Investment adviser firms in Connecticut
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
502 firms · Source months shown: August 2026
- 1 MAIN CAPITAL MANAGEMENT, LLCCRD 328626 · WESTPORT, CT$80,523,279.00Regulatory AUM · August 2026
- 11 CAPITAL PARTNERS LPCRD 306165 · DARIEN, CT$503,527,894.00Regulatory AUM · August 2026
- 1543 CAPITAL LPCRD 305398 · GREENWICH, CT$1,037,962,290.00Regulatory AUM · August 2026
- 3 BOOMERANG CAPITAL, LPCRD 326929 · GREENWICH, CT$546,141,414.00Regulatory AUM · August 2026
- 33 CAPITAL MANAGEMENT LLCCRD 326780 · GREENWICH, CT$112,670,347.00Regulatory AUM · August 2026
- 37SPRUCE INVESTMENT PARTNERS, LLCCRD 340176 · GREENWICH, CT$150,000,000.00Regulatory AUM · August 2026
- 5TH STREET ADVISORS, LLCCRD 140165 · SOUTHPORT, CT$524,460,932.00Regulatory AUM · August 2026
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCCRD 8361 · WESTPORT, CT$2,300,125,872.00Regulatory AUM · August 2026
- A&M CAPITAL ADVISORS, LPCRD 163576 · GREENWICH, CT$7,199,446,953.00Regulatory AUM · August 2026
- ABS INVESTMENT MANAGEMENT LLCCRD 127290 · STAMFORD, CT$10,480,492,211.00Regulatory AUM · August 2026
- ABUNDANT WEALTH MANAGEMENT LLCCRD 331285 · STAMFORD, CT$243,812,650.00Regulatory AUM · August 2026
- ACA II ADVISORS, LLCCRD 156128 · GREENWICH, CT$189,717,622.00Regulatory AUM · August 2026
- ACK ASSET MANAGEMENT LLCCRD 155136 · GREENWICH, CT$1,068,346,088.00Regulatory AUM · August 2026
- ACTIVANT CAPITAL GROUP LLCCRD 173856 · DARIEN, CT$1,608,332,256.00Regulatory AUM · August 2026
- ADVICEONE ADVISORY SERVICES, LLCCRD 111614 · GLASTONBURY, CT$2,045,736,720.00Regulatory AUM · August 2026
- AETNA ASSET ADVISORS, LLCCRD 161282 · HARTFORD, CT$850,239,000.00Regulatory AUM · August 2026
- AGILIS INVESTMENT MANAGEMENT LLCCRD 336358 · WILTON, CT$123,781,946.00Regulatory AUM · August 2026
- AIP CAPITAL ADVISORS LLCCRD 328465 · STAMFORD, CT$340,000,000.00Regulatory AUM · August 2026
- AIS CAPITAL MANAGEMENT L.P.CRD 107971 · WILTON, CT$358,299,608.00Regulatory AUM · August 2026
- ALCHEMI WEALTH, LLCCRD 310451 · ESSEX, CT$286,870,000.00Regulatory AUM · August 2026
- ALEXANDER CAPITAL ADVISORS, LLCCRD 140508 · NEW CANAAN, CT$104,168,000.00Regulatory AUM · August 2026
- ALINDA CAPITAL PARTNERS LTDCRD 156918 · GREENWICH, CT$1,575,592,747.00Regulatory AUM · August 2026
- ALPINE HILL ADVISORS LLCCRD 325412 · WESTPORT, CT$114,540,048.00Regulatory AUM · August 2026
- ALTRINSIC GLOBAL ADVISORS, LLCCRD 109678 · STAMFORD, CT$12,222,635,867.00Regulatory AUM · August 2026
- ALTUS CAPITAL PARTNERS, INC.CRD 159529 · WILTON, CT$169,319,760.00Regulatory AUM · August 2026
- AMG FUNDS LLCCRD 153456 · STAMFORD, CT$18,253,165,249.00Regulatory AUM · August 2026
- AMULET CAPITAL PARTNERS, L.P.CRD 172012 · GREENWICH, CT$2,516,081,074.00Regulatory AUM · August 2026
- ANABRANCH CAPITAL MANAGEMENT, LPCRD 309151 · STAMFORD, CT$396,991,787.00Regulatory AUM · August 2026
- ANALYZE FUTURE LLCCRD 314583 · NEW HAVEN, CTNot availableRegulatory AUM · August 2026
- APELLA CAPITAL, LLCCRD 171106 · WEST HARTFORD, CT$11,065,217,421.00Regulatory AUM · August 2026
- AQR ARBITRAGE, LLCCRD 114626 · GREENWICH, CT$4,384,055,877.00Regulatory AUM · August 2026
- AQR CAPITAL MANAGEMENT, LLCCRD 111883 · GREENWICH, CT$311,703,264,770.00Regulatory AUM · August 2026
- AQUALIS PARTNERS LLCCRD 342218 · DARIEN, CTNot availableRegulatory AUM · August 2026
- ARARAT CAPITAL MANAGEMENT LPCRD 291783 · WESTPORT, CT$358,607,563.00Regulatory AUM · August 2026
- ARBOUR LANE CAPITAL MANAGEMENT LPCRD 298198 · STAMFORD, CT$7,297,263,299.00Regulatory AUM · August 2026
- ARDMORE ROAD ASSET MANAGEMENT LPCRD 311471 · WESTPORT, CT$2,831,762,434.00Regulatory AUM · August 2026
