All investment adviser firms · Page 103
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- MORGAN STANLEY SMITH BARNEY LLCCRD 149777 · PURCHASE, NY$1,961,887,313,229.00Regulatory AUM · August 2026
- MORGAN-ALY WEALTH MANAGEMENT, LLCCRD 328483 · WAUKESHA, WI$105,268,201.00Regulatory AUM · August 2026
- MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.CRD 108692 · NEW YORK, NY$193,627,932.00Regulatory AUM · August 2026
- MORI HUSTON PARTNERS LLCCRD 151260 · MIAMI, FL$241,621,242.00Regulatory AUM · August 2026
- MORIN PRIVATE CLIENT GROUP, LLCCRD 154565$716,308,389.00Regulatory AUM · August 2026
- MORK CAPITAL MANAGEMENT, LLCCRD 136154 · HEALDSBURG, CA$157,414,192.00Regulatory AUM · August 2026
- MORLING FINANCIAL ADVISORS, LLCCRD 111819 · FREMONT, CA$1,047,057,507.00Regulatory AUM · August 2026
- MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLCCRD 284251 · ANN ARBOR, MI$162,655,000.00Regulatory AUM · August 2026
- MORNINGSIDE ASSET MANAGEMENT LLCCRD 268789 · WILMINGTON, DE$135,571,550.00Regulatory AUM · August 2026
- MORNINGSTAR INVESTMENT MANAGEMENT LLCCRD 108031 · CHICAGO, IL$87,824,400,000.00Regulatory AUM · August 2026
- MORRIS & WELLS WEALTH MANAGEMENTCRD 162411 · CHARLOTTESVILLE, VA$987,926,210.00Regulatory AUM · August 2026
- MORRIS FINANCIAL CONCEPTS, INC.CRD 114862 · MOUNT PLEASANT, SC$538,412,506.00Regulatory AUM · August 2026
- MORRISON US, LLCCRD 315983$32,527,000,000.00Regulatory AUM · August 2026
- MORRISSEY WEALTH MANAGEMENT LLCCRD 291228 · NORTH HAVEN, CT$165,087,251.00Regulatory AUM · August 2026
- MORSE ASSET MANAGEMENT, INC.CRD 285650 · DARIEN, CT$534,298,000.00Regulatory AUM · August 2026
- MORTON BROWN FAMILY WEALTH LLCCRD 292278 · ALLENTOWN, PA$483,479,204.00Regulatory AUM · August 2026
- MORTON CAPITAL MANAGEMENT, LLCCRD 141250 · CALABASAS, CA$3,465,652,532.00Regulatory AUM · August 2026
- MORTON WEALTH ADVISORSCRD 142912 · DANVERS, MA$305,528,265.00Regulatory AUM · August 2026
- MOS CAPITAL, INCCRD 109612$230,033,727.00Regulatory AUM · August 2026
- MOSAIC ADVISORS LLCCRD 164913 · HOUSTON, TX$580,504,440.00Regulatory AUM · August 2026
- MOSAIC CAPITAL INC.CRD 336051$75,000,000.00Regulatory AUM · August 2026
- MOSAIC FAMILY WEALTH PARTNERS, LLCCRD 317377 · ST. LOUIS, MO$2,041,642,008.00Regulatory AUM · August 2026
- MOSAIC FI LLCCRD 169670 · LINCOLNSHIRE, IL$112,808,698.00Regulatory AUM · August 2026
- MOSAIC WEALTH MANAGEMENT LLCCRD 340681 · BLOOMINGTON, IN$285,000,000.00Regulatory AUM · August 2026
- MOSAIC WEALTH MANAGEMENT, L.L.C.CRD 142793$238,805,080.00Regulatory AUM · August 2026
- MOSELEY INVESTMENT MANAGEMENT, INC.CRD 124152 · BRADENTION, FL$456,828,669.00Regulatory AUM · August 2026
- MOSLEY WEALTH MANAGEMENT, INC.CRD 318592 · ANAHEIM, CA$279,450,769.00Regulatory AUM · August 2026
- MOSS ADAMS WEALTH ADVISORS LLCCRD 108917 · BELLEVUE, WA$5,773,272,462.00Regulatory AUM · August 2026
- MOSS, LUSE & WOMBLE, LLCCRD 152841 · PLANO, TX$803,162,000.00Regulatory AUM · August 2026
- MOSTT INC.CRD 332063 · SHERMAN OAKS, CA$254,054.00Regulatory AUM · August 2026
- MOTILAL OSWAL CAPITAL LIMITEDCRD 286146$116,114,208.00Regulatory AUM · August 2026
- MOTIV8 INVESTMENTS LLCCRD 285560 · PORT ST LUCIE, FL$219,071,944.00Regulatory AUM · August 2026
