All investment adviser firms · Page 105
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- NATIVE AMERICAN FUND ADVISORS LLCCRD 108149 · TULSA, OK$38,895,472.00Regulatory AUM · August 2026
- NATIXIS ADVISORS, LLCCRD 106800 · BOSTON, MA$108,654,613,620.00Regulatory AUM · August 2026
- NATURAL BRIDGES FINANCIAL ADVISORS LLCCRD 148056 · SANTA CRUZ, CA$155,788,020.00Regulatory AUM · August 2026
- NATURAL CAPITAL MANAGEMENT, LLCCRD 306002 · FAYETTEVILLE, AR$225,669,818.00Regulatory AUM · August 2026
- NATURAL INVESTMENTS PBLLCCRD 113348$2,049,934,012.00Regulatory AUM · August 2026
- NATWEALTH MANAGEMENT (USA) INCCRD 310098$115,028,401.00Regulatory AUM · August 2026
- NAUTA CAPITAL LLCCRD 329207Not availableRegulatory AUM · August 2026
- NAUTIC PARTNERS, LLCCRD 159822 · PROVIDENCE, RI$13,973,062,083.00Regulatory AUM · August 2026
- NAUTILUS ADVISORS LLCCRD 154169 · LA JOLLA, CA$304,291,789.00Regulatory AUM · August 2026
- NAVALIGN, LLCCRD 119919 · ENCINO, CA$731,940,293.00Regulatory AUM · August 2026
- NAVELLIER & ASSOCIATES INCCRD 107568 · RENO, NV$1,101,937,000.00Regulatory AUM · August 2026
- $809,965,602.00Regulatory AUM · August 2026
- NAVIANT PARTNERS, LLCCRD 339108 · FAIRHOPE, AL$177,252,204.00Regulatory AUM · August 2026
- NAVIGATE 401K, LLCCRD 309466 · BIRMINGHAM, AL$317,893,600.00Regulatory AUM · August 2026
- NAVIGATE FINANCIAL LLCCRD 325945 · SALT LAKE CITY, UT$337,932,563.00Regulatory AUM · August 2026
- NAVIGATE PRIVATE FUND ADVISORS LLCCRD 313687 · BIRMINGHAM, ALNot availableRegulatory AUM · August 2026
- NAVIGATE PRIVATE WEALTH, LLCCRD 170774 · DRAPER, UT$529,228,207.00Regulatory AUM · August 2026
- NAVIGATE WEALTH MANAGEMENT, LLCCRD 173770 · BIRMINGHAM, AL$429,568,664.00Regulatory AUM · August 2026
- NAVIGATION GROUP LLCCRD 130982 · REDWOOD SHORES, CA$1,012,040,689.00Regulatory AUM · August 2026
- NAVIGATION WEALTH MANAGEMENT, INC.CRD 282640 · FORT COLLINS, CO$103,175,002.00Regulatory AUM · August 2026
- NAVIGO WEALTH MANAGEMENT, LLCCRD 146265$129,911,187.00Regulatory AUM · August 2026
- NAVIGOE, LLCCRD 168716 · REDONDO BEACH, CA$407,752,816.00Regulatory AUM · August 2026
- NAVIMED CAPITAL ADVISORS, LLCCRD 169508 · ROSSLYN, VA$904,947,000.00Regulatory AUM · August 2026
- NAVIQUANT CAPITAL MANAGEMENT LLCCRD 325236$199,340,112.00Regulatory AUM · August 2026
- NAVIS WEALTH ADVISORS LLCCRD 311171 · RYE BROOK, NY$902,226,266.00Regulatory AUM · August 2026
- NAVISTA WEALTH MANAGEMENT, INC.CRD 332373 · MINNETONKA, MN$709,598,783.00Regulatory AUM · August 2026
- NAVITER WEALTH, LLCCRD 311508 · LITTLE ROCK, AR$1,601,900,000.00Regulatory AUM · August 2026
- NAVPOINT FINANCIAL, INC.CRD 109432 · PRIOR LAKE, MN$752,158,685.00Regulatory AUM · August 2026
- NAVY FEDERAL INVESTMENT SERVICES, LLCCRD 138459 · VIENNA, VA$2,100,125,394.00Regulatory AUM · August 2026
- NAYA CAPITAL MANAGEMENT UK LIMITEDCRD 166159$6,883,131,733.00Regulatory AUM · August 2026
- NAYLOR & COMPANY INVESTMENTS, LLCCRD 124924$103,386,844.00Regulatory AUM · August 2026
- NAYLOR CAPITAL LLCCRD 170821$202,104,888.00Regulatory AUM · August 2026
- NB ALTERNATIVES ADVISERS LLCCRD 149822 · DALLAS, TX$160,242,886,816.00Regulatory AUM · August 2026
