Investment adviser firms in Connecticut · Page 2
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
502 firms · Source months shown: July 2026 and August 2026
- CIGNA INVESTMENTS, INC.CRD 105811 · BLOOMFIELD, CT$25,759,202,502.00Regulatory AUM · August 2026
- CLEAR HARBOR ASSET MANAGEMENT, LLCCRD 152242 · STAMFORD, CT$2,054,393,403.00Regulatory AUM · August 2026
- CLEARALPHA TECHNOLOGIES LPCRD 325995 · GREENWICH, CT$931,558,940.00Regulatory AUM · August 2026
- CLEARVIEW CAPITAL, L.P.CRD 161146 · STAMFORD, CT$2,041,579,460.00Regulatory AUM · August 2026
- CLINTON INVESTMENT MANAGEMENT, LLCCRD 143599 · STAMFORD, CT$3,906,740,384.00Regulatory AUM · August 2026
- COASTAL BRIDGE ADVISORS, LLCCRD 152569 · WESTPORT, CT$5,020,879,705.00Regulatory AUM · August 2026
- COINBASE ADVISORS, LLCCRD 342338 · STAMFORD, CTNot availableRegulatory AUM · August 2026
- COINBASE ASSET MANAGEMENT, LLCCRD 322174 · STAMFORD, CT$840,467,014.00Regulatory AUM · August 2026
- COLCHESTER INVESTMENT COUNSEL LLCCRD 126805 · RIDGEFIELD, CT$128,851,449.00Regulatory AUM · August 2026
- COLISEUM CAPITAL MANAGEMENT, LLCCRD 158120 · ROWAYTON, CT$2,269,400,402.00Regulatory AUM · August 2026
- COLTER LEWIS INVESTMENT PARTNERS LLCCRD 297213 · GREENWICH, CT$3,411,557,465.00Regulatory AUM · August 2026
- COMMONFUND OCIO, INC.CRD 110689 · NORWALK, CT$22,659,256,220.00Regulatory AUM · August 2026
- COMPASS GROUP MANAGEMENT LLCCRD 168422 · WESTPORT, CT$3,039,184,000.00Regulatory AUM · August 2026
- COMPASS WEALTH MANAGEMENT LLCCRD 106289 · GUILFORD, CT$682,519,106.00Regulatory AUM · August 2026
- CONCENTRIC CAPITAL STRATEGIES L.P.CRD 313057 · STAMFORD, CT$3,105,229,105.00Regulatory AUM · August 2026
- CONIFER INVESTMENTS LTDCRD 106159 · WEST HARTFORD, CT$524,034,271.00Regulatory AUM · August 2026
- CONNECTICUT CAPITAL MANAGEMENT GROUP, LLCCRD 305013 · MILFORD, CT$253,921,421.00Regulatory AUM · August 2026
- CONNECTICUT WEALTH MANAGEMENT, LLCCRD 154310 · FARMINGTON, CT$4,477,614,678.00Regulatory AUM · August 2026
- CONNING INVESTMENT PRODUCTS, INC.CRD 120387 · HARTFORD, CT$572,024,783.00Regulatory AUM · August 2026
- CONNING, INC.CRD 107423 · HARTFORD, CT$106,897,084,097.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL LLCCRD 310378 · SHELTON, CT$241,326,000.00Regulatory AUM · August 2026
- CONTRARIAN CAPITAL MANAGEMENT LLCCRD 109979 · GREENWICH, CT$4,788,303,700.00Regulatory AUM · August 2026
- COOK PINE CAPITAL LLCCRD 134911 · GREENWICH, CT$490,303,860.00Regulatory AUM · August 2026
- COOPER FINANCIAL SERVICES, INC.CRD 104671 · SHELTON, CT$184,105,399.00Regulatory AUM · August 2026
