Investment adviser firms in New York · Page 17
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- MUTUAL OF AMERICA CAPITAL MANAGEMENT LLCCRD 106523 · NEW YORK, NY$20,125,554,890.00Regulatory AUM · August 2026
- MUTUAL OF AMERICA LIFE INSURANCE COMPANYCRD 15356 · NEW YORK, NY$434,066,569.00Regulatory AUM · August 2026
- MUZINICH & CO., INC.CRD 22998 · NEW YORK, NY$31,272,318,638.00Regulatory AUM · August 2026
- MUZINICH BDC ADVISER, LLCCRD 304834 · NEW YORK, NY$220,900,347.00Regulatory AUM · August 2026
- MUZINICH DIRECT LENDING ADVISER, LLCCRD 327891 · NEW YORK, NY$98,041,168.00Regulatory AUM · August 2026
- MVP MANAGER LLCCRD 282143 · NEW YORK, NY$2,809,615,786.00Regulatory AUM · August 2026
- MW ADVISOR, LLCCRD 332429 · NEW YORK, NY$552,532,676.00Regulatory AUM · August 2026
- MWM GROUP LLCCRD 164123 · CEDARHURST, NY$430,971,085.00Regulatory AUM · August 2026
- MWMG ADVISORS, LLCCRD 338376 · NEW YORK, NY$39,975,296.00Regulatory AUM · August 2026
- MWP ADVISORY, LLCCRD 309573 · NEW YORK, NY$1,647,827,860.00Regulatory AUM · August 2026
- MYDA ADVISORS LLCCRD 168658 · WOODMERE, NY$821,152,208.00Regulatory AUM · August 2026
- NAPIER PARK GLOBAL CAPITAL (US) LPCRD 166333 · NEW YORK, NY$14,567,892,675.00Regulatory AUM · August 2026
- NASSAU ALTERNATIVE INVESTMENTS LLCCRD 300006 · NEW YORK, NY$1,434,075,357.00Regulatory AUM · August 2026
- NASSAU GLOBAL CREDIT LLCCRD 287937 · NEW YORK, NY$6,433,194,053.00Regulatory AUM · August 2026
- NAVIS WEALTH ADVISORS LLCCRD 311171 · RYE BROOK, NY$902,226,266.00Regulatory AUM · August 2026
- NBT CAPITAL MANAGEMENT, INC.CRD 104932 · NORWICH, NY$1,608,495,723.00Regulatory AUM · August 2026
- NCH CAPITAL INC.CRD 157288 · NEW YORK, NY$2,021,566,649.00Regulatory AUM · August 2026
- NEBARI PARTNERS, LLCCRD 295859 · NEW YORK, NY$509,736,890.00Regulatory AUM · August 2026
- NEEDHAM & COMPANY, LLCCRD 16360 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NEEDHAM INVESTMENT MANAGEMENT, LLCCRD 106783 · NEW YORK, NY$1,800,954,018.00Regulatory AUM · August 2026
- NEIMAN FUNDS MANAGEMENT LLCCRD 151749 · WILLIAMSVILLIE, NY$41,187,829.00Regulatory AUM · August 2026
- NEO IVY CAPITAL MANAGEMENT, LLCCRD 284999 · NEW YORK, NY$1,244,512,799.00Regulatory AUM · August 2026
- NEOSTELLAR ADVISORS LLCCRD 343216 · NEW YORK, NY$433,266,156.00Regulatory AUM · August 2026
- NERDWALLET WEALTH PARTNERS, LLCCRD 337328 · NEW YORK, NY$262,843,327.00Regulatory AUM · August 2026
- NESTEGG ADVISORS, INC.CRD 125878 · HAUPPAUGE, NY$272,745,355.00Regulatory AUM · August 2026
- NET RETURN ASSET MANAGEMENT LLCCRD 159895 · NEW YORK, NY$803,278,426.00Regulatory AUM · August 2026
- NETWORK INVESTMENT ADVISORS INCORPORATEDCRD 290927 · COMMACK, NY$57,389,099.00Regulatory AUM · August 2026
- NEUBERGER BERMAN BD LLCCRD 2908 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NEUBERGER BERMAN INVESTMENT ADVISERS LLCCRD 124687 · NEW YORK, NY$398,649,911,459.00Regulatory AUM · August 2026
- NEVILLE, RODIE & SHAW INCCRD 104969 · NEW YORK, NY$2,002,835,379.00Regulatory AUM · August 2026
- NEW 2ND CAPITAL ADVISORS, L.P.CRD 292254 · NEW YORK, NY$2,358,133,464.00Regulatory AUM · August 2026
- NEW AGE ALPHA ADVISORS, LLCCRD 299011 · RYE, NY$2,510,336,547.00Regulatory AUM · August 2026
- NEW HOLLAND CAPITAL, LLCCRD 160211 · NEW YORK, NY$23,316,188,625.00Regulatory AUM · August 2026
