Investment adviser firms in New York · Page 5
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- BOFA SECURITIES, INC.CRD 283942 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BONACCORD CAPITAL ADVISORS LLCCRD 316716 · NEW YORK, NY$4,189,964,383.00Regulatory AUM · August 2026
- BONE FIDE WEALTH, LLCCRD 301066 · NEW YORK, NY$126,749,760.00Regulatory AUM · August 2026
- BOOTHBAY FUND MANAGEMENT, LLCCRD 163706 · NEW YORK, NY$17,985,924,508.00Regulatory AUM · August 2026
- BORNITE CAPITAL MANAGEMENT LPCRD 307598 · NEW YORK, NY$1,447,300,240.00Regulatory AUM · August 2026
- BOSTWICK CAPITAL LLCCRD 162386 · LOCUST VALLEY, NY$245,429,146.00Regulatory AUM · August 2026
- BOUCHEY FINANCIAL GROUP LTDCRD 111824 · TROY, NY$1,606,520,371.00Regulatory AUM · August 2026
- BOURNE LENT ASSET MANAGEMENT, INC.CRD 111114 · PAWLING, NY$343,920,884.00Regulatory AUM · August 2026
- BOUSSARD & GAVAUDAN AMERICA LLCCRD 322621 · NEW YORK, NY$311,136,438.00Regulatory AUM · August 2026
- BOW STREET LLCCRD 158043 · NEW YORK, NY$884,690,141.00Regulatory AUM · August 2026
- BOW WAVE CAPITAL MANAGEMENT, LPCRD 305782 · NEW YORK, NY$1,892,547,020.00Regulatory AUM · August 2026
- BOYAR ASSET MANAGEMENT INCCRD 105255 · NEW YORK, NY$228,201,061.00Regulatory AUM · August 2026
- BOYD CAPITAL MANAGEMENT LLCCRD 312070 · ROCHESTER, NY$168,334,114.00Regulatory AUM · August 2026
- BPBI LLCCRD 288133 · NEW YORK, NY$51,002,893.00Regulatory AUM · August 2026
- BPC ADVISORS LLCCRD 284429 · EAST SYRACUSE, NY$158,336,771.00Regulatory AUM · August 2026
- BPGC MANAGEMENT LPCRD 309916 · NEW YORK, NY$601,920,816.00Regulatory AUM · August 2026
- BQS FINANCIAL ADVISORS, LLCCRD 333795 · NEW YORK, NY$226,357,000.00Regulatory AUM · August 2026
- BRACCO ASSET MANAGEMENT, LPCRD 326536 · PURCHASE, NY$446,023,004.00Regulatory AUM · August 2026
- BRANT POINT INVESTMENT MANAGEMENT LLCCRD 157572 · NEW YORK, NY$453,296,874.00Regulatory AUM · August 2026
- BRAVE EAGLE WEALTH MANAGEMENT, LLCCRD 283307 · NEW YORK, NY$101,000,000.00Regulatory AUM · August 2026
- BRAVE WARRIOR ADVISORS, LLCCRD 108894 · NEW YORK, NY$5,638,637,189.00Regulatory AUM · August 2026
- BREAKOUT CAPITAL PARTNERS LPCRD 321224 · NEW YORK, NY$1,198,802,599.00Regulatory AUM · August 2026
- BREAKWALL INVESTMENT ADVISOR LLCCRD 328990 · PORT WASHINGTON, NY$3,520,731,351.00Regulatory AUM · August 2026
- BREGAL INVESTMENTS, INC.CRD 285006 · NEW YORK, NY$27,547,553,868.00Regulatory AUM · August 2026
- BREVAN HOWARD US INVESTMENT MANAGEMENT LPCRD 164537 · NEW YORK, NY$34,393,420,451.00Regulatory AUM · August 2026
- BREVET CAPITAL MANAGEMENT, LLCCRD 151672 · NEW YORK, NY$2,565,970,364.00Regulatory AUM · August 2026
- BREWSTER FINANCIAL PLANNING LLCCRD 125291 · BROOKLYN, NY$239,734,631.00Regulatory AUM · August 2026
- BRIARWOOD CHASE MANAGEMENT LLCCRD 170245 · NEW YORK, NY$1,373,473,556.00Regulatory AUM · August 2026
- BRIDGE GROWTH PARTNERS, LLCCRD 168682 · NEW YORK, NY$406,956,389.00Regulatory AUM · August 2026
- BRIDGEPOINT LLCCRD 322260 · NEW YORK, NY$24,181,475,837.00Regulatory AUM · August 2026
- BRIDGEPORT MANAGEMENT COMPANY LLCCRD 322871 · NEW YORK, NY$372,805,010.00Regulatory AUM · August 2026
- BRIDGER INVESTMENT PARTNERS LLCCRD 323251 · NEW YORK, NY$920,220,591.00Regulatory AUM · August 2026
- BRIDGER MANAGEMENT LLCCRD 160738 · NEW YORK, NY$485,241,877.00Regulatory AUM · August 2026
