Investment adviser firms in PROVIDENCE, Rhode Island
Firms grouped by their reported public principal-office city. Additional offices and notice filings do not determine membership.
20 firms · Source months shown: August 2026
- BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCCRD 330189 · PROVIDENCE, RI$111,922,530.00Regulatory AUM · August 2026
- BARRETT & COMPANY, INC.CRD 1175 · PROVIDENCE, RI$529,683,081.00Regulatory AUM · August 2026
- BROWN, LISLE/CUMMINGS, INC.CRD 1331 · PROVIDENCE, RI$487,318,974.00Regulatory AUM · August 2026
- CANTON HATHAWAY LLCCRD 297527 · PROVIDENCE, RI$866,119,419.00Regulatory AUM · August 2026
- ELIOT ROSE WEALTH MANAGEMENT, LLCCRD 120465 · PROVIDENCE, RI$186,327,765.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC RISK MANAGEMENT, LLCCRD 327157 · PROVIDENCE, RI$2,909,330,786.00Regulatory AUM · August 2026
- HAVE RIA, INC.CRD 327137 · PROVIDENCE, RI$160,805,201.00Regulatory AUM · August 2026
- MARSTONE LLCCRD 164810 · PROVIDENCE, RI$2,825,414.00Regulatory AUM · August 2026
- NAUTIC PARTNERS, LLCCRD 159822 · PROVIDENCE, RI$13,973,062,083.00Regulatory AUM · August 2026
- NEWMAN DIGNAN & SHEERAR, INCCRD 107565 · PROVIDENCE, RI$731,274,095.00Regulatory AUM · August 2026
- PARSONS CAPITAL MANAGEMENT INCCRD 106295 · PROVIDENCE, RI$2,384,197,855.00Regulatory AUM · August 2026
- PLUM POINTE WEALTH MANAGEMENT, LLCCRD 332618 · PROVIDENCE, RI$104,737,431.00Regulatory AUM · August 2026
- PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678 · PROVIDENCE, RI$24,119,177,044.00Regulatory AUM · August 2026
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCCRD 109013 · PROVIDENCE, RI$131,301,497.00Regulatory AUM · August 2026
- SIGNET INVESTMENT ADVISORY GROUP, INC.CRD 123910 · PROVIDENCE, RI$394,056,372.00Regulatory AUM · August 2026
- SK WEALTH MANAGEMENT, LLCCRD 109114 · PROVIDENCE, RI$638,952,784.00Regulatory AUM · August 2026
- STRATEGIC POINT INVESTMENT ADVISORS LLCCRD 124636 · PROVIDENCE, RI$914,758,697.00Regulatory AUM · August 2026
- UNISON ADVISORS LLCCRD 155470 · PROVIDENCE, RI$2,021,040,000.00Regulatory AUM · August 2026
- UPPER90 CAPITAL MANAGEMENT, LPCRD 304179 · PROVIDENCE, RI$1,105,342,447.00Regulatory AUM · August 2026
- WEYBOSSET RESEARCH & MANAGEMENT, LLCCRD 108047 · PROVIDENCE, RI$340,854,267.00Regulatory AUM · August 2026