- NBT CAPITAL MANAGEMENT, INC.CRD 104932 · NORWICH, NY$1,608,495,723.00Regulatory AUM · August 2026
- NBZ INVESTMENT ADVISORS, LLCCRD 123902 · KNOXVILLE, TN$431,161,080.00Regulatory AUM · August 2026
- NCH CAPITAL INC.CRD 157288 · NEW YORK, NY$2,021,566,649.00Regulatory AUM · August 2026
- NCM CAPITAL MANAGEMENT, LLCCRD 151109 · RAMSEY, NJ$539,441,079.00Regulatory AUM · August 2026
- NCP GROUP, LPCRD 293803 · BOSTON, MA$1,780,743,239.00Regulatory AUM · August 2026
- NCP MANAGEMENT HOLDINGS, INC.CRD 160075 · BIRMINGHAM, AL$232,569,242.00Regulatory AUM · August 2026
- NDURE GLOBAL LLCCRD 327280$436,650,153.00Regulatory AUM · August 2026
- NDWM LLCCRD 151284 · LA JOLLA, CA$176,299,070.00Regulatory AUM · August 2026
- NEA MANAGEMENT COMPANY, LLCCRD 161004 · MENLO PARK, CA$35,582,968,154.00Regulatory AUM · August 2026
- NEA MEMBER BENEFITSCRD 138196 · GAITHERSBURG, MDNot availableRegulatory AUM · August 2026
- NEARSIDE ADVISORS, LLCCRD 341851 · INDIANAPOLIS, INNot availableRegulatory AUM · August 2026
- NEBARI PARTNERS, LLCCRD 295859 · NEW YORK, NY$509,736,890.00Regulatory AUM · August 2026
- NEBRODI PARTNERS, LLCCRD 174280 · HARTFORD, CT$1,479,000,000.00Regulatory AUM · August 2026
- NECTARINE FINANCIAL, INC.CRD 327155 · SAN DIEGO, CANot availableRegulatory AUM · August 2026
- NED DAVIS RESEARCH, INC.CRD 112260 · SARASOTA, FL$2,221,348.00Regulatory AUM · August 2026
- NEEDHAM & COMPANY, LLCCRD 16360 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NEEDHAM INVESTMENT MANAGEMENT, LLCCRD 106783 · NEW YORK, NY$1,800,954,018.00Regulatory AUM · August 2026
- NEEDHAM R B ADVISORY CORPCRD 105378 · NORTH ANDOVER, MA$102,400,806.00Regulatory AUM · August 2026
- NEIL JESANI WEALTH MANAGEMENT, LLCCRD 322345 · SUNRISE, FL$194,218,472.00Regulatory AUM · August 2026
- NEIMAN FUNDS MANAGEMENT LLCCRD 151749 · WILLIAMSVILLIE, NY$41,187,829.00Regulatory AUM · August 2026
- NELLORE CAPITAL MANAGEMENT LLCCRD 300467$1,033,998,245.00Regulatory AUM · August 2026
- NELSON CAPITAL MANAGEMENT, LLCCRD 129776 · MENLO PARK, CA$810,783,772.00Regulatory AUM · August 2026
- NELSON ENTERPRISES LLCCRD 307706$1,358,292,666.00Regulatory AUM · August 2026
- NELSON SECURITIES,INC.CRD 14377 · SPOKANE, WA$271,967,129.00Regulatory AUM · August 2026
- NEMO CAPITALCRD 301309$1,580,000.00Regulatory AUM · August 2026
- NEO IVY CAPITAL MANAGEMENT, LLCCRD 284999 · NEW YORK, NY$1,244,512,799.00Regulatory AUM · August 2026
- NEO-CRITERION CAPITAL LIMITEDCRD 282377$31,821,660.00Regulatory AUM · August 2026
- NEOS INVESTMENT MANAGEMENT, LLCCRD 321256 · WESTPORT, CT$21,687,087,055.00Regulatory AUM · August 2026
- NEOS PARTNERS, LPCRD 323847 · SAN DIEGO, CA$3,773,024,352.00Regulatory AUM · August 2026
- NEOSTELLAR ADVISORS LLCCRD 343216 · NEW YORK, NY$433,266,156.00Regulatory AUM · August 2026
- NEPC, LLCCRD 110562 · BOSTON, MA$152,723,794,951.00Regulatory AUM · August 2026
- NEPHILA ADVISORS LLCCRD 156905 · NASHVILLE, TN$12,876,891,944.00Regulatory AUM · August 2026
- NEPHILA CAPITAL LTD.CRD 132780$12,876,891,944.00Regulatory AUM · August 2026
- NEPSIS, INC.CRD 141203 · MINNEAPOLIS, MN$344,509,038.00Regulatory AUM · August 2026
