All investment adviser firms · Page 102
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- MOLLOT & HARDY, INC.CRD 128377 · AMHERST, NY$80,604,656.00Regulatory AUM · August 2026
- MOLLY B INVESTMENT GROUP LLCCRD 150555 · MARIETTA, GA$334,729,000.00Regulatory AUM · August 2026
- $22,420,031.00Regulatory AUM · August 2026
- MOMENT ADVISORS, LLCCRD 325262 · NEW YORK, NY$56,295,215.00Regulatory AUM · August 2026
- MOMENT PARTNERS, LLCCRD 332691 · SAN FRANCISCO, CA$1,188,512,591.00Regulatory AUM · August 2026
- MOMENT PRIVATE WEALTH, LLCCRD 313223 · SAINT LOUIS, MO$357,162,296.00Regulatory AUM · August 2026
- MOMENTOUS WEALTH MANAGEMENT, INC.CRD 288429 · VANCOUVER, WA$409,937,549.00Regulatory AUM · August 2026
- MOMENTUM ADVISORS, LLCCRD 159574 · NEW YORK, NY$414,662,880.00Regulatory AUM · August 2026
- MOMENTUM INDEPENDENT NETWORK INC.CRD 17587 · DALLAS, TX$1,609,472,813.00Regulatory AUM · August 2026
- MOMENTUM WEALTH PLANNING, LLCCRD 331563$204,544,381.00Regulatory AUM · August 2026
- MOMENTUS MANAGER LLCCRD 324068 · ARLINGTON, VA$284,262,453.00Regulatory AUM · August 2026
- MON CAPITAL MANAGEMENT LLCCRD 333785 · NEW YORK, NY$94,969,868.00Regulatory AUM · August 2026
- MONACHIL CAPITAL PARTNERS LPCRD 311376 · GREENWICH, CT$71,747,528.00Regulatory AUM · August 2026
- MONARCH ALTERNATIVE CAPITAL LPCRD 159465 · NEW YORK, NY$16,685,975,413.00Regulatory AUM · August 2026
- MONARCH CAPITAL MANAGEMENT INCCRD 106244 · FORT WAYNE, IN$495,651,343.00Regulatory AUM · August 2026
- MONARCH PLAN ADVISORSCRD 286612 · SIMI VALLEY, CA$792,570,644.00Regulatory AUM · August 2026
- MONARCH WEALTH STRATEGIESCRD 136029 · SANTA BARBARA, CA$463,476,338.00Regulatory AUM · August 2026
- MONASHEE INVESTMENT MANAGEMENT, LLCCRD 163148 · BOSTON, MA$1,856,181,965.00Regulatory AUM · August 2026
- MONDRIAN INVESTMENT PARTNERS LIMITEDCRD 107432$49,307,964,822.00Regulatory AUM · August 2026
- MONECO ADVISORS, LLCCRD 171922 · FAIRFIELD, CT$2,279,903,376.00Regulatory AUM · August 2026
- MONEDA USA, INC.CRD 157833 · NEW YORK, NY$693,959,495.00Regulatory AUM · August 2026
- MONERE WEALTH MANAGEMENT, INC.CRD 173076 · SCHAUMBURG, IL$312,000,000.00Regulatory AUM · August 2026
- MONETA GROUP INVESTMENT ADVISORS, LLCCRD 104727 · ST. LOUIS, MO$50,536,192,552.00Regulatory AUM · August 2026
- MONETARY MANAGEMENT GROUP INCCRD 110284 · ST LOUIS, MO$583,781,557.00Regulatory AUM · August 2026
- MONETARY SOLUTIONS, LTD.CRD 121217 · DAYTON, OH$139,673,953.00Regulatory AUM · August 2026
- MONETTA FINANCIAL SERVICES INCCRD 105367 · WHEATON, IL$144,790,019.00Regulatory AUM · August 2026
- MONEX ASSET MANAGEMENT, INC.CRD 148123 · HOUSTON, TX$650,868,175.00Regulatory AUM · August 2026
- MONEY CONCEPTS CAPITAL CORPCRD 12963 · PALM BEACH GARDENS, FL$4,067,994,442.00Regulatory AUM · August 2026
- MONEY MANAGEMENT CONCEPTS, INC.CRD 111485 · MELBOURNE, FL$119,592,733.00Regulatory AUM · August 2026
- MONEY MANAGEMENT FINANCIAL SERVICES LLCCRD 288375 · MOORESTOWN, NJ$289,591,779.00Regulatory AUM · August 2026
- MONEY MANAGEMENT SERVICES, INC.CRD 106832 · BIRMINGHAM, AL$442,701,129.00Regulatory AUM · August 2026
- MONEY MANAGERS, INC.CRD 104529 · SAN ANTONIO, TX$146,610,211.00Regulatory AUM · August 2026
- MONEYWISE INCCRD 105103 · FOREST, VA$449,210,824.00Regulatory AUM · August 2026
