All investment adviser firms · Page 101
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- MILLIMAN ADVISORS, LLCCRD 112245 · SEATTLE, WA$2,318,146,171.00Regulatory AUM · August 2026
- MILLIMAN FINANCIAL RISK MANAGEMENT LLCCRD 159377 · CHICAGO, IL$40,329,783,469.00Regulatory AUM · August 2026
- MILLINGTON FINANCIAL ADVISORS, LLCCRD 156315 · NAPERVILLE, IL$291,381,313.00Regulatory AUM · August 2026
- MILLINGTON SECURITIES, LLCCRD 147298 · RED BANK, NJ$140,511,839.00Regulatory AUM · August 2026
- MILLS WEALTH ADVISORS, LLCCRD 159251 · SOUTHLAKE, TX$548,737,909.00Regulatory AUM · August 2026
- MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANYCRD 297882 · PRINCETON, NJ$104,431,570.00Regulatory AUM · August 2026
- MILLSTREET CAPITAL MANAGEMENT LLCCRD 161566 · BOSTON, MA$5,821,270,178.00Regulatory AUM · August 2026
- MINDFUL ASSET PLANNING LLCCRD 113965 · APPLE VALLEY, MN$529,453,785.00Regulatory AUM · August 2026
- MINDFUL WEALTH LLCCRD 297493 · GLENCOE, IL$225,291,284.00Regulatory AUM · August 2026
- MINDORO CAPITAL PARTNERS LLCCRD 328488$226,439,964.00Regulatory AUM · August 2026
- MINDSET ASSET MANAGEMENT, LLCCRD 338530 · INDIANAPOLIS, INNot availableRegulatory AUM · August 2026
- MINDSET WEALTH MANAGEMENT, LLCCRD 330384 · INDIANAPOLIS, IN$445,495,566.00Regulatory AUM · August 2026
- MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLCCRD 118319 · CAMPBELL, CA$338,062,502.00Regulatory AUM · August 2026
- MINERVA ADVISORS LLCCRD 161408 · BALA CYNWYD, PA$321,035,438.00Regulatory AUM · August 2026
- MINERVA PLANNING GROUP, INC.CRD 127263 · DECATUR, GA$236,858,996.00Regulatory AUM · August 2026
- MINERVA WEALTH ADVISORY LLCCRD 282723 · NEW YORK, NY$79,513,365.00Regulatory AUM · August 2026
- MINICHMACGREGOR WEALTH MANAGEMENT, LLCCRD 151237 · SARATOGA SPRINGS, NY$722,877,131.00Regulatory AUM · August 2026
- MINK BROOK ASSET MANAGEMENT LLCCRD 302093$280,675,956.00Regulatory AUM · August 2026
- MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLCCRD 129963 · WAYZATA, MN$1,101,364,418.00Regulatory AUM · August 2026
- MINOT DEBLOIS ADVISORS LLCCRD 140170 · BOSTON, MA$2,044,115,331.00Regulatory AUM · August 2026
- MINT ASSET MANAGEMENT LLCCRD 315568 · NEW YORK, NY$64,543,171.00Regulatory AUM · August 2026
- MIO PARTNERS, INC.CRD 108637 · NEW YORK, NY$59,588,224,670.00Regulatory AUM · August 2026
- MIRABILIS MANAGEMENT COMPANY LLCCRD 316801$622,147,631.00Regulatory AUM · August 2026
- MIRADOR CAPITAL PARTNERS, LPCRD 173764 · PLEASANTON, CA$1,008,325,229.00Regulatory AUM · August 2026
- $7,870,338,902.00Regulatory AUM · August 2026
- MIRAE ASSET GLOBAL INVESTMENTS (USA) LLCCRD 147548 · NEW YORK, NY$5,826,259,120.00Regulatory AUM · August 2026
- MIRAMAR CAPITAL LLCCRD 290909 · NORTHBROOK, IL$550,253,035.00Regulatory AUM · August 2026
- MIRAMONTES CAPITAL, LLCCRD 264786 · NEWPORT BEACH, CA$396,941,009.00Regulatory AUM · August 2026
- MIRAVAST ASSET MANAGEMENT, LLCCRD 168582 · NEWTOWN, PA$1,364,394,378.00Regulatory AUM · August 2026
- MIRI CAPITAL MANAGEMENT LLCCRD 311308 · BOSTON, MA$929,670,355.00Regulatory AUM · August 2026
- MIROVA US LLCCRD 300152 · BOSTON, MA$13,616,354,795.00Regulatory AUM · August 2026
- MIRRETTI PERRYMAN WEALTH STRATEGIES, LLCCRD 319408 · SKOKIE, IL$178,897,115.00Regulatory AUM · August 2026
