MORGAN STANLEY SMITH BARNEY LLC
CRD 149777 · Source month: August 2026
Reported business facts
- CRD number
- 149777Reported in SEC monthly data
- Legal name
- MORGAN STANLEY SMITH BARNEY LLCReported in SEC monthly data
- Regulatory assets under management
- $1,961,887,313,229.00Reported in SEC monthly data
- Employees
- 29,481Reported in SEC monthly data
- Employees performing advisory functions
- 13,000Reported in SEC monthly data
- Individual clients (other than high net worth)
- 2,600,707Reported in SEC monthly data
- High net worth individual clients
- 43,631Reported in SEC monthly data
- Banking or thrift institution clients
- 4,257Reported in SEC monthly data
- Investment company clients
- 4Reported in SEC monthly data
- Business development company clients
- Not reportedObserved missing state
- Other pooled investment vehicle clients
- Not reportedObserved missing state
- Pension and profit-sharing plan clients
- 10,466Reported in SEC monthly data
- Charitable organization clients
- 39,751Reported in SEC monthly data
- State or municipal government clients
- 1,423Reported in SEC monthly data
- Other investment adviser clients
- Not reportedObserved missing state
- Insurance company clients
- 1,387Reported in SEC monthly data
- Sovereign wealth fund or foreign official clients
- Not reportedObserved missing state
- Corporation or other business clients
- 1,982Reported in SEC monthly data
- Other clients
- 112Reported in SEC monthly data
Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.
Sources and verification
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