Investment adviser firms: $1 billion to under $10 billion in regulatory AUM
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- 10TH LANE PARTNERS, LPCRD 160822 · NEW YORK, NY$3,756,816,957.00Regulatory AUM · August 2026
- 10X CAPITAL PARTNERS LLCCRD 332547 · NEW YORK, NY$1,011,292,392.00Regulatory AUM · August 2026
- 12 WEST CAPITAL MANAGEMENT LPCRD 160197 · NEW YORK, NY$1,347,862,740.00Regulatory AUM · August 2026
- 1315 CAPITAL, LLCCRD 175292 · PHILADELPHIA, PA$1,351,201,596.00Regulatory AUM · August 2026
- 140 SUMMER PARTNERS LPCRD 308929 · NEW YORK, NY$3,871,859,712.00Regulatory AUM · August 2026
- 1543 CAPITAL LPCRD 305398 · GREENWICH, CT$1,037,962,290.00Regulatory AUM · August 2026
- 1607 CAPITAL PARTNERS, LLCCRD 144758 · RICHMOND, VA$3,485,002,438.00Regulatory AUM · August 2026
- 1789 CAPITAL MANAGEMENT, LLCCRD 335007 · PALM BEACH, FL$2,725,022,048.00Regulatory AUM · August 2026
- 180 WEALTH ADVISORS, LLCCRD 284921 · FEDERAL WAY, WA$1,359,025,816.00Regulatory AUM · August 2026
- 1832 ASSET MANAGEMENT U.S. INC.CRD 120836$1,427,489,393.00Regulatory AUM · August 2026
- 1834 INVESTMENT ADVISORS CO.CRD 105435 · MILWAUKEE, WI$2,196,582,334.00Regulatory AUM · August 2026
- 1888 INVESTMENTS, LLCCRD 312491 · DENVER, CO$5,914,655,884.00Regulatory AUM · August 2026
- 1900 WEALTH MANAGEMENT LLCCRD 175346 · SAN ANTONIO, TX$3,071,004,999.00Regulatory AUM · August 2026
- 1932 INVESTMENT MANAGEMENT, LLCCRD 337619 · NEWARK, NJ$4,596,470,261.00Regulatory AUM · August 2026
- 1988 ASSET MANAGEMENT, LLCCRD 319422 · NEW YORK, NY$2,704,305,545.00Regulatory AUM · August 2026
- 1SHARPE CAPITAL LLCCRD 285866 · SAN FRANCISCO, CA$2,700,278,178.00Regulatory AUM · August 2026
- 1WS CAPITAL ADVISORS, LLCCRD 298723 · NEW YORK, NY$1,142,600,000.00Regulatory AUM · August 2026
- 20 GATES MANAGEMENT LLCCRD 155480 · NEW YORK, NY$4,966,945,931.00Regulatory AUM · August 2026
- 22C CAPITAL LLCCRD 298094 · BOCA RATON, FL$1,513,692,080.00Regulatory AUM · August 2026
- 26NORTH DIRECT LENDING LPCRD 323152 · NEW YORK, NY$2,649,967,439.00Regulatory AUM · August 2026
- 3(38) INVESTMENT FIDUCIARIES INC.CRD 298053 · SIMI VALLEY, CA$1,035,072,002.00Regulatory AUM · August 2026
- 36 NORTH CAPITAL MANAGEMENT, LLCCRD 317557 · BENTONVILLE, AR$2,670,149,362.00Regulatory AUM · August 2026
- 36 SOUTH CAPITAL ADVISORS LLPCRD 166406$1,017,925,270.00Regulatory AUM · August 2026
- 360 ONE ASSET MANAGEMENT LIMITEDCRD 300914$4,310,389,443.00Regulatory AUM · August 2026
- 360 ONE PORTFOLIO MANAGERS LIMITEDCRD 307146$3,648,918,271.00Regulatory AUM · August 2026
