Investment adviser firms in New York · Page 6
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- CAPITAL MANAGEMENT ASSOCIATES INCCRD 104783 · NEW YORK, NY$68,740,380.00Regulatory AUM · August 2026
- CAPITAL PRESERVATION PARTNERS INC.CRD 126340 · BRONXVILLE, NY$222,364,466.00Regulatory AUM · August 2026
- CAPITOLIS ADVISORS LLCCRD 290462 · NEW YORK, NY$4,500,183,636.00Regulatory AUM · August 2026
- CAPRA CREDIT MANAGEMENT, LLCCRD 281736 · NEW YORK, NY$45,129,956.00Regulatory AUM · August 2026
- CAPRA IBEX CREDIT OPPORTUNITIES, LLCCRD 332538 · NEW YORK, NY$45,129,956.00Regulatory AUM · August 2026
- CAPRICORN INVESTMENT GROUP LLCCRD 147417 · NEW YORK, NY$18,852,861,507.00Regulatory AUM · August 2026
- CAPSTONE INVESTMENT ADVISORS, LLCCRD 155563 · NEW YORK, NY$91,526,537,087.00Regulatory AUM · August 2026
- CAPSTONE INVESTMENT FINANCIAL GROUP, LLCCRD 122575 · WEBSTER, NY$174,626,885.00Regulatory AUM · August 2026
- CAPULA INVESTMENT US LPCRD 157589 · NEW YORK, NY$137,437,353,519.00Regulatory AUM · August 2026
- CAPVEST PARTNERS, INC.CRD 324459 · NEW YORK, NY$10,246,424,438.00Regulatory AUM · August 2026
- CARBON DIRECT CAPITAL MANAGEMENT LLCCRD 317548 · NEW YORK, NY$729,560,296.00Regulatory AUM · August 2026
- CARL MARKS MANAGEMENT COMPANY, LLCCRD 107695 · NEW YORK, NY$374,463,634.00Regulatory AUM · August 2026
- CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.CRD 162053 · NEW YORK, NY$68,380,386,873.00Regulatory AUM · August 2026
- CAROSA STANTON ASSET MANAGEMENT, LLCCRD 104588 · MENDON, NY$50,745,803.00Regulatory AUM · August 2026
- CARRET ASSET MANAGEMENT, LLCCRD 131445 · NEW YORK, NY$3,459,799,840.00Regulatory AUM · August 2026
- CARRICK LANE LLCCRD 309148 · NEW YORK, NY$3,029,750,000.00Regulatory AUM · August 2026
- CARRY ADVISORS LLCCRD 323620 · BROOKLYN, NY$180,909,997.00Regulatory AUM · August 2026
- CARSWELL INVESTMENTS, LLCCRD 158205 · EAST SYRACUSE, NY$322,482,128.00Regulatory AUM · August 2026
- CARTESIAN CAPITAL GROUP, LLCCRD 159370 · NEW YORK, NY$863,216,519.00Regulatory AUM · August 2026
- CARUSO MCLEAN & CO., INC.CRD 126084 · UTICA, NY$281,766,347.00Regulatory AUM · August 2026
- CASDIN CAPITAL, LLCCRD 169579 · NEW YORK, NY$2,872,598,242.00Regulatory AUM · August 2026
- CASPIAN CAPITAL, LPCRD 155751 · NEW YORK, NY$7,026,185,000.00Regulatory AUM · August 2026
- CASTFIRM ADVISORS LLCCRD 327519 · GARDEN CITY, NY$30,000,000.00Regulatory AUM · August 2026
- CASTLE HARLAN, INC.CRD 158106 · NEW YORK, NY$677,975,119.00Regulatory AUM · August 2026
- CASTLE HOOK PARTNERS LPCRD 284968 · NEW YORK, NY$10,960,463,291.00Regulatory AUM · August 2026
- CASTLEKNIGHT MANAGEMENT LPCRD 309435 · NEW YORK, NY$4,103,837,648.00Regulatory AUM · August 2026
- CATALIO CAPITAL MANAGEMENT, LPCRD 310374 · NEW YORK, NY$2,176,631,478.00Regulatory AUM · August 2026
- CATALUR CAPITAL MANAGEMENT, LPCRD 307830 · NEW YORK, NY$611,870,514.00Regulatory AUM · August 2026
- CATCHMENT CAPITAL, L.P.CRD 335631 · NEW YORK, NY$147,710,000.00Regulatory AUM · August 2026
- CATHAY CAPITAL NA, LLCCRD 268816 · NEW YORK, NY$76,611,428.00Regulatory AUM · August 2026
- CAVALCADE CAPITAL LLCCRD 327292 · NEW YORK, NY$149,900,000.00Regulatory AUM · August 2026
- CAVU CONSUMER PARTNERS, LLCCRD 281535 · NEW YORK, NY$1,525,102,515.00Regulatory AUM · August 2026
- CAXTON ASSOCIATES (USA) LLCCRD 132823 · NEW YORK, NY$4,627,271,602.00Regulatory AUM · August 2026
