1,082,643,515.00Regulatory AUM · August 2026
- NGC FINANCIAL, LLCCRD 139992 · BAYSIDE, NY$57,110,396.00Regulatory AUM · August 2026
- NGP ENERGY CAPITAL MANAGEMENT, LLCCRD 160729 · DALLAS, TX$10,875,282,644.00Regulatory AUM · August 2026
- NGP FINANCIAL PLANNING, LLCCRD 310443$124,720,607.00Regulatory AUM · August 2026
- NHWM LLCCRD 328155 · CEDAR KNOLLS, NJ$203,265,394.00Regulatory AUM · August 2026
- NI ACQUISITIONS COMPANY LLCCRD 340590 · LEMOYNE, PANot availableRegulatory AUM · August 2026
- NIA IMPACT ADVISORS, LLCCRD 286587$458,970,786.00Regulatory AUM · August 2026
- NICH CAPITAL PARTNERS, INC.CRD 159260$148,032,651.00Regulatory AUM · August 2026
- NICHOLAS CO INCCRD 108347 · MILWAUKEE, WI$6,076,875,451.00Regulatory AUM · August 2026
- NICHOLAS HOFFMAN & COMPANY, LLCCRD 144516 · ATLANTA, GA$8,262,465,273.00Regulatory AUM · August 2026
- NICHOLAS INVESTMENT PARTNERS, L.P.CRD 140159 · SAN DIEGO, CA$1,450,892,122.00Regulatory AUM · August 2026
- NICHOLAS WEALTH, LLCCRD 282635 · MARIETTA, GA$739,826,707.00Regulatory AUM · August 2026
- NICHOLS & PRATT ADVISERS LLPCRD 107113 · BOSTON, MA$2,430,399,569.00Regulatory AUM · August 2026
- NICHOLSON MEYER CAPITAL MANAGEMENT, INC.CRD 105580 · KANSAS CITY, MO$338,103,696.00Regulatory AUM · August 2026
- NICHOLSON WEALTH MANAGEMENT GROUP, LLCCRD 327001 · CHARLESTON, SC$321,991,464.00Regulatory AUM · August 2026
- NICOLA WEALTH MANAGEMENT LTD.CRD 173201$11,042,694,801.00Regulatory AUM · August 2026
- NICOLET ADVISORY SERVICES, LLCCRD 283940 · GREEN BAY, WI$4,293,915,904.00Regulatory AUM · August 2026
- NICOLLET INVESTMENT MANAGEMENT, INC.CRD 109401 · MINNEAPOLIS, MN$557,410,793.00Regulatory AUM · August 2026
- $235,480,967.00Regulatory AUM · August 2026
- NIGHT OWL CAPITAL CANADA, LLCCRD 338234 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- NIGHT OWL CAPITAL MANAGEMENT, LLCCRD 106030 · GREENWICH, CT$1,095,200,000.00Regulatory AUM · August 2026
- NIGHT SQUARED LPCRD 333933 · NEW YORK, NY$976,077,907.00Regulatory AUM · August 2026
- NIGHTVIEW CAPITAL, LLCCRD 284183 · CLEARWATER, FL$171,944,008.00Regulatory AUM · August 2026
- NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.CRD 311890 · NEW YORK, NY$163,309,743.00Regulatory AUM · August 2026
- NIKULSKI FINANCIAL, INC.CRD 151569 · BETTENDORF, IA$448,977,741.00Regulatory AUM · August 2026
- NILES INVESTMENT MANAGEMENT, LLCCRD 329384 · PLANTATION, FL$185,484,106.00Regulatory AUM · August 2026
- NILSINE PARTNERS, LLCCRD 315694 · GREENWOOD VILLAGE, CO$1,881,704,852.00Regulatory AUM · August 2026
- NIM WEALTH SOLUTIONS INC.CRD 334754 · SAN JOSE, CA$116,755,871.00Regulatory AUM · August 2026
- NINE LEFT CAPITAL LPCRD 332838 · NEW YORK, NY$176,117,716.00Regulatory AUM · August 2026
- NINE MASTS CAPITAL ADVISERS LLCCRD 322775 · NEW YORK, NY$484,563,356.00Regulatory AUM · August 2026
- NINE TEN CAPITAL MANAGEMENT, LLCCRD 171420 · CHICAGO, IL$480,553,393.00Regulatory AUM · August 2026
- NINE THIRTY CAPITAL MANAGEMENT, LLCCRD 130545 · NEW YORK, NY$615,463,570.00Regulatory AUM · August 2026
- NINE30 ADVISORS LLCCRD 326596$654,553.00Regulatory AUM · August 2026
- NINEPOINT PARTNERS LPCRD 289068$4,423,959,415.00Regulatory AUM · August 2026
- NINEPOINTTWO CAPITAL LLCCRD 297270 · LOS ANGELES, CA$314,765,322.00Regulatory AUM · August 2026
- NINETY ONE NORTH AMERICA, INC.CRD 167922 · NEW YORK, NY$41,472,217,678.00Regulatory AUM · August 2026
- NINETY ONE UK LIMITEDCRD 158310$130,185,610,073.00Regulatory AUM · August 2026
- NINTH AVENUE CAPITAL, LPCRD 337730 · KANSAS CITY, MO$536,000,000.00Regulatory AUM · August 2026
- NINTH ETERNITY ASSET MANAGEMENT LLCCRD 306985 · NEW YORK, NY$238,591,888.00Regulatory AUM · August 2026
- NIOBRARA CAPITAL PARTNERS LPCRD 332070 · NEW YORK, NY$17,067,571,602.00Regulatory AUM · August 2026
- NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.CRD 156244 · NEW YORK, NY$82,988,884,015.00Regulatory AUM · August 2026
