Investment adviser firms: $1 trillion and over in regulatory AUM
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
24 firms · Source months shown: September 2026
- BLACKROCK ADVISORS, LLCCRD 106614 · NEW YORK, NY$1,096,122,604,226.00Regulatory AUM · September 2026
- BLACKROCK FINANCIAL MANAGEMENT, INCCRD 107105 · NEW YORK, NY$1,595,099,828,916.00Regulatory AUM · September 2026
- BLACKROCK FUND ADVISORSCRD 105247 · SAN FRANCISCO, CA$4,282,224,366,957.00Regulatory AUM · September 2026
- CAPFINANCIAL PARTNERS, LLCCRD 175112 · RALEIGH, NC$1,236,704,853,633.00Regulatory AUM · September 2026
- CAPITAL RESEARCH AND MANAGEMENT COMPANYCRD 110885 · LOS ANGELES, CA$3,753,542,800,892.00Regulatory AUM · September 2026
- CHARLES SCHWAB INVESTMENT MANAGEMENT, INCCRD 106753 · SAN FRANCISCO, CA$1,721,025,914,896.00Regulatory AUM · September 2026
- DIMENSIONAL FUND ADVISORS LPCRD 106482 · AUSTIN, TX$1,020,359,585,441.00Regulatory AUM · September 2026
- EDWARD D. JONES & CO., L.P.CRD 250 · ST. LOUIS, MO$1,013,608,323,988.00Regulatory AUM · September 2026
- FIDELITY MANAGEMENT & RESEARCH COMPANY LLCCRD 108281 · BOSTON, MA$5,685,041,930,529.00Regulatory AUM · September 2026
- GEODE CAPITAL MANAGEMENT, LLCCRD 115504 · BOSTON, MA$1,736,523,234,533.00Regulatory AUM · September 2026
- GOLDMAN SACHS ASSET MANAGEMENT, L.P.CRD 107738 · NEW YORK, NY$2,648,902,942,827.00Regulatory AUM · September 2026
- J.P. MORGAN INVESTMENT MANAGEMENT INC.CRD 107038 · NEW YORK, NY$3,519,414,511,755.00Regulatory AUM · September 2026
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD 7691 · NEW YORK, NY$1,781,568,171,479.00Regulatory AUM · September 2026
- MORGAN STANLEY SMITH BARNEY LLCCRD 149777 · PURCHASE, NY$1,961,887,313,229.00Regulatory AUM · September 2026
- NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD 105780 · CHICAGO, IL$1,245,248,223,540.00Regulatory AUM · September 2026
- PACIFIC INVESTMENT MANAGEMENT COMPANY LLCCRD 104559 · NEWPORT BEACH, CA$3,666,935,101,247.00Regulatory AUM · September 2026
- PGIM, INC.CRD 105676 · NEWARK, NJ$1,131,638,605,327.00Regulatory AUM · September 2026
- SSGA FUNDS MANAGEMENT, INC.CRD 111242 · BOSTON, MA$1,420,653,842,286.00Regulatory AUM · September 2026
- STRATEGIC ADVISERS LLCCRD 104555 · BOSTON, MA$1,370,125,325,211.00Regulatory AUM · September 2026
- T. ROWE PRICE ASSOCIATES, INC.CRD 105496 · BALTIMORE, MD$2,196,452,587,469.00Regulatory AUM · September 2026
- THE VANGUARD GROUP, INC.CRD 105958 · MALVERN, PA$11,092,665,107,962.00Regulatory AUM · September 2026
- VANGUARD CAPITAL MANAGEMENT, LLCCRD 338002 · MALVERN, PA$8,436,181,597,982.00Regulatory AUM · September 2026
- VANGUARD PORTFOLIO MANAGEMENT, LLCCRD 338003 · MALVERN, PA$2,656,483,509,980.00Regulatory AUM · September 2026
- WELLINGTON MANAGEMENT COMPANY LLPCRD 106595 · BOSTON, MA$1,428,048,671,402.00Regulatory AUM · September 2026