- 3650 REIT INVESTMENT MANAGEMENT LLCCRD 286013 · MIAMI, FL$2,432,617,368.00Regulatory AUM · August 2026
- 3EDGE ASSET MANAGEMENT, LPCRD 282059 · NAPLES, FL$1,953,342,211.00Regulatory AUM · August 2026
- 3I CORPORATIONCRD 159892 · NEW YORK, NY$2,697,286,220.00Regulatory AUM · August 2026
- 400 CAPITAL MANAGEMENT LLCCRD 160089 · NEW YORK, NY$9,036,083,043.00Regulatory AUM · August 2026
- 49 WEALTH MANAGEMENT, LLCCRD 319484 · AUSTIN, TX$1,402,973,572.00Regulatory AUM · August 2026
- 50T HOLDINGS, LLCCRD 326720 · NEW YORK, NY$1,659,746,676.00Regulatory AUM · August 2026
- 57 STARS LLCCRD 135202 · ARLINGTON, VA$3,698,051,732.00Regulatory AUM · August 2026
- 59 NORTH CAPITAL MANAGEMENT, LPCRD 300258 · HOUSTON, TX$7,503,173,537.00Regulatory AUM · August 2026
- 5AM VENTURE MANAGEMENT, LLCCRD 160395 · SAN FRANCISCO, CA$1,084,259,034.00Regulatory AUM · August 2026
- 683 CAPITAL MANAGEMENT, LLCCRD 156181 · NEW YORK, NY$2,436,885,197.00Regulatory AUM · August 2026
- 71 WEST CAPITAL PARTNERS, LLCCRD 338756 · BOSTON, MA$5,505,194,061.00Regulatory AUM · August 2026
- 747 CAPITAL, LLCCRD 164742 · NEW YORK, NY$1,134,617,173.00Regulatory AUM · August 2026
- 776 MANAGEMENT, LLCCRD 311918$1,346,897,919.00Regulatory AUM · August 2026
- 7RIDGE LIMITEDCRD 315057$1,232,600,000.00Regulatory AUM · August 2026
- 8 KNOTS MANAGEMENT, LLCCRD 305473 · DALLAS, TX$2,034,678,758.00Regulatory AUM · July 2026
- A FIN MANAGEMENT LLCCRD 315482 · SUNNY ISLES BEACH, FL$6,160,297,411.00Regulatory AUM · August 2026
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCCRD 8361 · WESTPORT, CT$2,300,125,872.00Regulatory AUM · August 2026
- A&M CAPITAL ADVISORS, LPCRD 163576 · GREENWICH, CT$7,199,446,953.00Regulatory AUM · August 2026
- A&M PRIVATE WEALTH PARTNERS, LLCCRD 331478 · WEST PALM BEACH, FL$1,832,726,951.00Regulatory AUM · August 2026
- A16Z PERENNIAL MANAGEMENT, L.P.CRD 324429 · MENLO PARK, CA$2,753,465,119.00Regulatory AUM · August 2026
- AA FINANCIAL ADVISORS, LLCCRD 119829 · COLUMBUS, OH$1,418,568,755.00Regulatory AUM · August 2026
- AARON WEALTH ADVISORS LLCCRD 298079 · CHICAGO, IL$4,288,292,230.00Regulatory AUM · August 2026
- AB BROADLY SYNDICATED LOAN MANAGER LLCCRD 308135 · NASHVILLE, TN$2,623,000,000.00Regulatory AUM · August 2026
- AB CUSTOM ALTERNATIVE SOLUTIONS LLCCRD 110879 · NASHVILLE, TN$1,415,000,000.00Regulatory AUM · August 2026
- AB2 CAPITAL PARTNERS LLCCRD 318038 · HOLLYWOOD, FL$1,150,000,000.00Regulatory AUM · August 2026