- COOPERATIVE FUNERAL FUND INCCRD 107631 · MADISON, CT$727,830,808.00Regulatory AUM · August 2026
- CORECOMMODITY MANAGEMENT, LLCCRD 135810 · STAMFORD, CT$2,413,910,253.00Regulatory AUM · August 2026
- COUNTERPOINTE INVESTMENT MANAGEMENT LLCCRD 333864 · STAMFORD, CT$1,067,740,128.00Regulatory AUM · August 2026
- COVE VIEW INVESTMENT PARTNERS, LLCCRD 339631 · OLD GREENWICH, CT$127,828,869.00Regulatory AUM · August 2026
- CRAMER ROSENTHAL MCGLYNN LLCCRD 107911 · STAMFORD, CT$2,266,399,657.00Regulatory AUM · August 2026
- CROSS ISLAND ADVISORS LLCCRD 292058 · DARIEN, CT$453,000,000.00Regulatory AUM · August 2026
- CROSS OCEAN PARTNERS MANAGEMENT LPCRD 285340 · GREENWICH, CT$6,285,117,946.00Regulatory AUM · August 2026
- CRUISER CAPITAL ADVISORS, LLCCRD 168739 · STAMFORD, CT$104,440,949.00Regulatory AUM · August 2026
- CZECH ASSET MANAGEMENT, L.P.CRD 159308 · STAMFORD, CT$1,479,887,835.00Regulatory AUM · August 2026
- DAYAH CAPITAL LLCCRD 327487 · STAMFORD, CT$264,841,930.00Regulatory AUM · August 2026
- DEEP TRACK CAPITAL, LPCRD 312459 · GREENWICH, CT$8,373,382,671.00Regulatory AUM · August 2026
- DELLORA INVESTMENTS LPCRD 310885 · GREENWICH, CT$148,379,005.00Regulatory AUM · August 2026
- DIAMANT ASSET MANAGEMENT, INC.CRD 107788 · RIDGEFIELD, CT$211,530,484.00Regulatory AUM · August 2026
- DIASTOLE WEALTH MANAGEMENT, INC.CRD 111604 · GUILFORD, CT$396,019,097.00Regulatory AUM · August 2026
- DISCERENE GROUP LPCRD 154396 · STAMFORD, CT$2,532,020,000.00Regulatory AUM · August 2026
- DISCOVERY CAPITAL MANAGEMENT, LLCCRD 161263 · SOUTH NORWALK, CT$6,748,629,715.00Regulatory AUM · August 2026
- DOCK STREET CAPITAL MANAGEMENT LLCCRD 157155 · WESTPORT, CT$1,652,212,784.00Regulatory AUM · August 2026
- DOWLING FINANCIAL SERVICES, INCCRD 155624 · GREENWICH, CT$179,269,632.00Regulatory AUM · August 2026
- DRAKE CAPITAL ADVISORS LLCCRD 136716 · OLD GREENWICH, CT$713,423,000.00Regulatory AUM · August 2026
- DRUM CAPITAL MANAGEMENT LLCCRD 137964 · STAMFORD, CT$503,221,863.00Regulatory AUM · August 2026
- DRUM HILL CAPITAL, LLCCRD 123359 · WESTPORT, CT$194,280,234.00Regulatory AUM · August 2026
- DUKE FUNDING MANAGEMENT, L.L.C.CRD 117590 · OLD GREENWICH, CT$126,850,250.00Regulatory AUM · August 2026
- DUNBAR ASSOCIATES, LLCCRD 323134 · MONROE, CT$307,487,000.00Regulatory AUM · August 2026
- DUNHAM LANE CAPITAL PARTNERS LLCCRD 283276 · GREENWICH, CT$117,168,000.00Regulatory AUM · August 2026
- DWM ASSET MANAGEMENT, LLCCRD 143224 · STAMFORD, CT$645,032,634.00Regulatory AUM · August 2026
- DYNAMIC BETA INVESTMENTS LLCCRD 164972 · GREENWICH, CT$5,674,259,082.00Regulatory AUM · August 2026
