All investment adviser firms · Page 106
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- NEW CAPITAL MANAGEMENT, LPCRD 131658 · HOUSTON, TX$533,528,671.00Regulatory AUM · August 2026
- NEW CATALYST STRATEGIC PARTNERS, LLCCRD 332967 · WASHINGTON, DC$336,854,335.00Regulatory AUM · August 2026
- NEW CENTURY ADVISORS, LLCCRD 122478 · CHEVY CHASE, MD$4,308,137,084.00Regulatory AUM · August 2026
- NEW CENTURY PARTNERSCRD 110350$1,118,943,638.00Regulatory AUM · August 2026
- NEW CHINA CAPITAL MANAGEMENT CORP.CRD 295905 · STAMFORD, CT$233,720,000.00Regulatory AUM · August 2026
- NEW DAY WEALTH MANAGEMENT, LLCCRD 327224 · RUSSELLVILLE, AR$355,140.00Regulatory AUM · August 2026
- NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C.CRD 152136 · ALLEN, TX$181,519,366.00Regulatory AUM · August 2026
- NEW ENGLAND ASSET MANAGEMENT, INC.CRD 105900 · FARMINGTON, CT$111,718,023,582.00Regulatory AUM · August 2026
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCCRD 109203 · SOUTH MERIDEN, CT$673,011,670.00Regulatory AUM · August 2026
- NEW ENGLAND FINANCIAL PLANNING GROUP, LLCCRD 105254 · BURLINGTON, MA$246,119,348.00Regulatory AUM · August 2026
- NEW ENGLAND PRIVATE WEALTH ADVISORS, LLCCRD 133790 · WELLESLEY, MA$5,088,194,405.00Regulatory AUM · August 2026
- NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.CRD 108868 · WESTERLY, RI$1,316,426,626.00Regulatory AUM · August 2026
- NEW ENGLAND RESEARCH & MANAGEMENT, INC.CRD 110739 · CHICAGO, IL$285,171,832.00Regulatory AUM · August 2026
- NEW ENGLAND RETIREMENT CONSULTANTS, LLCCRD 141573 · BOSTON, MA$2,113,790,906.00Regulatory AUM · August 2026
- NEW ENGLAND SCHOONER, INC.CRD 129552 · PEABODY, MA$165,206,151.00Regulatory AUM · August 2026
- NEW FORESTS INC.CRD 165267 · SAN FRANCISCO, CA$981,851,617.00Regulatory AUM · August 2026
- NEW FRONTIER ADVISORS, LLCCRD 147181 · BOSTON, MA$3,990,139,274.00Regulatory AUM · August 2026
- NEW HARBOR CAPITAL MANAGEMENT, LPCRD 283319 · CHICAGO, IL$1,093,809,996.00Regulatory AUM · August 2026
- NEW HARBOR FINANCIAL GROUP, LLCCRD 155528 · WORCESTER, MA$820,929,255.00Regulatory AUM · August 2026
- NEW HERITAGE CAPITAL, LLCCRD 160083 · BOSTON, MA$830,004,955.00Regulatory AUM · August 2026
- NEW HOLLAND CAPITAL, LLCCRD 160211 · NEW YORK, NY$23,316,188,625.00Regulatory AUM · August 2026
- NEW HOLLAND TRADING LLCCRD 337695 · NEW YORK, NY$550,000,000.00Regulatory AUM · August 2026
- NEW HORIZON FINANCIAL STRATEGIES, LLCCRD 125729 · ITHACA, NY$217,166,511.00Regulatory AUM · August 2026
- NEW INSIGHT WEALTH ADVISORSCRD 318083 · SAN RAMON, CA$396,853,806.00Regulatory AUM · August 2026
- NEW LEAF VENTURE PARTNERS LLCCRD 163897 · NEW YORK, NY$408,413,605.00Regulatory AUM · August 2026
- NEW LEGACY GROUP, LLCCRD 160969 · NEW YORK, NY$1,283,689,220.00Regulatory AUM · August 2026
- NEW MILLENNIUM GROUP, LLCCRD 299249 · SANDY, UT$257,019,092.00Regulatory AUM · August 2026
- NEW MOUNTAIN CAPITAL, L.L.C.CRD 161394 · NEW YORK, NY$46,410,268,101.00Regulatory AUM · August 2026
- NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.CRD 307111 · NEW YORK, NY$3,395,580,950.00Regulatory AUM · August 2026
- NEW MOUNTAIN FINANCE ADVISERS, L.L.C.CRD 155493 · NEW YORK, NY$11,228,245,111.00Regulatory AUM · August 2026
- NEW PERSPECTIVES, INC.CRD 113925 · RIDGELAND, MS$308,681,773.00Regulatory AUM · August 2026
- NEW REPUBLIC CAPITAL, LLCCRD 310907 · CHARLOTTE, NC$3,029,540,560.00Regulatory AUM · August 2026
