All investment adviser firms · Page 108
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- NORTH BRANCH CAPITAL MANAGEMENT, L.P.CRD 307344 · OAK BROOK, IL$467,500,000.00Regulatory AUM · August 2026
- NORTH CAPITAL, INC.CRD 148802 · SALT LAKE CITY, UT$365,760,255.00Regulatory AUM · August 2026
- NORTH CASTLE PARTNERS, LLCCRD 158213 · NEW YORK, NY$1,321,079,357.00Regulatory AUM · August 2026
- NORTH FORTY TWO & CO.CRD 148417 · LAKE OSWEGO, OR$167,919,555.00Regulatory AUM · August 2026
- NORTH HUDSON RESOURCE PARTNERS LPCRD 297155 · HOUSTON, TX$2,577,342,371.00Regulatory AUM · August 2026
- NORTH ISLAND VENTURES, LLCCRD 309291 · NEW YORK, NY$441,361,795.00Regulatory AUM · August 2026
- NORTH OF SOUTH CAPITAL LLPCRD 300917$6,696,710,928.00Regulatory AUM · August 2026
- NORTH PEAK CAPITAL MANAGEMENT, LLCCRD 294042 · NEW YORK, NY$1,703,000,000.00Regulatory AUM · August 2026
- NORTH PIER FIDUCIARY MANAGEMENT, LLCCRD 148128 · MARINA DEL REY, CA$1,276,472,248.00Regulatory AUM · August 2026
- NORTH POINT PORTFOLIO MANAGERS CORPORATIONCRD 111257 · ORANGE VILLAGE, OH$773,323,451.00Regulatory AUM · August 2026
- NORTH REEF CAPITAL MANAGEMENT LPCRD 311056 · LAGUNA BEACH, CA$4,141,234,742.00Regulatory AUM · August 2026
- NORTH RUN CAPITAL, LPCRD 157922 · BOSTON, MA$334,540,005.00Regulatory AUM · August 2026
- NORTH SHORE INVESTMENT CONSULTING LLCCRD 131763 · WILMETTE, IL$170,505,228.00Regulatory AUM · August 2026
- NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCCRD 130132 · LAKE FOREST, IL$572,561,013.00Regulatory AUM · August 2026
- NORTH SKY CAPITAL, LLCCRD 133959 · WAYZATA, MN$986,144,451.00Regulatory AUM · August 2026
- NORTH SQUARE INVESTMENTS, LLCCRD 294355 · CHICAGO, IL$3,154,462,709.00Regulatory AUM · August 2026
- NORTH STAR ADVISORY GROUP, LLCCRD 171694 · BEACHWOOD, OH$289,101,553.00Regulatory AUM · August 2026
- NORTH STAR ASSET MANAGEMENT INCCRD 106489 · NEENAH, WI$3,351,878,334.00Regulatory AUM · August 2026
- NORTH STAR INVESTMENT MANAGEMENT CORPORATIONCRD 117681 · CHICAGO, IL$2,502,412,026.00Regulatory AUM · August 2026
- NORTH WALL CAPITAL LLPCRD 298653$2,993,407,382.00Regulatory AUM · August 2026
- NORTH WOODS ASSET MANAGEMENT LLCCRD 226575 · BUFFALO, NY$150,393,137.00Regulatory AUM · August 2026
- NORTHAMPTON CAPITAL PARTNERS LLCCRD 329072 · MIAMI, FL$1,309,531,546.00Regulatory AUM · August 2026
- NORTHAVENUE LLCCRD 297300 · COLUMBUS, OH$204,847,307.00Regulatory AUM · August 2026
- NORTHBRIDGE FINANCIAL GROUP, LLCCRD 310394 · TAMPA, FL$413,141,294.00Regulatory AUM · August 2026
- NORTHBROOK FINANCIAL PLANNING LLCCRD 309060 · BALTIMORE, MD$108,760,000.00Regulatory AUM · August 2026
- NORTHCAPE CAPITAL PTY LTDCRD 332305$9,958,434,732.00Regulatory AUM · August 2026
- NORTHCAPE WEALTH MANAGEMENT, LLCCRD 312350 · WILLIAMSVILLE, NY$706,082,554.00Regulatory AUM · August 2026
- NORTHCOAST ASSET MANAGEMENT LLCCRD 282241 · STAMFORD, CT$4,967,977,227.00Regulatory AUM · August 2026
- NORTHCREST ASSET MANAGEMENT LLCCRD 300366 · PLYMOUTH, MN$4,327,112,057.00Regulatory AUM · August 2026
- NORTHEAST ADVISERS INCCRD 108835 · PAOLI, PA$639,108,000.00Regulatory AUM · August 2026
- NORTHEAST FINANCIAL GROUP, INC.CRD 122609 · ALLENTOWN, PA$1,442,742,559.00Regulatory AUM · August 2026
- NORTHEAST INVESTMENT MANAGEMENT INCCRD 105051 · BOSTON, MA$3,273,998,868.00Regulatory AUM · August 2026
