Investment adviser firms in Rhode Island
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
51 firms · Source months shown: July 2026 and August 2026
- ARLEN CAPITAL, LLCCRD 118113 · WARWICK, RI$348,820,421.00Regulatory AUM · August 2026
- AXIS WEALTH PARTNERS, LLCCRD 167122 · EAST PROVIDENCE, RI$377,380,633.00Regulatory AUM · August 2026
- BALANCED WEALTH MANAGEMENT, LLC.CRD 174699 · EAST GREENWICH, RI$101,959,984.00Regulatory AUM · August 2026
- BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCCRD 330189 · PROVIDENCE, RI$111,922,530.00Regulatory AUM · August 2026
- BARRETT & COMPANY, INC.CRD 1175 · PROVIDENCE, RI$529,683,081.00Regulatory AUM · August 2026
- BLUE FIN CAPITAL, INC.CRD 108451 · WARREN, RI$755,923,825.00Regulatory AUM · August 2026
- BOUNTIFUL INVESTMENT MANAGEMENT LLCCRD 281437 · RUMFORD, RI$160,517,879.00Regulatory AUM · August 2026
- BREACHWAY INVESTMENTS, LLCCRD 299102 · CHARLESTOWN, RI$164,902,821.00Regulatory AUM · August 2026
- BROWN, LISLE/CUMMINGS, INC.CRD 1331 · PROVIDENCE, RI$487,318,974.00Regulatory AUM · August 2026
- CANTON HATHAWAY LLCCRD 297527 · PROVIDENCE, RI$866,119,419.00Regulatory AUM · August 2026
- CAPITAL WEALTH MANAGEMENT, LLCCRD 157959 · WEST WARWICK, RI$1,137,135,987.00Regulatory AUM · August 2026
- CITIZENS SECURITIES, INC.CRD 39550 · JOHNSTON, RI$12,868,719,975.00Regulatory AUM · August 2026
- D & P INVESTMENT ADVISORS, LTD.CRD 119631 · WAKEFIELD, RI$197,759,856.00Regulatory AUM · August 2026
- DEKONING AND COMPANY, LLCCRD 141605 · NEWPORT, RI$73,678,904.00Regulatory AUM · August 2026
- DIVERSIFIED RESOURCES, LLCCRD 31346 · WARWICK, RI$268,848,043.00Regulatory AUM · August 2026
- ELIOT ROSE WEALTH MANAGEMENT, LLCCRD 120465 · PROVIDENCE, RI$186,327,765.00Regulatory AUM · August 2026
- FENWAY PARTNERS, LLCCRD 160630 · WESTERLY, RI$306,800,000.00Regulatory AUM · August 2026
- FIAM LLCCRD 133196 · SMITHFIELD, RI$347,728,516,377.00Regulatory AUM · August 2026
- FINANCIAL INDEPENDENCE, LLCCRD 150515 · WARWICK, RI$288,104,032.00Regulatory AUM · August 2026
- FIRST FINANCIAL ADVISORY SERVICES INCCRD 105031 · WESTERLY, RI$278,038,908.00Regulatory AUM · August 2026
- FORBES FINANCIAL PLANNING, INC.CRD 143912 · EAST GREENWICH, RI$240,541,107.00Regulatory AUM · August 2026
- GEA SPHERE, LLCCRD 152001 · CRANSTON, RI$153,574,000.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC RISK MANAGEMENT, LLCCRD 327157 · PROVIDENCE, RI$2,909,330,786.00Regulatory AUM · August 2026
- HALL CAPITAL MANAGEMENT COMPANY, INC.CRD 108141 · BARRINGTON, RI$411,648,230.00Regulatory AUM · August 2026
- HAVE RIA, INC.CRD 327137 · PROVIDENCE, RI$160,805,201.00Regulatory AUM · August 2026
- LINCOLN CAPITAL CORPORATIONCRD 109922 · EAST GREENWICH, RI$418,266,246.00Regulatory AUM · August 2026
- MARSTONE LLCCRD 164810 · PROVIDENCE, RI$2,825,414.00Regulatory AUM · August 2026
- MCGUIRE INVESTMENT GROUP, LLCCRD 296271 · WAKEFIELD, RI$1,061,093,863.00Regulatory AUM · August 2026
- MYSTIC ASSET MANAGEMENT, INC.CRD 170361 · WARWICK, RI$614,583,156.00Regulatory AUM · August 2026
- NAPATREE CAPITAL LLCCRD 292776 · WESTERLY, RI$259,967,026.00Regulatory AUM · July 2026
- NAUTIC PARTNERS, LLCCRD 159822 · PROVIDENCE, RI$13,973,062,083.00Regulatory AUM · August 2026
- NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.CRD 108868 · WESTERLY, RI$1,316,426,626.00Regulatory AUM · August 2026
- NEWMAN DIGNAN & SHEERAR, INCCRD 107565 · PROVIDENCE, RI$731,274,095.00Regulatory AUM · August 2026
- PARSONS CAPITAL MANAGEMENT INCCRD 106295 · PROVIDENCE, RI$2,384,197,855.00Regulatory AUM · August 2026
- PLUM POINTE WEALTH MANAGEMENT, LLCCRD 332618 · PROVIDENCE, RI$104,737,431.00Regulatory AUM · August 2026
- PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678 · PROVIDENCE, RI$24,119,177,044.00Regulatory AUM · August 2026
- RANDALL FINANCIAL GROUP, LLCCRD 134804 · SMITHFILED, RI$107,551,908.00Regulatory AUM · August 2026
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCCRD 109013 · PROVIDENCE, RI$131,301,497.00Regulatory AUM · August 2026
- SIGNET INVESTMENT ADVISORY GROUP, INC.CRD 123910 · PROVIDENCE, RI$394,056,372.00Regulatory AUM · August 2026
- SK WEALTH MANAGEMENT, LLCCRD 109114 · PROVIDENCE, RI$638,952,784.00Regulatory AUM · August 2026
- SLOCUM GORDON & CO LLPCRD 104929 · NEWPORT, RI$219,150,565.00Regulatory AUM · August 2026
- SOWA FINANCIAL GROUP INCCRD 107646 · LINCOLN, RI$517,016,775.00Regulatory AUM · August 2026
- STRATEGIC POINT INVESTMENT ADVISORS LLCCRD 124636 · PROVIDENCE, RI$914,758,697.00Regulatory AUM · August 2026
- THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.CRD 108705 · WARWICK, RI$394,398,625.00Regulatory AUM · August 2026
- UNISON ADVISORS LLCCRD 155470 · PROVIDENCE, RI$2,021,040,000.00Regulatory AUM · August 2026
- UPPER90 CAPITAL MANAGEMENT, LPCRD 304179 · PROVIDENCE, RI$1,105,342,447.00Regulatory AUM · August 2026
- VERITAS WEALTH MANAGEMENT LLCCRD 341084 · NORTH KINGSTOWN, RINot availableRegulatory AUM · August 2026
- WEALTH MANAGEMENT RESOURCES, INC.CRD 45452 · SMITHFIELD, RI$385,200,640.00Regulatory AUM · August 2026
- WEALTHCARE INVESTMENT PARTNERS LLCCRD 296475 · PORTSMOUTH, RI$859,629,575.00Regulatory AUM · August 2026
- WEYBOSSET RESEARCH & MANAGEMENT, LLCCRD 108047 · PROVIDENCE, RI$340,854,267.00Regulatory AUM · August 2026
- YOUNG RICHARD C & CO LTDCRD 105866 · NEWPORT, RI$1,801,392,887.00Regulatory AUM · August 2026