- MISAKI CAPITAL INC.CRD 282308$512,107,000.00Regulatory AUM · August 2026
- MISSION CREEK CAPITAL PARTNERS, INC.CRD 151514 · SAN FRANCISCO, CA$741,641,312.00Regulatory AUM · August 2026
- MISSION FINANCIAL GROUP, LLCCRD 311876 · LAS VEGAS, NV$310,912,519.00Regulatory AUM · August 2026
- MISSION HILLS FINANCIAL ADVISORY LLCCRD 328516 · SAN DIEGO, CA$274,126,360.00Regulatory AUM · August 2026
- MISSION INVESTMENT ADVISORS LLCCRD 329596$158,068,106.00Regulatory AUM · August 2026
- MISSION PRIME LLCCRD 318328 · GUAYNABO, PR$2,347,603,297.00Regulatory AUM · August 2026
- MISSION VALUE PARTNERS, LLCCRD 153704 · NASHVILLE, TN$303,237,813.00Regulatory AUM · August 2026
- MISSION WEALTH MANAGEMENT, LPCRD 113057 · SANTA BARBARA, CA$17,001,545,425.00Regulatory AUM · August 2026
- MISSIONPOINT PARTNERS LLCCRD 171282$386,917,000.00Regulatory AUM · August 2026
- MITCHELL & PAHL PRIVATE WEALTH, LLCCRD 307625 · OKLAHOMA CITY, OK$449,942,478.00Regulatory AUM · August 2026
- MITCHELL CAPITAL MANAGEMENT COCRD 106338 · LEAWOOD, KS$847,309,942.00Regulatory AUM · August 2026
- MITCHELL SINKLER & STARR INCCRD 106460 · PHILADELPHIA, PA$1,789,213,488.00Regulatory AUM · August 2026
- MITCHELL VAUGHT & TAYLOR INCCRD 106160 · CHICAGO, IL$42,403,351.00Regulatory AUM · August 2026
- MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.CRD 138240 · MOBILE, AL$2,657,582,515.00Regulatory AUM · August 2026
- $406,959,236,818.00Regulatory AUM · August 2026
- MITTELMAN WEALTH MANAGEMENT LLCCRD 313042$204,612,176.00Regulatory AUM · August 2026
- MITTLEMAN VALUE PARTNERS LLCCRD 327006$33,409,249.00Regulatory AUM · August 2026
- MIURA GLOBAL MANAGEMENT, LLCCRD 161017$150,159,109.00Regulatory AUM · August 2026
- MIZZEN MANAGEMENT LLCCRD 333592 · STAMFORD, CT$458,971,958.00Regulatory AUM · August 2026
- MJB ASSET MANAGEMENT LLCCRD 109940 · NEW YORK, NY$141,379,874.00Regulatory AUM · August 2026
- MJC ADVISORS, LLCCRD 136839$190,314,069.00Regulatory AUM · August 2026
- MJE - LOOP CAPITAL PARTNERS LLCCRD 287638 · NEW YORK, NY$2,040,480,084.00Regulatory AUM · August 2026
- MJP ASSOCIATES, INC.CRD 127654 · FARMINGTON, CT$1,561,803,600.00Regulatory AUM · August 2026
- MJR FINANCIAL LLCCRD 289923 · AUSTIN, TX$244,657,891.00Regulatory AUM · August 2026
- MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.CRD 297716 · MONTEVIDEO, MN$198,946,748.00Regulatory AUM · August 2026
- MJX ASSET MANAGEMENT LLCCRD 148976 · NEW YORK, NY$9,684,379,798.00Regulatory AUM · August 2026
- MK3 WEALTH LLCCRD 305760 · CHERRY HILL, NJ$113,141,146.00Regulatory AUM · August 2026
- MKAM ETF LLCCRD 324607 · LAS VEGAS, NV$11,978,398.00Regulatory AUM · August 2026
- MKD WEALTH COACHES, LLCCRD 144994 · TROY, MI$505,702,322.00Regulatory AUM · August 2026
- MKP CAPITAL MANAGEMENT, L.L.C.CRD 113851 · NEW YORK, NY$12,852,553,163.00Regulatory AUM · August 2026
- MKT ADVISORS LLCCRD 163833 · CARLSBAD, CA$463,745,899.00Regulatory AUM · August 2026
- MKT AND ASSOCIATES LLCCRD 329889 · TACOMA, WA$378,684,183.00Regulatory AUM · August 2026
- MKT CAPITAL LLCCRD 163762$158,180,000.00Regulatory AUM · August 2026
- ML WEALTH LLCCRD 289521 · NEW YORK, NY$12,365,554.00Regulatory AUM · August 2026