- NORTHEAST PLANNING ASSOCIATES, INC.CRD 131406 · BEDFORD, NH$413,996,638.00Regulatory AUM · August 2026
- NORTHERN CAPITAL MANAGEMENT, INC.CRD 111379 · SPOKANE, WA$526,735,016.00Regulatory AUM · August 2026
- NORTHERN CAPITAL RETIREMENT SERVICES, INC.CRD 163327 · SPOKANE, WA$304,247,577.00Regulatory AUM · August 2026
- NORTHERN EDGE WEALTH MANAGEMENT, LLCCRD 338102 · MARQUETTE, MI$246,928,100.00Regulatory AUM · August 2026
- NORTHERN FINANCIAL ADVISORS, INC.CRD 121088 · BLOOMFIELD HILLS, MI$684,018,783.00Regulatory AUM · August 2026
- NORTHERN LAKES CAPITAL, L.P.CRD 315975 · MINNEAPOLIS, MN$575,447,357.00Regulatory AUM · August 2026
- NORTHERN LIGHTS ADVISORS, INCCRD 167824 · SEATTLE, WA$258,852,672.00Regulatory AUM · August 2026
- NORTHERN PACIFIC GROUP, L.P.CRD 299012 · MINNEAPOLIS, MN$58,561,797.00Regulatory AUM · August 2026
- NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLCCRD 173350 · MINNEAPOLIS, MN$58,561,797.00Regulatory AUM · August 2026
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.CRD 133046 · DARIEN, CT$552,751,995.00Regulatory AUM · August 2026
- NORTHERN TRUST GLOBAL INVESTMENTS LTDCRD 111900$208,387,890,843.00Regulatory AUM · August 2026
- NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD 105780 · CHICAGO, IL$1,245,248,223,540.00Regulatory AUM · August 2026
- NORTHERN TRUST SECURITIES, INC.CRD 7927 · CHICAGO, IL$1,662,427,504.00Regulatory AUM · August 2026
- NORTHFORT FINANCIAL, LLCCRD 143916$118,622,569.00Regulatory AUM · August 2026
- NORTHFRONT FINANCIAL USA INCCRD 301105$11,250,096.00Regulatory AUM · August 2026
- NORTHGATE CAPITAL, L.P.CRD 140214 · DANVILLE, CA$2,929,899,129.00Regulatory AUM · August 2026
- NORTHILL AIMS, LLCCRD 339338 · RICHARDSON, TX$249,477,467.00Regulatory AUM · August 2026
- NORTHLAND CAPITAL MANAGEMENT, LLCCRD 146452 · VIRGINIA, MN$234,953,770.00Regulatory AUM · August 2026
- NORTHLAND SECURITIES, INC.CRD 40258 · MINNEAPOLIS, MN$405,485,183.00Regulatory AUM · August 2026
- NORTHLANDING FINANCIAL PARTNERS, LLCCRD 167055 · ROCHESTER, NY$152,206,862.00Regulatory AUM · August 2026
- NORTHLANE CAPITAL PARTNERS, LLCCRD 285990 · BETHESDA, MD$1,156,221,279.00Regulatory AUM · August 2026
- NORTHLEAF CAPITAL ADVISORS LTD.CRD 145014$585,377,054.00Regulatory AUM · August 2026
- NORTHLIGHT CAPITAL PARTNERS LLCCRD 170112 · WESTPORT, CT$582,207,841.00Regulatory AUM · August 2026
- NORTHMARQ FUND MANAGEMENT, LLCCRD 150703 · LAKE OSWEGO, OR$541,267,495.00Regulatory AUM · August 2026
- NORTHRIM ADVISER, LLCCRD 306796 · MESA, AZ$555,985,915.00Regulatory AUM · August 2026
- NORTHROCK PARTNERS, LLCCRD 167908 · MINNEAPOLIS, MN$12,185,185,517.00Regulatory AUM · August 2026
- NORTHSANDS CAPITAL, L.P.CRD 331698 · NEW YORK, NY$202,849,497.00Regulatory AUM · August 2026
- NORTHSIDE CAPITAL MANAGEMENT LLCCRD 107784 · HOOD RIVER, OR$6,942,205,093.00Regulatory AUM · August 2026
- NORTHSTAR ADVISORY GROUP, LLCCRD 306850 · NORTHFIELD, NJ$377,038,369.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT COMPANY, LLCCRD 328279 · BLUE BELL, PA$659,823,561.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT LLCCRD 129112 · BERKELEY HEIGHTS, NJ$347,905,661.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT, INCCRD 107138 · BOSTON, MA$805,920,869.00Regulatory AUM · August 2026
- NORTHSTAR CAPITAL FUNDS, LLCCRD 138526 · NEW YORK, NY$83,267,052.00Regulatory AUM · August 2026