- NERDWALLET ADVISORY LLCCRD 325767 · SCOTTSDALE, AZNot availableRegulatory AUM · August 2026
- NERDWALLET WEALTH PARTNERS, LLCCRD 337328 · NEW YORK, NY$262,843,327.00Regulatory AUM · August 2026
- NEST EGG ETFS, LLCCRD 332971 · DOWNEY, CA$517,315,000.00Regulatory AUM · August 2026
- NEST INVESTMENTS LLCCRD 286024 · CONSHOHOCKEN, PA$131,701,940.00Regulatory AUM · August 2026
- NESTEGG ADVISORS, INC.CRD 125878 · HAUPPAUGE, NY$272,745,355.00Regulatory AUM · August 2026
- NESTEGGS RETIREMENT PLAN SERVICES, INC.CRD 133507 · JACKSONVILLE, FL$911,259,019.00Regulatory AUM · August 2026
- NESTLERODE & LOY, INC.CRD 2907 · STATE COLLEGE, PA$199,064,720.00Regulatory AUM · August 2026
- NET RETURN ASSET MANAGEMENT LLCCRD 159895 · NEW YORK, NY$803,278,426.00Regulatory AUM · August 2026
- NET WORTH ADVISORY GROUP, LLCCRD 126983 · SANDY, UT$838,368,975.00Regulatory AUM · August 2026
- NETWORK CAPITAL LLCCRD 342019 · KALISPELL, MTNot availableRegulatory AUM · August 2026
- NETWORK INVESTMENT ADVISORS INCORPORATEDCRD 290927 · COMMACK, NY$57,389,099.00Regulatory AUM · August 2026
- NETWORTH ADVISORS, LLCCRD 311621 · CANONSBURG, PA$185,424,879.00Regulatory AUM · August 2026
- NETWORTH ASSET MANAGEMENT, INCCRD 105145$102,813,096.00Regulatory AUM · August 2026
- NETWORTH FINANCIAL SERVICES, LLCCRD 126666 · JOHNS CREEK, GA$128,126,491.00Regulatory AUM · August 2026
- NETWORTH LITERACY, INCCRD 326911$14,360,000.00Regulatory AUM · August 2026
- NEUBERGER BERMAN ASIA LIMITEDCRD 154286$11,014,612,193.00Regulatory AUM · August 2026
- NEUBERGER BERMAN BD LLCCRD 2908 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NEUBERGER BERMAN CANADA ULCCRD 284803$12,393,087,315.00Regulatory AUM · August 2026
- NEUBERGER BERMAN EUROPE LIMITEDCRD 162267$97,984,814,937.00Regulatory AUM · August 2026
- NEUBERGER BERMAN INVESTMENT ADVISERS LLCCRD 124687 · NEW YORK, NY$398,649,911,459.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS EUROPE II LPCRD 337854 · CHICAGO, IL$334,615,050.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS II LLCCRD 306601 · CHICAGO, IL$9,046,060,765.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS IV LLCCRD 324282 · CHICAGO, IL$6,070,500,782.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS LLCCRD 285579 · CHICAGO, IL$4,927,981,712.00Regulatory AUM · August 2026
- NEUBERGER BERMAN SINGAPORE PTE. LIMITEDCRD 167947$29,291,807,085.00Regulatory AUM · August 2026
- NEUENSCHWANDER ASSET MANAGEMENT, LLCCRD 125179 · MCFARLAND, WI$173,511,055.00Regulatory AUM · August 2026
- NEUMANN ADVISORY HONG KONG LIMITEDCRD 284666$622,945,968.00Regulatory AUM · August 2026
- NEUMANN CAPITAL MANAGEMENT, LLCCRD 112182 · FOSTER CITY, CA$630,287,808.00Regulatory AUM · August 2026
- NEUMEIER POMA INVESTMENT COUNSEL LLCCRD 110672 · CARMEL, CA$1,374,910,482.00Regulatory AUM · August 2026
- NEVASTAR FINANCE LTDCRD 172523$1,684,585,723.00Regulatory AUM · August 2026
- NEVILLE, RODIE & SHAW INCCRD 104969 · NEW YORK, NY$2,002,835,379.00Regulatory AUM · August 2026
- NEW 2ND CAPITAL ADVISORS, L.P.CRD 292254 · NEW YORK, NY$2,358,133,464.00Regulatory AUM · August 2026
- NEW AGE ALPHA ADVISORS, LLCCRD 299011 · RYE, NY$2,510,336,547.00Regulatory AUM · August 2026