- MLC ASSET MANAGEMENT US LLCCRD 314738 · NEW YORK, NY$2,767,620,000.00Regulatory AUM · August 2026
- MLG FUND MANAGER LLCCRD 335692 · BROOKFIELD, WI$143,562,286.00Regulatory AUM · August 2026
- MLG WEALTH MANAGEMENT, INC.CRD 308193 · WOODBURY, MN$1,491,320,609.00Regulatory AUM · August 2026
- MLP3, LLCCRD 296314 · LINWOOD, NJ$248,141,647.00Regulatory AUM · August 2026
- MM ADVISORS, LLCCRD 337688 · AUBURN, ALNot availableRegulatory AUM · July 2026
- MMA ASSET MANAGEMENT LLCCRD 155426 · CONSHOHOCKEN, PA$787,818,303.00Regulatory AUM · August 2026
- MMA SECURITIES LLCCRD 44254 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- MMBG INVESTMENT ADVISORS CO.CRD 285263 · MIAMI, FL$2,983,709,180.00Regulatory AUM · August 2026
- MML INVESTMENT ADVISERS, LLCCRD 169568 · SPRINGFIELD, MA$24,548,284,732.00Regulatory AUM · August 2026
- MML INVESTORS SERVICES, LLCCRD 10409 · SPRINGFIELD, MA$115,638,239,231.00Regulatory AUM · August 2026
- MN WEALTH ADVISORS, LLCCRD 322617 · OVERLAND PARK, KS$394,235,365.00Regulatory AUM · August 2026
- MNS FINANCIAL MANAGEMENT, L.L.C.CRD 116604 · FORT MYERS, FL$489,223,767.00Regulatory AUM · August 2026
- MODEL WEALTH , INC.CRD 299798$318,159,850.00Regulatory AUM · August 2026
- MODELL CAPITAL MANAGEMENT LLCCRD 339228 · BLOOMFIELD HILLS, MI$1,884,181,810.00Regulatory AUM · August 2026
- MODERA WEALTH MANAGEMENT, LLCCRD 155649 · WESTWOOD, NJ$17,678,214,162.00Regulatory AUM · August 2026
- MODERN CAPITAL ADVISORS, LLCCRD 131117 · RALEIGH, NC$254,815,027.00Regulatory AUM · August 2026
- MODERN CAPITAL MANAGEMENT, CO.CRD 306631 · MT PLEASANT, SC$90,653,658.00Regulatory AUM · August 2026
- MODERN DOLLAR PLANNING, LLCCRD 174695 · ST. LOUIS, MO$159,139,791.00Regulatory AUM · August 2026
- MODERN FINANCIAL PLANNING, LLCCRD 297193 · GEORGETOWN, TX$116,000,000.00Regulatory AUM · August 2026
- MODERN PORTFOLIO CONSULTANTS, LLCCRD 120846 · NAPLES, FL$1,196,629,908.00Regulatory AUM · August 2026
- MODERN PORTFOLIO MANAGEMENT INCCRD 104926 · HOLLAND, OH$1,038,583,016.00Regulatory AUM · August 2026
- MODERN WEALTH MANAGEMENT, LLCCRD 324624 · KANSAS CITY, MO$10,904,051,242.00Regulatory AUM · August 2026
- MODERNIST FINANCIAL, LLCCRD 217511 · PORTLAND, OR$113,275,149.00Regulatory AUM · August 2026
- MODUM ASSET MANAGEMENT LLCCRD 316200$283,243,767.00Regulatory AUM · August 2026
- MODUS ADVISORS, LLCCRD 291204 · EXCELSIOR, MN$601,069,964.00Regulatory AUM · August 2026
- MOELIS ASSET CATALYST PARTNERS LLCCRD 327289 · ST LOUIS, MO$288,156,391.00Regulatory AUM · August 2026
- MOELIS CAPITAL PARTNERS LLCCRD 154219 · NEW YORK, NY$146,518,755.00Regulatory AUM · August 2026
- MOERUS CAPITAL MANAGEMENT LLCCRD 282399 · NEW YORK, NY$893,132,412.00Regulatory AUM · August 2026
- MOHAWK CAPITAL ADVISORS, LLCCRD 172304$35,539,000.00Regulatory AUM · August 2026
- MOISAND FITZGERALD TAMAYO, LLCCRD 109419 · ORLANDO, FL$1,350,217,545.00Regulatory AUM · August 2026
- MOKAN WEALTH MANAGEMENT INCCRD 328005 · OVERLAND PARK, KS$250,337,407.00Regulatory AUM · August 2026
- MOKOSAK ADVISORY GROUP, LLCCRD 287538 · URBANDALE, IA$413,919,041.00Regulatory AUM · August 2026
- MOLER CAPITAL MANAGEMENT, LLCCRD 106969$203,797,507.00Regulatory AUM · August 2026
- MOLLER WEALTH PARTNERS, INC.CRD 110493 · NORTHFIELD, IL$755,948,780.00Regulatory AUM · August 2026