- BRIDGEWATER ADVISORS INC.CRD 109826 · NEW YORK, NY$2,566,369,842.00Regulatory AUM · August 2026
- BRIGADE CAPITAL MANAGEMENT, LPCRD 144078 · NEW YORK, NY$33,022,145,666.00Regulatory AUM · August 2026
- BRIGHT FUTURES WEALTH MANAGEMENT, LLCCRD 284920 · WEBSTER, NY$294,526,272.00Regulatory AUM · August 2026
- BRIGHTON SECURITIES CORP.CRD 3875 · ROCHESTER, NY$930,950,057.00Regulatory AUM · August 2026
- BRIGHTSPIRE CAPITAL ADVISORS, LLCCRD 312908 · NEW YORK, NY$1,203,215,437.00Regulatory AUM · August 2026
- BRIGHTSTAR CAPITAL PARTNERS, L.P.CRD 283313 · NEW YORK, NY$4,849,984,324.00Regulatory AUM · August 2026
- BRIGHTWOOD CAPITAL ADVISORS, LLCCRD 167330 · NEW YORK, NY$6,192,776,127.00Regulatory AUM · August 2026
- BRINLEY PARTNERS, LPCRD 316147 · NEW YORK, NY$6,289,153,000.00Regulatory AUM · August 2026
- BRIXTON CAPITAL WEALTH ADVISORS, LLCCRD 288810 · GARDEN CITY, NY$212,388,530.00Regulatory AUM · August 2026
- BRIZO CAPITAL, LPCRD 298102 · NEW YORK, NY$294,469,958.00Regulatory AUM · August 2026
- BROAD BAY CAPITAL MANAGEMENT LPCRD 284341 · NEW YORK, NY$1,887,847,738.00Regulatory AUM · August 2026
- BROAD SKY PARTNERS LLCCRD 317966 · NEW YORK, NY$476,872,842.00Regulatory AUM · August 2026
- BROADRIVER ASSET MANAGEMENT, L.P.CRD 155792 · NEW YORK, NY$2,342,302,630.00Regulatory AUM · August 2026
- BROADWAY ADVISOR GROUPCRD 324281 · ALBANY, NY$214,923,032.00Regulatory AUM · August 2026
- BROADWOOD CAPITAL, INCCRD 159286 · NEW YORK, NY$1,711,394,203.00Regulatory AUM · August 2026
- BROCK FIDUCIARY SERVICES LLCCRD 153055 · NEW YORK, NY$588,153,609.00Regulatory AUM · August 2026
- BROOKFIELD ASSET MANAGEMENT PIC (ISG), LLCCRD 312797 · NEW YORK, NY$911,702,591.00Regulatory AUM · August 2026
- BROOKFIELD ASSET MANAGEMENT PIC US, LLCCRD 151599 · NEW YORK, NY$105,300,260,957.00Regulatory AUM · August 2026
- BROOKFIELD PUBLIC SECURITIES GROUP LLCCRD 110497 · NEW YORK, NY$66,463,831,334.00Regulatory AUM · August 2026
- BROOKLAWN CAPITAL ADVISORS LLCCRD 287796 · NEW YORK, NY$124,016,650.00Regulatory AUM · August 2026
- BROOKLYN FI, LLCCRD 292115 · BROOKLYN, NY$563,098,081.00Regulatory AUM · August 2026
- BROOKS, WAYNE ICRD 168816 · UTICA, NY$57,541,913.00Regulatory AUM · August 2026
- BROWN BROTHERS HARRIMAN & CO.CRD 111231 · NEW YORK, NY$7,152,290,266.00Regulatory AUM · August 2026
- BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLCCRD 338189 · NEW YORK, NY$57,433,331,059.00Regulatory AUM · August 2026
- BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P.CRD 156881 · NEW YORK, NY$118,691,423.00Regulatory AUM · August 2026
- BRYANT PARK FUNDING CLO MANAGEMENT LLCCRD 331650 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BRYANT WOODS INVESTMENT ADVISORS, LLCCRD 109379 · GETZVILLE, NY$679,672,681.00Regulatory AUM · August 2026
- BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLCCRD 143124 · NEW YORK, NY$45,000,000.00Regulatory AUM · August 2026
- BSP CLO MANAGEMENT LLCCRD 304962 · NEW YORK, NY$12,238,930,780.00Regulatory AUM · August 2026
- BSP NY LLCCRD 128557 · NEW YORK, NY$14,241,569,172.00Regulatory AUM · August 2026
- BTG PACTUAL ASSET MANAGEMENT US , LLCCRD 152538 · NEW YORK, NY$30,107,889,463.00Regulatory AUM · August 2026
- BUCKRAM SECURITIES LTDCRD 126976 · LOCUST VALLEY, NY$117,253,324.00Regulatory AUM · August 2026
- BUFFALO BUSINESS & ESTATE SERVICES LTDCRD 337303 · ORCHARD PARK, NY$764,911,010.00Regulatory AUM · August 2026