- EAGLE CAPITAL ADVISORS, LLCCRD 173730 · MIDDLEBURY, CT$102,973,611.00Regulatory AUM · August 2026
- EAGLE HEALTH INVESTMENTS LPCRD 309210 · GREENWICH, CT$605,257,757.00Regulatory AUM · August 2026
- EAGLE POINT CREDIT MANAGEMENT LLCCRD 166370 · GREENWICH, CT$13,243,794,410.00Regulatory AUM · August 2026
- EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLCCRD 328508 · GREENWICH, CT$183,519,998.00Regulatory AUM · August 2026
- EAGLE POINT ENHANCED INCOME MANAGEMENT LLCCRD 327357 · GREENWICH, CT$124,084,657.00Regulatory AUM · August 2026
- EAGLE POINT INCOME MANAGEMENT LLCCRD 299198 · GREENWICH, CT$457,851,840.00Regulatory AUM · August 2026
- EAST GUILFORD FINANCIAL SERVICES LLCCRD 127481 · MADISON, CT$193,073,861.00Regulatory AUM · August 2026
- EDGEWOOD MANAGEMENT LLCCRD 106647 · GREENWICH, CT$21,516,592,879.00Regulatory AUM · August 2026
- EDUCATION GROWTH PARTNERS, LLCCRD 166162 · STAMFORD, CT$347,122,552.00Regulatory AUM · August 2026
- ELLINGTON CREDIT COMPANY MANAGEMENT LLCCRD 168311 · OLD GREENWICH, CT$414,963,000.00Regulatory AUM · August 2026
- ELLINGTON FINANCIAL MANAGEMENT LLCCRD 150510 · OLD GREENWICH, CT$19,352,910,000.00Regulatory AUM · August 2026
- ELLINGTON GLOBAL ASSET MANAGEMENT, LLCCRD 141772 · OLD GREENWICH, CT$9,180,217,764.00Regulatory AUM · August 2026
- ELLINGTON MANAGEMENT GROUP, L.L.C.CRD 112493 · OLD GREENWICH, CT$20,757,004,631.00Regulatory AUM · August 2026
- EMPOWER FINANCIAL ADVISORY, LLCCRD 313968 · GLASTONBURY, CT$635,801,070.00Regulatory AUM · August 2026
- ENDEAVOUR CAPITAL ADVISORS INC.CRD 137689 · GREENWICH, CT$602,696,345.00Regulatory AUM · August 2026
- ENERGY INCOME PARTNERS LLCCRD 140799 · WESTPORT, CT$6,061,540,000.00Regulatory AUM · August 2026
- ENGLE CAPITAL MANAGEMENT, L.P.CRD 178525 · GREENWICH, CT$492,393,735.00Regulatory AUM · August 2026
- EQUINOX PARTNERS INVESTMENT MANAGEMENT LLCCRD 105885 · STAMFORD, CT$1,413,794,925.00Regulatory AUM · August 2026
- ESSEX FINANCIAL SERVICES, INC.CRD 127549 · ESSEX, CT$4,169,984,114.00Regulatory AUM · August 2026
- EXCEL WEALTH MANAGEMENT, LLCCRD 299602 · MANCHESTER, CT$310,496,264.00Regulatory AUM · August 2026
- FAIRBRIDGE ASSET MANAGEMENT LLCCRD 314538 · DARIEN, CT$535,431,174.00Regulatory AUM · August 2026
- FAIRFIELD, BUSH & CO.CRD 105970 · DARIEN, CT$588,975,599.00Regulatory AUM · August 2026
- FAIRLEAD ASSET MANAGEMENT LLCCRD 297384 · GREENWICH, CT$271,599,260.00Regulatory AUM · August 2026
- FAIRLEAD STRATEGIES LLCCRD 341167 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- FAIRVIEW CAPITAL PARTNERS, LLCCRD 161258 · WEST HARTFORD, CT$2,491,750,116.00Regulatory AUM · August 2026