- MOTIVE CAPITAL MANAGEMENT, LLCCRD 285341 · NEW YORK, NY$5,424,834,199.00Regulatory AUM · August 2026
- MOTIVE WEALTH ADVISORS, LLCCRD 312303 · BIRMINGHAM, MI$362,634,652.00Regulatory AUM · August 2026
- MOTLEY FOOL ASSET MANAGEMENT, LLCCRD 149688 · ALEXANDRIA, VA$2,603,671,290.00Regulatory AUM · August 2026
- MOTLEY FOOL WEALTH MANAGEMENT, LLCCRD 165689 · ALEXANDRIA, VA$1,595,324,821.00Regulatory AUM · August 2026
- MOULTON WEALTH MANAGEMENT, INCCRD 304598 · SPOKANE VALLEY, WA$159,654,000.00Regulatory AUM · August 2026
- MOUNT LOGAN MANAGEMENT LLCCRD 311161 · NEW YORK, NY$1,983,010,064.00Regulatory AUM · August 2026
- MOUNT LUCAS INDEX ADVISERS LLCCRD 310820 · NEWTOWN, PA$170,299,594.00Regulatory AUM · August 2026
- MOUNT LUCAS MANAGEMENT LPCRD 108255 · NEWTOWN, PA$1,303,500,000.00Regulatory AUM · August 2026
- MOUNT MURRAY INVESTMENT INC.CRD 322643$28,180,459.00Regulatory AUM · August 2026
- MOUNT TAMALPAIS ASSET MANAGEMENT, LLCCRD 301017 · LARKSPUR, CA$262,510,224.00Regulatory AUM · August 2026
- MOUNT VERNON ASSOCIATES INCCRD 107099 · BALTIMORE, MD$232,510,350.00Regulatory AUM · August 2026
- MOUNTAIN CAPITAL INVESTMENT ADVISORS INCCRD 156660 · WESTMINSTER, CO$929,106,338.00Regulatory AUM · August 2026
- MOUNTAIN CAPITAL MANAGEMENT, LLCCRD 281465 · HOUSTON, TX$1,368,541,949.00Regulatory AUM · August 2026
- MOUNTAIN HILL INVESTMENT PARTNERSCRD 175187 · ATLANTIC HIGHLANDS, NJ$539,042,750.00Regulatory AUM · August 2026
- MOUNTAIN LAKE INVESTMENT MANAGEMENT LLCCRD 154679$199,250,957.00Regulatory AUM · August 2026
- MOUNTAIN PACIFIC ADVISORS, LLCCRD 151666 · BELLEVUE, WA$484,252,836.00Regulatory AUM · August 2026
- MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLCCRD 104749 · BOISE, ID$933,709,300.00Regulatory AUM · August 2026
- MOUNTAIN PASS PLANNING CORPORATIONCRD 283389 · HOPEWELL JUNCTION, NY$74,935,647.00Regulatory AUM · August 2026
- MOUNTAIN POINT CREDIT MANAGEMENT LLCCRD 330615 · GREENWICH, CT$1,221,222,397.00Regulatory AUM · August 2026
- MOUNTAIN VIEW STRATEGIC WEALTH, LLCCRD 154295 · HOPEWELL JUNCTION, NY$62,531,955.00Regulatory AUM · August 2026
- MOUNTAINEER PARTNERS MANAGEMENT, LLCCRD 163089 · NEW YORK, NY$305,735,762.00Regulatory AUM · August 2026
- MOUNTAINGATE MANAGEMENT CO., LLCCRD 294899 · DENVER, CO$1,492,864,770.00Regulatory AUM · August 2026
- MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLCCRD 118366 · LINCOLNSHIRE, IL$524,403,114.00Regulatory AUM · August 2026
- MOZAIC, LLCCRD 145777 · BEVERLY HILLS, CA$3,644,339,186.00Regulatory AUM · August 2026
- MOZAYYX MANAGEMENT LLCCRD 334468 · AUSTIN, TX$192,696,580.00Regulatory AUM · August 2026
- MPACT CAPITAL LLCCRD 335008Not availableRegulatory AUM · August 2026
- MPC CAPITAL ADVISORS, LLCCRD 153586 · ROCKVILLE CENTRE, NY$22,571,071,113.00Regulatory AUM · August 2026
- MPE MGT. CO., LLCCRD 281787 · CLEVELAND, OH$1,437,606,522.00Regulatory AUM · August 2026
- MPFA INC.CRD 304411Not availableRegulatory AUM · August 2026
- MPI INFINITE INVESTORS, LLCCRD 337830 · GILBERT, AZNot availableRegulatory AUM · August 2026
- MPI WEALTH MANAGEMENT LLCCRD 301011 · HINSDALE, IL$233,597,123.00Regulatory AUM · August 2026
- MPM ADVISORS GROUP LLCCRD 335595 · LIVERPOOL, NY$116,079,005.00Regulatory AUM · August 2026
- MPM ASSET MANAGEMENT LLCCRD 148467 · BOSTON, MA$3,558,119,290.00Regulatory AUM · August 2026