- ABACUS CAPITAL GROUP LLCCRD 157243 · NEW YORK, NY$6,876,967,683.00Regulatory AUM · August 2026
- ABACUS PLANNING GROUP, INC.CRD 107994 · COLUMBIA, SC$2,155,806,749.00Regulatory AUM · August 2026
- ABACUS WEALTH PARTNERS, LLCCRD 128590 · SANTA MONICA, CA$3,579,238,156.00Regulatory AUM · August 2026
- ABBEY CAPITAL LIMITEDCRD 153498$6,815,702,574.00Regulatory AUM · August 2026
- ABNER HERRMAN & BROCK, LLCCRD 8517 · JERSEY CITY, NJ$2,736,053,212.00Regulatory AUM · August 2026
- ABOUND WEALTH MANAGEMENT, LLCCRD 285903 · FRANKLIN, TN$1,948,433,647.00Regulatory AUM · August 2026
- ABRAMS BISON INVESTMENTS, L.L.C.CRD 137183 · BETHESDA, MD$3,043,178,000.00Regulatory AUM · August 2026
- ABRY PARTNERS III, LLCCRD 323712 · BOSTON, MA$1,111,447,823.00Regulatory AUM · August 2026
- ABSHER WEALTH MANAGEMENT, LLCCRD 304642 · CHAPEL HILL, NC$1,260,905,144.00Regulatory AUM · August 2026
- ABSOLUTE INVESTMENT ADVISERS, LLCCRD 132436 · ROSEMARY BEACH, FL$2,233,935,045.00Regulatory AUM · August 2026
- ABUNDANCE WEALTH COUNSELORS, LLCCRD 111740 · STATE COLLEGE, PA$1,564,033,885.00Regulatory AUM · August 2026
- AC FUNDS, LLCCRD 311748 · RIDGEWOOD, NJ$1,030,860,762.00Regulatory AUM · August 2026
- ACADEMY ASSET MANAGEMENT, LLCCRD 319774 · NEW YORK, NY$1,287,479,045.00Regulatory AUM · August 2026
- ACADEMY CAPITAL MANAGEMENTCRD 105008 · WACO, TX$1,158,602,375.00Regulatory AUM · August 2026
- $5,705,766,114.00Regulatory AUM · August 2026
- ACASTA PARTNERS US LLCCRD 335005 · BOCA RATON, FL$4,722,407,248.00Regulatory AUM · August 2026
- ACCEL WEALTH MANAGEMENT LLCCRD 286201 · WAVERLY, IA$1,147,752,700.00Regulatory AUM · August 2026
- ACCESS HOLDINGS MANAGEMENT COMPANY LLCCRD 297197 · BALTIMORE, MD$2,267,715,547.00Regulatory AUM · August 2026
- ACCOLADE CAPITAL MANAGEMENT LLCCRD 160802 · WASHINGTON, DC$9,336,808,651.00Regulatory AUM · August 2026
- ACCOLADE INVESTMENT ADVISORY, LLCCRD 145635 · COLUMBUS, OH$1,598,528,764.00Regulatory AUM · August 2026
- ACCREDITED INVESTORS INCCRD 105439 · EDINA, MN$4,412,886,238.00Regulatory AUM · August 2026
- ACCUMULUS CAPITAL MANAGEMENT, LLCCRD 160501 · NEW YORK, NY$1,740,000,512.00Regulatory AUM · August 2026
- ACCURATE WEALTH MANAGEMENT, LLCCRD 298137 · WESLEY CHAPEL, FL$1,710,313,446.00Regulatory AUM · August 2026
- ACK ASSET MANAGEMENT LLCCRD 155136 · GREENWICH, CT$1,068,346,088.00Regulatory AUM · August 2026
- ACON EQUITY MANAGEMENT, L.L.C.CRD 159517 · WASHINGTON, DC$4,165,343,441.00Regulatory AUM · August 2026
- ACON LATAM MANAGEMENT, L.L.C.CRD 161535 · WASHINGTON, DC$1,236,650,688.00Regulatory AUM · August 2026