- BUFFALO FIRST WEALTH MANAGEMENT, LLCCRD 168937 · WILLIAMSVILLE, NY$91,738,676.00Regulatory AUM · August 2026
- BURKEHILL GLOBAL MANAGEMENT, LPCRD 316398 · NEW YORK, NY$3,536,880,964.00Regulatory AUM · August 2026
- BURNS J W & CO INCCRD 107835 · DEWITT, NY$1,026,809,872.00Regulatory AUM · August 2026
- BURNS MATTESON CAPITAL MANAGEMENT, LLCCRD 118315 · CORNING, NY$400,402,976.00Regulatory AUM · August 2026
- BUTTONWOOD GROUP ADVISORS LLCCRD 173608 · UNIONDALE, NY$240,177,026.00Regulatory AUM · August 2026
- BVP MANAGEMENT COMPANY, LLCCRD 307029 · NEW YORK, NY$335,186,930.00Regulatory AUM · August 2026
- BX REIT ADVISORS L.L.C.CRD 288053 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BXMT ADVISORS L.L.C.CRD 288050 · NEW YORK, NY$20,002,945,645.00Regulatory AUM · August 2026
- C & C FINANCIAL SERVICES, INC.CRD 106752 · GREAT NECK, NY$66,236,000.00Regulatory AUM · August 2026
- C-BRIDGE CAPITAL LLCCRD 308376 · NEW YORK, NY$4,628,807,677.00Regulatory AUM · August 2026
- C-III INVESTMENT MANAGEMENT LLCCRD 156553 · NEW YORK, NY$2,465,128,927.00Regulatory AUM · August 2026
- CADENT MANAGEMENT SERVICES, LLCCRD 157559 · RYE BROOK, NY$643,514,377.00Regulatory AUM · August 2026
- CADIAN CAPITAL MANAGEMENT, LPCRD 157813 · NEW YORK, NY$2,679,961,653.00Regulatory AUM · August 2026
- CAIS ADVISORS LLCCRD 317466 · NEW YORK, NY$225,327,313.00Regulatory AUM · August 2026
- CAIUS CAPITAL US LPCRD 322911 · NEW YORK, NY$1,749,453,073.00Regulatory AUM · August 2026
- CALEDONIA US, LPCRD 291463 · NEW YORK, NY$3,659,525,025.00Regulatory AUM · August 2026
- CALIGAN PARTNERS, LPCRD 289887 · NEW YORK, NY$1,299,735,339.00Regulatory AUM · August 2026
- CAMBER PARTNERS MANAGEMENT LLCCRD 309328 · NEW YORK, NY$378,754,149.00Regulatory AUM · August 2026
- CAMBRIDGE ADVISORS, LLCCRD 158928 · WILLIAMSVILLE, NY$46,540,702.00Regulatory AUM · August 2026
- CAMBRIDGE WEALTH MANAGEMENT, LLCCRD 172938 · CAMBRIDGE, NY$31,820,998.00Regulatory AUM · August 2026
- CANAM CAPITAL MANAGEMENT, LLCCRD 298587 · NEW YORK, NY$513,320,753.00Regulatory AUM · August 2026
- CANARAS CAPITAL MANAGEMENT, LLCCRD 142766 · NEW YORK, NY$561,000,000.00Regulatory AUM · August 2026
- CANDELO CAPITAL MANAGEMENT LPCRD 307389 · NEW YORK, NY$178,143,123.00Regulatory AUM · August 2026
- CANDER ASSET MANAGEMENT LPCRD 337596 · NEW YORK, NY$989,008,000.00Regulatory AUM · August 2026
- CANNELL & SPEARS LLCCRD 142633 · NEW YORK, NY$6,992,200,000.00Regulatory AUM · August 2026
- CANTILLON CAPITAL MANAGEMENT LLCCRD 137895 · NEW YORK, NY$22,772,175,764.00Regulatory AUM · August 2026
- CANTOR FITZGERALD ENERGY ADVISORS, LLCCRD 338226 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.CRD 159296 · NEW YORK, NY$3,240,009,707.00Regulatory AUM · August 2026
- CANTY FINANCIAL MANAGEMENT, INC.CRD 118945 · BALLSTON SPA, NY$253,972,909.00Regulatory AUM · August 2026
- CAPITAL COUNSEL LLCCRD 109001 · NEW YORK, NY$2,874,453,202.00Regulatory AUM · August 2026
- CAPITAL DYNAMICS, INC.CRD 130320 · NEW YORK, NY$2,686,955,570.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLCCRD 125689 · CLIFTON PARK, NY$260,000,000.00Regulatory AUM · August 2026
- CAPITAL FOUR US INC.CRD 315650 · NEW YORK, NY$2,637,761,145.00Regulatory AUM · August 2026
- CAPITAL INSIGHTS GROUP OF WNY, LLC.CRD 282909 · BUFFALO, NY$58,588,365.00Regulatory AUM · August 2026