- NIPPON VALUE INVESTORS KKCRD 140500$591,286,435.00Regulatory AUM · August 2026
- NIPUN CAPITAL, L.P.CRD 159752 · FOSTER CITY, CA$2,026,716,101.00Regulatory AUM · August 2026
- NISA INVESTMENT ADVISORS, LLCCRD 107313 · ST. LOUIS, MO$343,889,703,371.00Regulatory AUM · August 2026
- NISHKAMA CAPITAL LLCCRD 170322$1,284,566,848.00Regulatory AUM · August 2026
- NITOR CAPITAL MANAGEMENT, LLCCRD 173067 · ENGLEWOOD CLIFFS, NJ$158,608,573.00Regulatory AUM · August 2026
- NIXON CAPITAL LLCCRD 148061 · AUSTIN, TX$389,876,887.00Regulatory AUM · August 2026
- NK CAPITAL LLCCRD 318615$109,165,768.00Regulatory AUM · August 2026
- NLG CAPITAL LLCCRD 109396 · MONTPELIER, VT$46,546,821,614.00Regulatory AUM · August 2026
- NMS CAPITAL SERVICES, LLCCRD 158140 · NEW YORK, NY$1,865,227,289.00Regulatory AUM · August 2026
- NO FATE BWWM, LLCCRD 317406 · PLANO, TX$311,863,610.00Regulatory AUM · August 2026
- NO STREET GP LPCRD 299240 · SAN FRANCISCO, CA$2,510,248,676.00Regulatory AUM · August 2026
- NOBLE FAMILY WEALTH, LLCCRD 315152 · CLEARWATER, FL$527,467,341.00Regulatory AUM · August 2026
- NOBLE WEALTH MANAGEMENT P.B.C.CRD 322607 · GREENWOOD VILLAGE, CO$400,459,976.00Regulatory AUM · August 2026
- NOBLE WEALTH MANAGEMENT, INC.CRD 169963 · NEWPORT BEACH, CA$223,430,862.00Regulatory AUM · August 2026
- NOBLE WEALTH PARTNERS, LLCCRD 298396 · DENVER, CO$118,491,092.00Regulatory AUM · August 2026
- NOBLEBRIDGE WEALTH MANAGEMENT, LLCCRD 146612$214,537,941.00Regulatory AUM · August 2026
- NOBSCOT INVESTMENT MANAGEMENT LLCCRD 283289 · WELLESLEY, MA$164,246,947.00Regulatory AUM · August 2026
- NOCTUA INTERNATIONAL WMG, LLCCRD 151170 · MIAMI, FL$474,493,872.00Regulatory AUM · August 2026
- NOESIS CAPITAL MANAGEMENT CORPCRD 110819 · BOCA RATON, FL$876,873,175.00Regulatory AUM · August 2026
- NOKOMIS CAPITAL, L.L.C.CRD 145627 · DALLAS, TX$804,159,000.00Regulatory AUM · August 2026
- NOKOTA MANAGEMENT, LPCRD 159004 · NEW YORK, NY$332,022,830.00Regulatory AUM · August 2026
- NOLAN MANAGEMENT LLCCRD 312637 · HERMOSA BEACH, CA$450,364,715.00Regulatory AUM · August 2026
- NOLET WEALTH MANAGEMENT, LLCCRD 329186 · FORT WORTH, TX$272,586,305.00Regulatory AUM · August 2026
- NOMURA ASSET MANAGEMENT CO., LTD.CRD 110814$601,786,763,078.00Regulatory AUM · August 2026
- NOMURA ASSET MANAGEMENT U.S.A. INCCRD 108222 · NEW YORK, NY$1,008,711,314.00Regulatory AUM · August 2026
- NOMURA CAPITAL MANAGEMENT LLCCRD 324417 · NEW YORK, NY$651,318,871.00Regulatory AUM · August 2026
- NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCCRD 110411 · NEW YORK, NY$37,557,642,327.00Regulatory AUM · August 2026
- NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTCRD 105390 · PHILADELPHIA, PA$144,044,874,720.00Regulatory AUM · August 2026
- NOMURA SECURITIES INTERNATIONAL, INC.CRD 4297 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NORCAP INVESTMENT MANAGEMENT, L.P.CRD 132975 · AUSTIN, TX$350,562,550.00Regulatory AUM · August 2026
- NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.CRD 116837 · NEW YORK, NY$1,054,468,000.00Regulatory AUM · August 2026
- $2,392,240,217.00Regulatory AUM · August 2026
- NORDWAND ADVISORS, LLCCRD 322936 · RADNOR, PA$3,967,694,453.00Regulatory AUM · August 2026
- NORDWAND INVESTMENTS, LLCCRD 323829 · RADNOR, PA$44,726,197.00Regulatory AUM · August 2026
- NORLAND CAPITAL LPCRD 288562$167,523,413.00Regulatory AUM · August 2026
- NORRIS FINANCIAL GROUP, LLCCRD 129422 · GREENVILLE, SC$353,003,756.00Regulatory AUM · August 2026
- NORRIS PERNE & FRENCH LLPCRD 104683 · GRAND RAPIDS, MI$2,691,127,889.00Regulatory AUM · August 2026
- NORTH AMERICAN WEALTH ADVISORS INC.CRD 297057 · JORDAN, MN$237,322,597.00Regulatory AUM · August 2026
- NORTH BAY WEALTH MANAGEMENTCRD 285523 · PETALUMA, CA$107,342,382.00Regulatory AUM · August 2026
- NORTH BERKELEY WEALTH MANAGEMENT, LLCCRD 136431 · BERKELEY, CA$829,754,046.00Regulatory AUM · August 2026