- ACORN ADVISORY CAPITAL, L.P.CRD 133040 · NEW YORK, NY$2,962,177,248.00Regulatory AUM · August 2026
- ACORN FINANCIAL ADVISORY SERVICES, INC.CRD 116763 · RESTON, VA$1,398,636,857.00Regulatory AUM · August 2026
- ACRE CAPITAL ADVISORS, LLCCRD 328401 · LOS ANGELES, CA$1,160,297,907.00Regulatory AUM · August 2026
- ACRE MANAGER, LLCCRD 311363 · NEW YORK, NY$4,658,616,632.00Regulatory AUM · August 2026
- ACRES CAPITAL, LLCCRD 281190 · UNIONDALE, NY$4,388,068,808.00Regulatory AUM · August 2026
- ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.CRD 121307 · CHESTERFIELD, MO$2,612,315,378.00Regulatory AUM · August 2026
- ACTIV8 FAMILY OFFICE LLCCRD 337753 · MCLEAN, VA$1,542,366,700.00Regulatory AUM · August 2026
- ACTIVANT CAPITAL GROUP LLCCRD 173856 · DARIEN, CT$1,608,332,256.00Regulatory AUM · August 2026
- ACTIVEST WEALTH MANAGEMENT, LLCCRD 156150 · AVENTURA, FL$1,460,270,243.00Regulatory AUM · August 2026
- ACTUSRAYPARTNERS LIMITEDCRD 313897$2,339,219,168.00Regulatory AUM · August 2026
- ACUITAS INVESTMENTS, LLCCRD 155782 · SEATTLE, WA$1,481,084,662.00Regulatory AUM · August 2026
- ADAMO CAPITAL FAMILY OFFICE LLCCRD 315653 · MIAMI, FL$1,116,208,521.00Regulatory AUM · August 2026
- ADAMS DIVERSIFIED EQUITY FUND, INC.CRD 281263 · BALTIMORE, MD$3,028,642,556.00Regulatory AUM · August 2026
- ADAMSBROWN WEALTH CONSULTANTS LLCCRD 308410 · WICHITA, KS$1,121,047,762.00Regulatory AUM · August 2026
- ADAR1 CAPITAL MANAGEMENT, LLCCRD 299694 · AUSTIN, TX$1,675,126,109.00Regulatory AUM · August 2026
- ADDISON CAPITAL, LLCCRD 144853 · CONSHOHOCKEN, PA$1,124,039,201.00Regulatory AUM · August 2026
- ADELANTE CAPITAL MANAGEMENT LLCCRD 107382 · ALAMEDA, CA$1,488,002,915.00Regulatory AUM · August 2026
- ADELL HARRIMAN & CARPENTER INCCRD 107488 · HOUSTON, TX$2,087,058,406.00Regulatory AUM · August 2026
- ADVANCE CAPITAL MANAGEMENT INCCRD 110767 · SOUTHFIELD, MI$4,980,840,651.00Regulatory AUM · August 2026
- ADVANCED PORTFOLIO MANAGEMENT, LLCCRD 138769 · NEW YORK, NY$2,697,149,188.00Regulatory AUM · August 2026
- ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.CRD 108178 · NEW YORK, NY$4,912,590,790.00Regulatory AUM · August 2026
- ADVANTAGE CAPITAL INVESTMENT ADVISER, LLCCRD 171365 · NEW ORLEANS, LA$1,294,679,102.00Regulatory AUM · August 2026
- ADVANTAGE CAPITAL MANAGEMENT LLCCRD 171128 · NEW YORK, NY$8,260,036,906.00Regulatory AUM · August 2026
- ADVENT CAPITAL MANAGEMENT, LLCCRD 113013 · NEW YORK, NY$8,819,458,038.00Regulatory AUM · August 2026