- MONHEGAN CAPITAL MANAGEMENT, LLCCRD 304428$356,007,754.00Regulatory AUM · August 2026
- MONIMUS CAPITAL MANAGEMENT, LPCRD 309855 · WOODBRIDGE, NJ$204,212,767.00Regulatory AUM · August 2026
- MONK, STANLEY EARLCRD 129443$76,219,855.00Regulatory AUM · August 2026
- MONOGRAM CAPITAL MANAGEMENT, L.P.CRD 290197 · BEVERLY HILLS, CA$1,788,346,273.00Regulatory AUM · August 2026
- MONOGRAPH WEALTH ADVISORS, LLCCRD 173949 · MANHATTAN BEACH, CA$3,247,943,717.00Regulatory AUM · August 2026
- MONOMOY CAPITAL MANAGEMENT, L.P.CRD 160759 · GREENWICH, CT$5,456,730,253.00Regulatory AUM · August 2026
- MONORAIL SECURITIES LLCCRD 285309 · SARASOTA, FL$388,662,775.00Regulatory AUM · August 2026
- MONROE CAPITAL ASSET FINANCE ADVISORS, LLCCRD 341970 · CHICAGO, ILNot availableRegulatory AUM · August 2026
- MONROE CAPITAL BDC ADVISORS, LLCCRD 165657 · CHICAGO, IL$6,705,330,000.00Regulatory AUM · August 2026
- MONROE CAPITAL MANAGEMENT ADVISORS LLCCRD 157073 · CHICAGO, IL$18,555,608,314.00Regulatory AUM · August 2026
- MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLCCRD 336266 · CHICAGO, IL$140,201,500.00Regulatory AUM · August 2026
- MONSON WEALTH MANAGEMENT LLCCRD 337251$196,010,097.00Regulatory AUM · August 2026
- MONSON WEALTH MANAGEMENT, INC.CRD 169857 · KENNEWICK, WA$149,456,592.00Regulatory AUM · August 2026
- MONTAG A & ASSOCIATES INCCRD 105756 · ATLANTA, GA$2,973,107,685.00Regulatory AUM · August 2026
- MONTANOVA CAPITAL, LLCCRD 165153 · NEW YORK, NY$7,866,697,832.00Regulatory AUM · August 2026
- MONTCALM TCR LLCCRD 164521 · SAN FRANCISCO, CA$237,542,520.00Regulatory AUM · August 2026
- MONTCHANIN ASSET MANAGEMENT, LLCCRD 304367 · MONTCHANIN, DE$120,762,028.00Regulatory AUM · August 2026
- MONTE FINANCIAL GROUP, LLCCRD 150119 · GUILFORD, CT$482,388,159.00Regulatory AUM · August 2026
- MONTELLO WEALTH MANAGEMENT, INC.CRD 151058 · PALM BEACH GARDENS, FL$108,420,000.00Regulatory AUM · August 2026
- MONTEREY WEALTH PARTNERS LLCCRD 172577 · ATLANTA, GA$300,100,000.00Regulatory AUM · August 2026
- MONTERONE PARTNERS LLPCRD 285926$195,290,467.00Regulatory AUM · August 2026
- MONTGOMERY CAPITAL ADVISORS LLCCRD 138148 · NEW YORK, NY$130,138,998.00Regulatory AUM · August 2026
- MONTGOMERY FINANCIAL SERVICES, LLCCRD 170024 · OCEAN CITY, MD$229,758,052.00Regulatory AUM · August 2026
- MONTGOMERY INVESTMENT MANAGEMENT INCCRD 105417 · ROCKVILLE, MD$489,951,330.00Regulatory AUM · August 2026
- MONTICELLO ASSOCIATES, LLCCRD 107392 · DENVER, CONot availableRegulatory AUM · August 2026
- MONTICELLOAM, LLCCRD 173553 · NEW YORK, NY$923,349,093.00Regulatory AUM · August 2026
- MONTIS FINANCIAL, LLCCRD 163986 · WALTHAM, MA$1,258,932,129.00Regulatory AUM · August 2026
- MONTROSE ADVISORS INCORPORATEDCRD 105918 · NEW YORK, NY$670,800,000.00Regulatory AUM · August 2026
- MONTROSE ESTATE CAPITAL MANAGEMENT, LLCCRD 324497 · HOUSTON, TX$40,011,977.00Regulatory AUM · August 2026
- MONTRUSCO BOLTON INVESTMENTS INC.CRD 154475$12,934,148,652.00Regulatory AUM · August 2026
- MONTVUE CAPITAL MANAGEMENT, INC.CRD 116807 · LYNCHBURG, VA$357,234,883.00Regulatory AUM · August 2026
- MONTZ HARCUS WEALTH MANAGEMENT LLCCRD 301963 · NEW ORLEANS, LA$876,333,177.00Regulatory AUM · August 2026
- MONUMENT CAPITAL MANAGEMENT, LLCCRD 159882 · ALEXANDRIA, VA$531,711,630.00Regulatory AUM · August 2026