- CB CAPITAL ADVISORS, LLCCRD 147242 · NEW YORK, NY$138,632,206.00Regulatory AUM · August 2026
- CBF ADVISORS, LLCCRD 134079 · NEW YORK, NY$46,625,534.00Regulatory AUM · August 2026
- CBRE INVESTMENT MANAGEMENT, LLCCRD 109981 · NEW YORK, NY$22,840,880,000.00Regulatory AUM · August 2026
- CC CAPITAL INSURANCE ADVISORS LLCCRD 334723 · NEW YORK, NY$937,350,545.00Regulatory AUM · August 2026
- CCAVENTUS GLOBAL CREDIT MANAGEMENT LLCCRD 342500 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CCMP CAPITAL ADVISORS, LPCRD 140121 · NEW YORK, NY$2,229,046,156.00Regulatory AUM · August 2026
- CCMP GROWTH ADVISORS, LPCRD 322926 · NEW YORK, NY$818,532,187.00Regulatory AUM · August 2026
- CCS PARTNERS LLCCRD 329876 · NEW YORK, NY$1,489,092,000.00Regulatory AUM · August 2026
- CEDARVIEW CAPITAL MANAGEMENT, LPCRD 136253 · WOODMERE, NY$104,603,322.00Regulatory AUM · August 2026
- CELLO CAPITAL MANAGEMENT, LPCRD 160398 · NEW YORK, NY$577,222,671.00Regulatory AUM · August 2026
- CENTERBRIDGE PARTNERS, L.P.CRD 157359 · NEW YORK, NY$79,857,174,908.00Regulatory AUM · August 2026
- CENTIVA CAPITAL, LPCRD 286299 · NEW YORK, NY$20,609,149,268.00Regulatory AUM · August 2026
- CENTRAL FAMILY ADVISORS, LLCCRD 283995 · NEW YORK, NY$608,325,779.00Regulatory AUM · August 2026
- CENTRAL PINE CAPITAL, LLCCRD 322281 · CEDARHURST, NY$332,379,112.00Regulatory AUM · August 2026
- CENTRE PARTNERS MANAGEMENT LLCCRD 109534 · NEW YORK, NY$1,227,800,500.00Regulatory AUM · August 2026
- CERBERUS CAPITAL MANAGEMENT, L.P.CRD 152175 · NEW YORK, NY$92,499,746,649.00Regulatory AUM · August 2026
- CERITY PARTNERS LLCCRD 151559 · NEW YORK, NY$161,675,524,141.00Regulatory AUM · August 2026
- CERITY PARTNERS OCIO LLCCRD 151916 · NEW YORK, NY$21,132,697,705.00Regulatory AUM · August 2026
- CERITY PARTNERS RETIREMENT PLAN ADVISORS LLCCRD 164198 · NEW YORK, NY$40,253,232,272.00Regulatory AUM · August 2026
- CERTARES MANAGEMENT LLCCRD 296928 · NEW YORK, NY$6,412,000,000.00Regulatory AUM · August 2026
- CFM ADVISORS INCCRD 111581 · HAUPPAUGE, NY$202,673,837.00Regulatory AUM · August 2026
- CH GLOBAL CAPITAL MANAGEMENT, LLCCRD 283431 · NEW YORK, NY$529,133,499.00Regulatory AUM · August 2026
- CHAMONIX PARTNERS CAPITAL MANAGEMENT LLCCRD 318867 · NEW YORK, NY$149,159,958.00Regulatory AUM · August 2026
- CHANGE GLOBAL INVESTMENT, LLCCRD 167844 · NEW YORK, NY$226,000,000.00Regulatory AUM · August 2026
- CHARLES PRATT & COMPANY, L.L.C.CRD 104864 · NEW YORK, NY$916,092,202.00Regulatory AUM · August 2026
- CHARTER OAK ADVISORS LPCRD 328387 · NEW YORK, NY$403,922,461.00Regulatory AUM · August 2026
- CHELSEA ADVISORY SERVICES, INCCRD 150791 · STATEN ISLAND, NY$147,350,970.00Regulatory AUM · August 2026
- CHEMISTRY WEALTH MANAGEMENT LLCCRD 316069 · NEW YORK, NY$1,264,270,138.00Regulatory AUM · August 2026
- CHESAPEAKE ASSET MANAGEMENT LLCCRD 108994 · NEW YORK, NY$468,792,768.00Regulatory AUM · August 2026
- CHICAGO ATLANTIC BDC ADVISERS, LLCCRD 312723 · NEW YORK, NY$341,996,454.00Regulatory AUM · August 2026
- CHRISTOFFERSON, ROBB & COMPANY, LLCCRD 121299 · NEW YORK, NY$11,270,331,692.00Regulatory AUM · August 2026
- CHURCHILL ASSET MANAGEMENT LLCCRD 175092 · NEW YORK, NY$55,662,946,430.00Regulatory AUM · August 2026
- CHURCHILL DLC ADVISOR LLCCRD 304945 · NEW YORK, NY$2,054,468,628.00Regulatory AUM · August 2026