- NORTHSTAR COMPANY, LLCCRD 158003 · MINNEAPOLIS, MN$1,020,847,285.00Regulatory AUM · August 2026
- NORTHSTAR FIDUCIARY PARTNERS, LLCCRD 284994$1,274,620,948.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL ADVISORS LLCCRD 147108$62,367,750.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL ADVISORS, INC.CRD 124194$195,296,200.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL COMPANIES, INC.CRD 119396 · CONSHOHOCKEN, PA$519,000,000.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL PLANNERS, INC.CRD 131507 · PLANTATION, FL$311,630,650.00Regulatory AUM · July 2026
- NORTHSTAR FINANCIAL PLANNING, LLCCRD 117205 · WINDHAM, NH$275,767,000.00Regulatory AUM · August 2026
- NORTHSTAR INVESTMENT ADVISORY LLCCRD 315965 · WEST HOLLYWOOD, CANot availableRegulatory AUM · August 2026
- NORTHWEST ADMINISTRATORS INCCRD 106544 · SEATTLE, WA$114,794,748.00Regulatory AUM · August 2026
- NORTHWEST CAPITAL MANAGEMENT INCCRD 108091 · LAKE OSWEGO, OR$8,518,580,384.00Regulatory AUM · August 2026
- NORTHWEST FINANCIAL ADVISORS LLCCRD 166769 · HERNDON, VA$1,243,981,468.00Regulatory AUM · August 2026
- NORTHWEST FINANCIAL SERVICES INCCRD 106805 · INDIANAPOLIS, IN$634,899,243.00Regulatory AUM · August 2026
- $1,528,586,000.00Regulatory AUM · August 2026
- NORTHWEST QUADRANT, LLCCRD 158455 · BEND, OR$579,712,539.00Regulatory AUM · August 2026
- NORTHWEST WEALTH ADVISORS, LLCCRD 327641 · BELLINGHAM, WA$304,491,157.00Regulatory AUM · August 2026
- NORTHWEST WEALTH MANAGEMENT, LLCCRD 152816 · SPENCER, IA$1,031,354,549.00Regulatory AUM · August 2026
- NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLCCRD 307865 · MILWAUKEE, WI$323,078,339,738.00Regulatory AUM · August 2026
- NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCCRD 2881 · MILWAUKEE, WINot availableRegulatory AUM · August 2026
- NORTHWIND FINANCIAL LLCCRD 342069 · BEND, OR$105,443,057.00Regulatory AUM · August 2026
- NORTHWOOD INVESTORS LLCCRD 161406 · DENVER, CO$8,968,650,157.00Regulatory AUM · August 2026
- NORTON CAPITAL MANAGEMENT, INC.CRD 110398 · HENRICO, VA$136,565,435.00Regulatory AUM · August 2026
- NORWEST CAPITAL ADVISORS, LLCCRD 323642 · MINNEAPOLIS, MN$3,835,548,010.00Regulatory AUM · August 2026
- NOSURIS, INC.CRD 160979 · LYNBROOK, NY$95,000,000.00Regulatory AUM · August 2026
- NOTE ADVISORS, LLCCRD 171466 · BUFFALO, NY$436,965,505.00Regulatory AUM · August 2026
- NOTTINGHAM ADVISORS INC.CRD 104928 · AMHERST, NY$1,426,068,477.00Regulatory AUM · August 2026
- NOTTINGHAM WEALTH PARTNERS, INC.CRD 306971 · SYRACUSE, NY$80,455,295.00Regulatory AUM · August 2026
- NOVA FINANCIAL LLCCRD 150148 · TUCSON, AZ$469,445,760.00Regulatory AUM · August 2026
- NOVA INFRASTRUCTURE MANAGEMENT, LLCCRD 304510 · NEW YORK, NY$1,811,845,115.00Regulatory AUM · August 2026
- NOVA R WEALTH, INC.CRD 169574 · OVERLAND PARK, KS$452,563,519.00Regulatory AUM · August 2026
- NOVA WEALTH MANAGEMENT, INC.CRD 169450 · BONITA SPRINGS, FL$247,507,765.00Regulatory AUM · August 2026
- $834,793,865.00Regulatory AUM · August 2026
- NOVACAP MANAGEMENT INC.CRD 290100$13,171,477,720.00Regulatory AUM · August 2026
- NOVACAP MANAGEMENT US INC.CRD 327243$11,605,346,149.00Regulatory AUM · August 2026
- NOVAK & POWELL FINANCIAL SERVICES, INC.CRD 112970 · ST. PETERSBURG, FL$359,464,704.00Regulatory AUM · August 2026
- NOVAPOINT CAPITAL LLCCRD 173663 · ATLANTA, GA$536,175,160.00Regulatory AUM · August 2026