- FAIRVIEW CONSTITUTION MANAGEMENT IV LLCCRD 159304 · WEST HARTFORD, CT$139,819,172.00Regulatory AUM · August 2026
- FCIG WEALTH MANAGEMENT, LLCCRD 329906 · PLAINFIELD, CT$282,480,387.00Regulatory AUM · August 2026
- FERMAT CAPITAL MANAGEMENT, LLCCRD 134099 · WESTPORT, CT$11,140,188,586.00Regulatory AUM · August 2026
- FIERSTON FINANCIAL GROUP INCCRD 105003 · WEST HARTFORD, CT$1,035,576,610.00Regulatory AUM · August 2026
- FINTRON ADVISORS, LLCCRD 324052 · STAMFORD, CTNot availableRegulatory AUM · July 2026
- FIRST RESERVE MANAGEMENT, L.P.CRD 157056 · STAMFORD, CT$6,305,728,850.00Regulatory AUM · August 2026
- FISCAL WISDOM WEALTH MANAGEMENT LLCCRD 168299 · CANTON, CT$386,005,788.00Regulatory AUM · August 2026
- FORESTER CAPITAL, L.L.C.CRD 160806 · STAMFORD, CT$1,070,810,162.00Regulatory AUM · August 2026
- FORTWOOD CAPITAL LPCRD 329381 · GREENWICH, CT$512,981,706.00Regulatory AUM · August 2026
- FORWARD CONSUMER PARTNERS, LLCCRD 327847 · GREENWICH, CT$425,000,000.00Regulatory AUM · August 2026
- FOUNDERS CAPITAL MANAGEMENT, LLCCRD 118853 · HARTFORD, CT$920,256,283.00Regulatory AUM · August 2026
- FOX RUN MANAGEMENT LLCCRD 149092 · GREENWICH, CT$695,822,378.00Regulatory AUM · August 2026
- FREEDOM INVESTMENT MANAGEMENT, INC.CRD 126052 · SOUTH WINDSOR, CT$568,650,228.00Regulatory AUM · August 2026
- FREMEN CAPITAL MANAGEMENT LPCRD 334502 · STAMFORD, CT$157,339,853.00Regulatory AUM · August 2026
- GABELLI & COMPANY INVESTMENT ADVISERS, INC.CRD 137024 · GREENWICH, CT$1,482,548,909.00Regulatory AUM · August 2026
- GAINLINE CAPITAL PARTNERS LPCRD 285325 · STAMFORD, CT$1,186,943,431.00Regulatory AUM · August 2026
- GALLATIN POINT CAPITAL LLCCRD 287716 · GREENWICH, CT$5,651,158,944.00Regulatory AUM · August 2026
- GAMCO ASSET MANAGEMENT INC.CRD 104950 · GREENWICH, CT$11,688,421,945.00Regulatory AUM · August 2026
- GARDEN INVESTMENT MANAGEMENT, L.P.CRD 330358 · GREENWICH, CT$507,680,656.00Regulatory AUM · August 2026
- GE INVESTMENT MANAGEMENT CORPCRD 323648 · NORWALK, CT$24,357,919,148.00Regulatory AUM · August 2026
- GE VERNOVA INVESTMENT ADVISERS, LLCCRD 329905 · STAMFORD, CT$1,238,657,494.00Regulatory AUM · August 2026
- GEMSPRING CAPITAL MANAGEMENT, LPCRD 285081 · WESTPORT, CT$5,140,364,797.00Regulatory AUM · August 2026
- GENERATIVE INVESTMENT PARTNERS LPCRD 312473 · GREENWICH, CT$293,883,337.00Regulatory AUM · August 2026
- GFG ALTERNATIVE INVESTMENT ADVISORS LLCCRD 160435 · GREENWICH, CT$599,619,998.00Regulatory AUM · August 2026
- GFO ADVISORY SERVICES, LLCCRD 109278 · GREENWICH, CT$351,305,768.00Regulatory AUM · August 2026