- NEW RHEIN HEALTHCARE INVESTORS LLCCRD 300842 · PHILADELPHIA, PA$290,799,696.00Regulatory AUM · August 2026
- NEW RIVER FINANCIAL GROUP, LLCCRD 283428 · CHRISTIANSBURG, VA$377,087,213.00Regulatory AUM · August 2026
- NEW SILK ROUTE ADVISORS, L.P.CRD 161339 · NEW YORK, NY$531,530,183.00Regulatory AUM · August 2026
- NEW STATE CAPITAL PARTNERS LLCCRD 170409 · NEW ROCHELLE, NY$1,952,880,695.00Regulatory AUM · August 2026
- NEW STREET RESEARCH LLPCRD 173721Not availableRegulatory AUM · August 2026
- NEW VERNON ADVISERS LPCRD 160231 · MORRISTOWN, NJ$902,052,119.00Regulatory AUM · August 2026
- NEW VERNON INVESTMENT MANAGEMENT LLCCRD 160247 · HIGHLAND PARK, IL$115,505,111.00Regulatory AUM · August 2026
- NEW VERNON WEALTH MANAGEMENT LLCCRD 164775 · HIGHLAND PARK, IL$781,005,254.00Regulatory AUM · August 2026
- NEW WATER CAPITAL, L.P.CRD 226608 · BOCA RATON, FL$454,398,881.00Regulatory AUM · August 2026
- NEW WAVE FINANCIAL SERVICES, LLCCRD 173224$121,574,578.00Regulatory AUM · August 2026
- NEW WAVE LOANS RESIDENTIAL, LLCCRD 326888 · NORTH MIAMI BEACH, FL$787,443,325.00Regulatory AUM · August 2026
- NEW WAVE WEALTH ADVISORS LLCCRD 323414 · SPRINGDALE, AR$386,754,978.00Regulatory AUM · August 2026
- NEW WEST ASSET MANAGEMENT, LLCCRD 335727$12,500,000.00Regulatory AUM · August 2026
- NEW WORLD ADVISORS LLCCRD 296798 · HINGHAM, MA$884,935,674.00Regulatory AUM · August 2026
- NEW YORK LIFE INVESTMENT MANAGEMENT LLCCRD 109591 · NEW YORK, NY$120,697,893,028.00Regulatory AUM · August 2026
- NEWBORE WEALTH MANAGEMENT, INC.CRD 306441 · GLADSTONE, OR$200,025,054.00Regulatory AUM · August 2026
- NEWBRIDGE WEALTH MANAGEMENT, LLCCRD 169239 · BRYN MAWR, PA$219,500,000.00Regulatory AUM · August 2026
- NEWBROOK CAPITAL ADVISORS LPCRD 138930 · NEW YORK, NY$1,019,425,130.00Regulatory AUM · August 2026
- NEWBURY CAPITAL MANAGEMENT, LLCCRD 148516 · SOUTH PASADENA, CA$154,149,210.00Regulatory AUM · August 2026
- NEWCORP FINANCIAL SERVICES, INC.CRD 297125 · ALPHARETTA, GA$177,083,838.00Regulatory AUM · August 2026
- NEWDAY FUNDS, INC.CRD 174758 · SOUTHBURY, CT$6,516,552.00Regulatory AUM · August 2026
- NEWEDGE ADVISORS, LLCCRD 171351 · NEW ORLEANS, LA$43,214,714,138.00Regulatory AUM · August 2026
- NEWEDGE WEALTH, LLCCRD 307771 · STAMFORD, CT$19,926,358,801.00Regulatory AUM · August 2026
- NEWFOUND RESEARCH LLCCRD 159064 · ST. PETERSBURG, FL$1,109,782,153.00Regulatory AUM · August 2026
- NEWFOUNDLAND CAPITAL MANAGEMENT US, LLCCRD 168646$103,353,573.00Regulatory AUM · August 2026
- NEWFRONT RETIREMENT SERVICES, INC.CRD 167641 · SAN MATEO, CA$1,038,896,040.00Regulatory AUM · August 2026
- NEWGEN ASSET MANAGEMENT LIMITEDCRD 163822$774,830,666.00Regulatory AUM · August 2026
- NEWGROUND SOCIAL INVESTMENT, SPCCRD 117060 · SEATTLE, WA$161,124,440.00Regulatory AUM · August 2026
- NEWLIGHT PARTNERS LPCRD 296190 · NEW YORK, NY$1,324,684,000.00Regulatory AUM · August 2026
- NEWMAN DIGNAN & SHEERAR, INCCRD 107565 · PROVIDENCE, RI$731,274,095.00Regulatory AUM · August 2026
- NEWMAN LADD CAPITAL ADVISORS, LLC.CRD 129860 · CAMILLUS, NY$108,088,103.00Regulatory AUM · August 2026
- NEWMARKET INVESTMENT MANAGEMENT, LPCRD 308098 · PHILADELPHIA, PA$2,820,324,742.00Regulatory AUM · August 2026
- NEWMILE CAPITAL LLCCRD 333726$293,555,713.00Regulatory AUM · August 2026
- NEWOAK ASSET MANAGEMENT LLCCRD 172956 · NEW YORK, NY$57,052,666.00Regulatory AUM · August 2026
- NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLCCRD 321208 · NEW YORK, NY$690,133,395.00Regulatory AUM · August 2026
- NEWPORT ASIA LLCCRD 118682 · SAN FRANCISCO, CA$120,069,629.00Regulatory AUM · August 2026
- NEWPORT CAPITAL GROUP, LLCCRD 144442 · RED BANK, NJ$1,280,731,315.00Regulatory AUM · August 2026
- NEWPORT GLOBAL ADVISORS L.P.CRD 139368 · THE WOODLANDS, TX$174,820,677.00Regulatory AUM · August 2026
- NEWPORT GROUP CONSULTING, LLCCRD 140944 · LAKE MARY, FL$5,051,048,817.00Regulatory AUM · August 2026
- NEWPORT INVESTMENT ADVISORS INCCRD 113175 · BEACHWOOD, OH$198,040,835.00Regulatory AUM · August 2026
- NEWPORT INVESTMENT MANAGEMENT, LLCCRD 153918 · CHICAGO, IL$438,800,000.00Regulatory AUM · August 2026
- NEWPORT WEALTH ADVISORS, INC.CRD 137159 · NEWPORT BEACH, CA$262,570,000.00Regulatory AUM · August 2026
- NEWRETIREMENT ADVISORS, LLCCRD 294881 · MILL VALLEY, CANot availableRegulatory AUM · August 2026
- NEWROAD CAPITAL PARTNERS, LLCCRD 281487 · BENTONVILLE, AR$584,412,451.00Regulatory AUM · August 2026
- NEWSONG CAPITAL MANAGEMENT, INC.CRD 296877 · HATTIESBURG, MS$100,405,993.00Regulatory AUM · August 2026
- NEWSOUTH CAPITAL MANAGEMENT INCCRD 110676 · MEMPHIS, TN$2,233,319,046.00Regulatory AUM · August 2026
- NEWSPRING CAPITAL, LLCCRD 160608 · RADNOR, PA$3,339,086,821.00Regulatory AUM · August 2026
- NEWSQUARE CAPITAL, LLCCRD 152430 · NEWTOWN SQUARE, PA$2,392,742,156.00Regulatory AUM · August 2026
- NEWSTONE CAPITAL PARTNERS, LLCCRD 161068 · DALLAS, TX$544,480,000.00Regulatory AUM · August 2026
- NEWTON INVESTMENT MANAGEMENT LTDCRD 111208$42,388,859,396.00Regulatory AUM · August 2026
- NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLCCRD 312937 · BOSTON, MA$59,157,957,857.00Regulatory AUM · August 2026
- NEWTON ONE INVESTMENTS LLCCRD 147048 · NEWARK, DE$445,459,889.00Regulatory AUM · August 2026
- NEWTYN MANAGEMENT, LLCCRD 161156 · NEW YORK, NY$2,070,530,000.00Regulatory AUM · August 2026
- NEWVEST MANAGEMENT, LPCRD 316841$438,243,261.00Regulatory AUM · August 2026
- NEWVIEW CAPITAL MANAGEMENT, LLCCRD 298161 · BURLINGAME, CA$3,859,337,297.00Regulatory AUM · August 2026
- NEXA EQUITY LLCCRD 317201 · SAN FRANCISCO, CA$1,098,982,597.00Regulatory AUM · August 2026
- NEXADVISORS, LLCCRD 317477 · DALLAS, TX$26,130,723.00Regulatory AUM · August 2026
- NEXANNUITY ASSET MANAGEMENT, L.P.CRD 309748 · DALLAS, TX$823,364,252.00Regulatory AUM · August 2026
- NEXPHASE CAPITAL, LPCRD 281893 · NEW YORK, NY$2,139,935,494.00Regulatory AUM · August 2026
- NEXPOINT ADVISORS, L.P.CRD 163564 · DALLAS, TX$131,222,345.00Regulatory AUM · August 2026
- NEXPOINT ASSET MANAGEMENT, L.P.CRD 149653 · DALLAS, TX$2,764,342,755.00Regulatory AUM · August 2026
- NEXPOINT INSURANCE SOLUTIONS, L.P.CRD 301997 · DALLAS, TX$95,696,757.00Regulatory AUM · August 2026
- NEXPOINT REAL ESTATE ADVISORS VII, L.P.CRD 305956 · DALLAS, TX$1,930,816,000.00Regulatory AUM · August 2026
- NEXPOINT REAL ESTATE ADVISORS X, L.P.CRD 317203 · DALLAS, TX$1,098,187,000.00Regulatory AUM · August 2026
- NEXT CAPITAL MANAGEMENT LLCCRD 110793 · NEW YORK, NY$2,135,481,487.00Regulatory AUM · August 2026
- NEXT CENTURY GROWTH INVESTORS LLCCRD 108978 · PLYMOUTH, MN$1,519,766,041.00Regulatory AUM · August 2026
- NEXT GENERATION INVESTING, LLCCRD 149017 · TOPEKA, KS$128,000,000.00Regulatory AUM · August 2026
- NEXT HORIZON CAPITAL, LPCRD 321649 · SAN FRANCISCO, CA$505,833,411.00Regulatory AUM · August 2026