- NEW HOLLAND TRADING LLCCRD 337695 · NEW YORK, NY$550,000,000.00Regulatory AUM · August 2026
- NEW HORIZON FINANCIAL STRATEGIES, LLCCRD 125729 · ITHACA, NY$217,166,511.00Regulatory AUM · August 2026
- NEW LEAF VENTURE PARTNERS LLCCRD 163897 · NEW YORK, NY$408,413,605.00Regulatory AUM · August 2026
- NEW LEGACY GROUP, LLCCRD 160969 · NEW YORK, NY$1,283,689,220.00Regulatory AUM · August 2026
- NEW MOUNTAIN CAPITAL, L.L.C.CRD 161394 · NEW YORK, NY$46,410,268,101.00Regulatory AUM · August 2026
- NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.CRD 307111 · NEW YORK, NY$3,395,580,950.00Regulatory AUM · August 2026
- NEW MOUNTAIN FINANCE ADVISERS, L.L.C.CRD 155493 · NEW YORK, NY$11,228,245,111.00Regulatory AUM · August 2026
- NEW SILK ROUTE ADVISORS, L.P.CRD 161339 · NEW YORK, NY$531,530,183.00Regulatory AUM · August 2026
- NEW STATE CAPITAL PARTNERS LLCCRD 170409 · NEW ROCHELLE, NY$1,952,880,695.00Regulatory AUM · August 2026
- NEW YORK LIFE INVESTMENT MANAGEMENT LLCCRD 109591 · NEW YORK, NY$120,697,893,028.00Regulatory AUM · August 2026
- NEWBROOK CAPITAL ADVISORS LPCRD 138930 · NEW YORK, NY$1,019,425,130.00Regulatory AUM · August 2026
- NEWLIGHT PARTNERS LPCRD 296190 · NEW YORK, NY$1,324,684,000.00Regulatory AUM · August 2026
- NEWMAN LADD CAPITAL ADVISORS, LLC.CRD 129860 · CAMILLUS, NY$108,088,103.00Regulatory AUM · August 2026
- NEWOAK ASSET MANAGEMENT LLCCRD 172956 · NEW YORK, NY$57,052,666.00Regulatory AUM · August 2026
- NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLCCRD 321208 · NEW YORK, NY$690,133,395.00Regulatory AUM · August 2026
- NEWTYN MANAGEMENT, LLCCRD 161156 · NEW YORK, NY$2,070,530,000.00Regulatory AUM · August 2026
- NEXPHASE CAPITAL, LPCRD 281893 · NEW YORK, NY$2,139,935,494.00Regulatory AUM · August 2026
- NEXT CAPITAL MANAGEMENT LLCCRD 110793 · NEW YORK, NY$2,135,481,487.00Regulatory AUM · August 2026
- NEXT LEVEL PRIVATE LLCCRD 313247 · HARRISON, NY$1,369,973,000.00Regulatory AUM · August 2026
- NEXT MANAGEMENT ADVISORS, LLCCRD 324644 · NEW YORK, NY$353,141,196.00Regulatory AUM · August 2026
- NEXWAVE CAPITAL PARTNERS LLCCRD 241788 · NEW YORK, NY$997,821,938.00Regulatory AUM · August 2026
- NGC FINANCIAL, LLCCRD 139992 · BAYSIDE, NY$57,110,396.00Regulatory AUM · August 2026
- NIGHT SQUARED LPCRD 333933 · NEW YORK, NY$976,077,907.00Regulatory AUM · August 2026
- NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.CRD 311890 · NEW YORK, NY$163,309,743.00Regulatory AUM · August 2026
- NINE LEFT CAPITAL LPCRD 332838 · NEW YORK, NY$176,117,716.00Regulatory AUM · August 2026
- NINE MASTS CAPITAL ADVISERS LLCCRD 322775 · NEW YORK, NY$484,563,356.00Regulatory AUM · August 2026
- NINE THIRTY CAPITAL MANAGEMENT, LLCCRD 130545 · NEW YORK, NY$615,463,570.00Regulatory AUM · August 2026
- NINETY ONE NORTH AMERICA, INC.CRD 167922 · NEW YORK, NY$41,472,217,678.00Regulatory AUM · August 2026
- NINTH ETERNITY ASSET MANAGEMENT LLCCRD 306985 · NEW YORK, NY$238,591,888.00Regulatory AUM · August 2026
- NIOBRARA CAPITAL PARTNERS LPCRD 332070 · NEW YORK, NY$17,067,571,602.00Regulatory AUM · August 2026
- NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.CRD 156244 · NEW YORK, NY$82,988,884,015.00Regulatory AUM · August 2026
- NMS CAPITAL SERVICES, LLCCRD 158140 · NEW YORK, NY$1,865,227,289.00Regulatory AUM · August 2026
- NOKOTA MANAGEMENT, LPCRD 159004 · NEW YORK, NY$332,022,830.00Regulatory AUM · August 2026