- MPS-LORIA FINANCIAL PLANNERS,LLCCRD 122866 · BURR RIDGE, IL$826,570,486.00Regulatory AUM · August 2026
- MPWA, INC.CRD 148484 · BAKERSFIELD, CA$140,785,000.00Regulatory AUM · August 2026
- MPWM ADVISORY SOLUTIONS LLCCRD 169885 · ALPHARETTA, GA$326,885,658.00Regulatory AUM · August 2026
- MQS MANAGEMENT, LLCCRD 161238 · NEW YORK, NY$299,356,808.00Regulatory AUM · August 2026
- MRA ADVISORY GROUPCRD 287933 · SARASOTA, FL$361,273,117.00Regulatory AUM · August 2026
- MRAZ, AMERINE & ASSOCIATES, INC.CRD 158338 · MODESTO, CA$917,491,815.00Regulatory AUM · August 2026
- MRBL MANAGEMENT, LLCCRD 332534 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- MRD, INC.CRD 111227$181,702,390.00Regulatory AUM · August 2026
- MRE MANAGEMENT, LLCCRD 338513 · ANNAPOLIS, MD$457,990,215.00Regulatory AUM · August 2026
- MRM-HORIZON ADVISORS, LLCCRD 130585 · BOSTON, MA$403,531,748.00Regulatory AUM · August 2026
- MRP ADVISORS, LLCCRD 340364$96,141,842.00Regulatory AUM · August 2026
- MRP CAPITAL INVESTMENTS, LLCCRD 167256 · ALPHARETTA, GA$227,601,583.00Regulatory AUM · August 2026
- MRWM ADVISORS, LLCCRD 288944 · NASHVILLE, TN$431,661,454.00Regulatory AUM · August 2026
- MRWM CAPITAL MANAGEMENT, LLCCRD 336384 · NASHVILLE, TN$8,819,983.00Regulatory AUM · August 2026
- MS CAPITAL PARTNERS ADVISER INC.CRD 147521 · NEW YORK, NY$38,758,105,318.00Regulatory AUM · August 2026
- MSA ADVISORS, LLCCRD 305170 · SANTA MONICA, CA$9,647,018,829.00Regulatory AUM · August 2026
- MSA POWER FUNDS LLCCRD 326791 · NEW YORK, NY$3,000,000.00Regulatory AUM · August 2026
- MSC ADVISER I, LLCCRD 169939 · HOUSTON, TX$1,733,528,292.00Regulatory AUM · August 2026
- MSD PARTNERS, L.P.CRD 161664 · NEW YORK, NY$21,296,429,689.00Regulatory AUM · August 2026
- MSH CAPITAL ADVISORS LLCCRD 157835 · SCOTTSDALE, AZ$1,346,296,531.00Regulatory AUM · August 2026
- MSOUTH EQUITY PARTNERS, LLCCRD 157601 · ATLANTA, GA$1,004,092,328.00Regulatory AUM · August 2026
- MSP WEALTH MANAGEMENT, LLCCRD 306522 · KLAMATH FALLS, OR$228,456,554.00Regulatory AUM · August 2026
- MSR CAPITAL PARTNERS, LLCCRD 318983 · NEW YORK, NY$5,035,691,416.00Regulatory AUM · August 2026
- MSREF REAL ESTATE ADVISOR, INC.CRD 142047 · NEW YORK, NY$15,770,404,509.00Regulatory AUM · August 2026
- MSRESS III MANAGER, L.L.C.CRD 138602 · NEW YORK, NY$39,607,295.00Regulatory AUM · August 2026
- MT ASSET MANAGEMENT, LLCCRD 147381 · MATAWAN, NJ$1,243,793,228.00Regulatory AUM · August 2026
- MTC WEALTH MANAGEMENT LLCCRD 305308 · TAMPA, FL$329,006,989.00Regulatory AUM · August 2026
- MTM FINANCIAL GROUP, LLCCRD 147221 · BETHLEHEM, PA$771,644,224.00Regulatory AUM · August 2026
- MTM INVESTMENT MANAGEMENT, LLCCRD 297500 · SPARTANBURG, SC$678,092,743.00Regulatory AUM · August 2026
- MTR FINANCIAL SERVICES, LLCCRD 149078 · KINGWOOD, TX$119,929,814.00Regulatory AUM · August 2026
- MUDDY WATERS CAPITAL LLCCRD 281411 · AUSTIN, TX$576,299,911.00Regulatory AUM · August 2026
- MUDITA ADVISORS LLPCRD 315593$2,383,326,953.00Regulatory AUM · August 2026
- MUDRICK CAPITAL MANAGEMENT, LPCRD 161012 · NEW YORK, NY$3,282,929,297.00Regulatory AUM · August 2026
- MUELLER WEALTH, LLCCRD 306943 · MISHICOT, WI$148,102,768.00Regulatory AUM · August 2026
- MUHLENKAMP & CO INCCRD 110787 · WEXFORD, PA$435,829,498.00Regulatory AUM · August 2026