- MONUMENT GROUP WEALTH ADVISORS, LLCCRD 111908 · CONCORD, MA$678,889,192.00Regulatory AUM · August 2026
- MOODY ALDRICH PARTNERS, LLCCRD 106920 · MARBLEHEAD, MA$864,323,569.00Regulatory AUM · August 2026
- MOODY, LYNN, LIEBERSON & WALKER, LLCCRD 283549 · BOSTON, MA$2,410,564,401.00Regulatory AUM · August 2026
- MOOLA COPILOT LLCCRD 334132 · NAPLES, FLNot availableRegulatory AUM · August 2026
- MOON CAPITAL MANAGEMENT LLCCRD 107612 · KNOXVILLE, TN$391,505,956.00Regulatory AUM · August 2026
- MOON CAPITAL MANAGEMENT LPCRD 156460 · NEW YORK, NY$911,237,026.00Regulatory AUM · August 2026
- MOONRISE CAPITAL LPCRD 286269 · VERO BEACH, FL$1,128,222,493.00Regulatory AUM · August 2026
- MOONTOWER ASSET MANAGEMENT LPCRD 328999 · AUSTIN, TX$419,199,841.00Regulatory AUM · August 2026
- MOONVEST LLCCRD 340069Not availableRegulatory AUM · August 2026
- MOORE CAPITAL MANAGEMENT, LPCRD 160188 · NEW YORK, NY$23,697,886,000.00Regulatory AUM · August 2026
- MOORE FINANCIAL ADVISORS, LTD.CRD 130421 · BELMONT, MA$127,239,098.00Regulatory AUM · August 2026
- MOORE WEALTH LLCCRD 323374 · FREDERICK, MD$156,908,298.00Regulatory AUM · August 2026
- MOORS & CABOT, INC.CRD 594 · BOSTON, MA$3,437,764,388.00Regulatory AUM · August 2026
- MOORSTONE, L.P.CRD 339519 · NEW YORK, NY$2,182,413,916.00Regulatory AUM · August 2026
- MOR WEALTH MANAGEMENT, LLCCRD 333022 · PHILADELPHIA, PA$395,587,641.00Regulatory AUM · August 2026
- MORA CAPITAL MANAGEMENT, LLCCRD 112221 · MIAMI, FL$1,904,670,726.00Regulatory AUM · August 2026
- MORALIS TECHNOLOGIES, LLCCRD 316221 · PITTSBURGH, PA$103,031,482.00Regulatory AUM · August 2026
- MORAN WEALTH MANAGEMENT, LLCCRD 319208 · NAPLES, FL$5,095,822,670.00Regulatory AUM · August 2026
- MORANGIE MANAGEMENT LLCCRD 332949 · VERO BEACH, FL$705,963,638.00Regulatory AUM · August 2026
- MORANT WRIGHT MANAGEMENT LIMITEDCRD 138189$7,430,773,349.00Regulatory AUM · August 2026
- MOREY & QUINN WEALTH PARTNERS LLCCRD 332074 · OMAHA, NE$373,428,329.00Regulatory AUM · August 2026
- MORGAN CREEK CAPITAL MANAGEMENT, LLCCRD 138401 · CHAPEL HILL, NC$1,790,209,792.00Regulatory AUM · August 2026
- MORGAN DEMPSEY CAPITAL MANAGEMENT LLCCRD 106288 · MILWAUKEE, WI$252,255,333.00Regulatory AUM · August 2026
- MORGAN PROPERTIES SPECIAL SITUATIONS II LLCCRD 300795 · CONSHOHOCKEN, PA$1,372,802,373.00Regulatory AUM · August 2026
- MORGAN RIO CAPITAL MANAGEMENT, LLCCRD 162500 · NEW YORK, NY$338,667,243.00Regulatory AUM · August 2026
- MORGAN STANLEY AIP GP LPCRD 117050 · WEST CONSHOHOCKEN, PA$40,854,466,007.00Regulatory AUM · August 2026
- MORGAN STANLEY EATON VANCE CLO MANAGER LLCCRD 309263 · NEW YORK, NY$4,326,185,555.00Regulatory AUM · August 2026
- MORGAN STANLEY INFRASTRUCTURE INC.CRD 142824 · NEW YORK, NY$15,967,304,652.00Regulatory AUM · August 2026
- MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLCCRD 149122 · GREENWOOD VILLAGE, CO$14,731,075,301.00Regulatory AUM · August 2026
- $10,935,979,456.00Regulatory AUM · August 2026
- MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD 110353 · NEW YORK, NY$702,248,681,596.00Regulatory AUM · August 2026
- $174,539,375,039.00Regulatory AUM · August 2026
- MORGAN STANLEY PRIVATE EQUITY ASIA, INC.CRD 134366 · NEW YORK, NY$1,864,258,877.00Regulatory AUM · August 2026
- MORGAN STANLEY REAL ESTATE ADVISOR, INC.CRD 127488 · NEW YORK, NYNot availableRegulatory AUM · August 2026