- NOMURA ASSET MANAGEMENT U.S.A. INCCRD 108222 · NEW YORK, NY$1,008,711,314.00Regulatory AUM · August 2026
- NOMURA CAPITAL MANAGEMENT LLCCRD 324417 · NEW YORK, NY$651,318,871.00Regulatory AUM · August 2026
- NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCCRD 110411 · NEW YORK, NY$37,557,642,327.00Regulatory AUM · August 2026
- NOMURA SECURITIES INTERNATIONAL, INC.CRD 4297 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.CRD 116837 · NEW YORK, NY$1,054,468,000.00Regulatory AUM · August 2026
- NORTH CASTLE PARTNERS, LLCCRD 158213 · NEW YORK, NY$1,321,079,357.00Regulatory AUM · August 2026
- NORTH ISLAND VENTURES, LLCCRD 309291 · NEW YORK, NY$441,361,795.00Regulatory AUM · August 2026
- NORTH PEAK CAPITAL MANAGEMENT, LLCCRD 294042 · NEW YORK, NY$1,703,000,000.00Regulatory AUM · August 2026
- NORTH WOODS ASSET MANAGEMENT LLCCRD 226575 · BUFFALO, NY$150,393,137.00Regulatory AUM · August 2026
- NORTHCAPE WEALTH MANAGEMENT, LLCCRD 312350 · WILLIAMSVILLE, NY$706,082,554.00Regulatory AUM · August 2026
- NORTHLANDING FINANCIAL PARTNERS, LLCCRD 167055 · ROCHESTER, NY$152,206,862.00Regulatory AUM · August 2026
- NORTHSANDS CAPITAL, L.P.CRD 331698 · NEW YORK, NY$202,849,497.00Regulatory AUM · August 2026
- NORTHSTAR CAPITAL FUNDS, LLCCRD 138526 · NEW YORK, NY$83,267,052.00Regulatory AUM · August 2026
- NOSURIS, INC.CRD 160979 · LYNBROOK, NY$95,000,000.00Regulatory AUM · August 2026
- NOTE ADVISORS, LLCCRD 171466 · BUFFALO, NY$436,965,505.00Regulatory AUM · August 2026
- NOTTINGHAM ADVISORS INC.CRD 104928 · AMHERST, NY$1,426,068,477.00Regulatory AUM · August 2026
- NOTTINGHAM WEALTH PARTNERS, INC.CRD 306971 · SYRACUSE, NY$80,455,295.00Regulatory AUM · August 2026
- NOVA INFRASTRUCTURE MANAGEMENT, LLCCRD 304510 · NEW YORK, NY$1,811,845,115.00Regulatory AUM · August 2026
- NOVEM GROUPCRD 158964 · ROCHESTER, NY$1,717,643,936.00Regulatory AUM · August 2026
- NOW ASSET MANAGEMENT LLCCRD 341388 · PURCHASE, NYNot availableRegulatory AUM · August 2026
- NUT TREE CAPITAL MANAGEMENT, LPCRD 282219 · NEW YORK, NY$5,117,744,000.00Regulatory AUM · August 2026
- NUVEEN ALTERNATIVES ADVISORS LLCCRD 160255 · NEW YORK, NY$142,021,005,985.00Regulatory AUM · August 2026
- NWI MANAGEMENT LPCRD 158366 · NEW YORK, NY$3,953,698,177.00Regulatory AUM · August 2026
- NX1 CAPITAL LPCRD 339026 · NEW YORK, NY$2,864,971,203.00Regulatory AUM · August 2026
- NYL INVESTORS LLCCRD 169553 · NEW YORK, NY$329,199,595,529.00Regulatory AUM · August 2026
- O ASSET MANAGEMENT LLCCRD 336682 · FAIRPORT, NY$76,192,940.00Regulatory AUM · August 2026
- O'BRIEN CAPITAL MANAGEMENT, INC.CRD 136100 · NYACK, NY$40,600,000.00Regulatory AUM · August 2026
- O'CONNOR ALTERNATIVE INVESTMENTS, LLCCRD 336332 · NEW YORK, NY$16,368,611,483.00Regulatory AUM · August 2026
- OAK CREST ADVISORY, LLCCRD 304255 · ROCHESTER, NY$90,170,828.00Regulatory AUM · August 2026
- OAK HILL ADVISORS, L.P.CRD 125352 · NEW YORK, NY$100,716,569,239.00Regulatory AUM · August 2026
- OAK HILL CAPITAL MANAGEMENT, LLCCRD 136656 · NEW YORK, NY$13,928,883,994.00Regulatory AUM · August 2026
- OAKCLIFF PARTNERS LLCCRD 162325 · NEW YORK, NY$356,306,494.00Regulatory AUM · August 2026
- OBERLAND CAPITAL MANAGEMENT LLCCRD 169109 · NEW YORK, NY$3,219,515,208.00Regulatory AUM · August 2026
- OBERON ASSET MANAGEMENT, LLCCRD 123494 · NEW YORK, NY$232,703,406.00Regulatory AUM · August 2026