- CHURCHILL NCPE ADVISOR LLCCRD 338431 · NEW YORK, NY$259,466,592.00Regulatory AUM · August 2026
- CHURCHILL PCIF ADVISOR LLCCRD 329140 · NEW YORK, NY$2,229,214,555.00Regulatory AUM · August 2026
- CICC ALPHA INVESTMENT MANAGEMENT (USA), LLCCRD 289848 · NEW YORK, NY$175,080,280.00Regulatory AUM · August 2026
- CIM, LLCCRD 132136 · ALBANY, NY$804,251,910.00Regulatory AUM · August 2026
- CINCTIVE CAPITAL MANAGEMENT LPCRD 304726 · NEW YORK, NY$3,069,451,000.00Regulatory AUM · August 2026
- CINVEN, INC.CRD 323534 · NEW YORK, NY$3,277,065,546.00Regulatory AUM · August 2026
- CIO CAPITAL GROUP LLCCRD 336490 · NEW YORK, NY$40,052,370.00Regulatory AUM · August 2026
- CION ARES MANAGEMENT, LLCCRD 284930 · NEW YORK, NY$8,000,300,197.00Regulatory AUM · August 2026
- CION GROSVENOR MANAGEMENT, LLCCRD 330199 · NEW YORK, NY$335,200,901.00Regulatory AUM · August 2026
- CION INVESTMENT MANAGEMENT II, LLCCRD 298441 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CION INVESTMENT MANAGEMENT, LLCCRD 160386 · NEW YORK, NY$1,812,989,694.00Regulatory AUM · August 2026
- CIP FUND MANAGEMENT LLCCRD 160700 · NEW YORK, NY$425,562,112.00Regulatory AUM · August 2026
- CIRCLE ADVISERS INCCRD 110818 · NEW YORK, NY$868,162,745.00Regulatory AUM · August 2026
- CIRCLE N ADVISORS, LLCCRD 271027 · FISHKILL, NY$94,202,372.00Regulatory AUM · August 2026
- CIRRUS REAL ESTATE PARTNERS LPCRD 323210 · NEW YORK, NY$970,073,737.00Regulatory AUM · August 2026
- CITIGROUP ALTERNATIVE INVESTMENTS LLCCRD 119537 · NEW YORK, NY$127,429,182.00Regulatory AUM · August 2026
- CITIGROUP GLOBAL MARKETS INC.CRD 7059 · NEW YORK, NY$56,006,655,920.00Regulatory AUM · August 2026
- CITIZENS PRIVATE WEALTH, LLCCRD 106743 · TARRYTOWN, NY$16,634,578,146.00Regulatory AUM · August 2026
- CITRIN COOPERMAN WEALTH MANAGEMENT, LLCCRD 317528 · NEW YORK, NY$1,699,432,395.00Regulatory AUM · August 2026
- CKC CAPITAL LLCCRD 168967 · NEW YORK, NY$843,705,066.00Regulatory AUM · August 2026
- CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLCCRD 336373 · NEW YORK, NY$277,852,586.00Regulatory AUM · August 2026
- CLARION CALL CAPITAL LLCCRD 333446 · NEW YORK, NY$66,477,755.00Regulatory AUM · August 2026
- CLARION CAPITAL PARTNERS, LLCCRD 157038 · NEW YORK, NY$1,890,798,236.00Regulatory AUM · August 2026
- CLARION PARTNERS, LLCCRD 108803 · NEW YORK, NY$73,677,516,514.00Regulatory AUM · August 2026
- CLARITY INVESTMENTS + PLANNING LLCCRD 148888 · MOUNT KISCO, NY$141,470,960.00Regulatory AUM · August 2026
- CLAROS REIT MANAGEMENT LPCRD 292430 · NEW YORK, NY$4,762,301,000.00Regulatory AUM · August 2026
- CLARUS GROUP LLCCRD 310156 · NEW YORK, NY$157,960,513.00Regulatory AUM · August 2026
- CLAYTON, DUBILIER & RICE, LLCCRD 160492 · NEW YORK, NY$87,354,069,056.00Regulatory AUM · August 2026
- CLEAR HAVEN CAPITAL MANAGEMENT, LLCCRD 149165 · NEW YORK, NY$2,183,581,791.00Regulatory AUM · August 2026
- CLEAR POINT ADVISORS, INC.CRD 111775 · MELVILLE, NY$253,408,647.00Regulatory AUM · August 2026
- CLEARBRIDGE INVESTMENTS, LLCCRD 137028 · NEW YORK, NY$184,809,812,930.00Regulatory AUM · August 2026
- CLEARBROOK INVESTMENT CONSULTING LLCCRD 108253 · NEW YORK, NY$13,719,492,092.00Regulatory AUM · August 2026
- CLEARBROOK INVESTMENT SOLUTIONS LLCCRD 155607 · NEW YORK, NY$149,860,823.00Regulatory AUM · August 2026
- CLEARFIELD CAPITAL MANAGEMENT LPCRD 174981 · NEW YORK, NY$240,200,778.00Regulatory AUM · August 2026