- ARDSLEY ADVISORY PARTNERS LPCRD 301116 · NORWALK, CT$1,635,701,621.00Regulatory AUM · August 2026
- ARGA INVESTMENT MANAGEMENT, LPCRD 153665 · STAMFORD, CT$24,571,096,652.00Regulatory AUM · August 2026
- ARISTEIA CAPITAL, LLCCRD 135986 · GREENWICH, CT$13,734,838,866.00Regulatory AUM · August 2026
- ARKVIEW CAPITAL, L.P.CRD 316130 · STAMFORD, CT$355,949,280.00Regulatory AUM · August 2026
- ASPETUCK FINANCIAL MANAGEMENT LLCCRD 134500 · WESTPORT, CT$178,264,173.00Regulatory AUM · August 2026
- ASSET MANAGEMENT GROUP, INC.CRD 110116 · STAMFORD, CT$898,343,327.00Regulatory AUM · August 2026
- AST INVESTMENT SERVICES, INC.CRD 108897 · SHELTON, CT$91,470,712,627.00Regulatory AUM · August 2026
- ASTATINE ASSET MANAGEMENT LLCCRD 311095 · GREENWICH, CT$1,150,142,340.00Regulatory AUM · August 2026
- ATLANTIC STREET CAPITAL MANAGEMENT, LLCCRD 161107 · GREENWICH, CT$1,611,322,523.00Regulatory AUM · August 2026
- ATLAS FRM LLCCRD 160610 · GREENWICH, CT$18,115,023,438.00Regulatory AUM · August 2026
- AUGUST WEALTH ADVISORS LLCCRD 339322 · WESTPORT, CT$436,607,068.00Regulatory AUM · August 2026
- AVESI PARTNERS LLCCRD 314570 · STAMFORD, CT$3,154,091,801.00Regulatory AUM · August 2026
- AVITY INVESTMENT MANAGEMENT INC.CRD 104623 · GREENWICH, CT$2,027,216,229.00Regulatory AUM · August 2026
- AVOS CAPITAL MANAGEMENT, LLCCRD 313979 · DARIEN, CT$297,797,612.00Regulatory AUM · August 2026
- AXIOM INVESTORS LLCCRD 109605 · GREENWICH, CT$28,062,906,604.00Regulatory AUM · August 2026
- AYRSHIRE CAPITAL MANAGEMENT LLCCRD 157883 · WESTPORT, CT$285,051,675.00Regulatory AUM · August 2026
- AYRTON CAPITAL LLCCRD 286298 · WESTPORT, CT$358,856,360.00Regulatory AUM · August 2026
- BALANCE POINT CAPITAL ADVISORS, LLCCRD 264789 · WESTPORT, CT$2,442,083,777.00Regulatory AUM · August 2026
- BARRON FINANCIAL GROUP, LLPCRD 140504 · TORRINGTON, CT$199,126,279.00Regulatory AUM · August 2026
- BASSO CAPITAL MANAGEMENT, L.P.CRD 132311 · STAMFORD, CT$2,558,086,914.00Regulatory AUM · August 2026
- BASTION MANAGEMENT II LLCCRD 309685 · STAMFORD, CT$572,736,610.00Regulatory AUM · August 2026
- BAXTER BROTHERS INC.CRD 106548 · RIVERSIDE, CT$1,165,631,297.00Regulatory AUM · August 2026
- BAYPOINTE PARTNERS, LLCCRD 331273 · STAMFORD, CT$270,500,006.00Regulatory AUM · August 2026
- BEIRNE WEALTH CONSULTING SERVICES, LLCCRD 167103 · SHELTON, CT$2,259,001,736.00Regulatory AUM · August 2026
- BHARCAP PARTNERS, LLCCRD 315679 · GREENWICH, CT$3,240,321,843.00Regulatory AUM · August 2026
- BHMS INVESTMENTS, LPCRD 162554 · WESTPORT, CT$1,005,506,733.00Regulatory AUM · August 2026
- BIRINYI ASSOCIATES, INC.CRD 107169 · WESTPORT, CT$471,664,259.00Regulatory AUM · August 2026
- BLKBRD ASSET MANAGEMENT LPCRD 329262 · OLD GREENWICH, CT$133,933,044.00Regulatory AUM · August 2026
- BLT FUND MANAGER LLCCRD 166743 · STAMFORD, CT$487,325,686.00Regulatory AUM · August 2026
- BLUE DOOR ASSET MANAGEMENT, LLCCRD 314457 · STAMFORD, CT$186,994,602.00Regulatory AUM · August 2026
- BOURGEON CAPITAL MANAGEMENT LLCCRD 108054 · DARIEN, CT$1,277,800,000.00Regulatory AUM · August 2026
- BRADLEY FOSTER & SARGENT INCCRD 106928 · HARTFORD, CT$9,072,939,203.00Regulatory AUM · August 2026
- BRAIDWELL LPCRD 316988 · STAMFORD, CT$4,984,953,442.00Regulatory AUM · August 2026
- BREACHER CAPITAL ADVISORS, LLCCRD 307943 · STAMFORD, CT$7,500,000.00Regulatory AUM · August 2026
- BRIDGELIGHT FINANCIAL ADVISORS, INCCRD 139518 · SHELTON, CT$150,777,009.00Regulatory AUM · August 2026
- BRIDGEWATER ASSOCIATES, LPCRD 105129 · WESTPORT, CT$150,159,985,476.00Regulatory AUM · August 2026
- BRIGGS WEALTH MANAGEMENT, INC.CRD 125518 · GLASTONBURY, CT$362,026,338.00Regulatory AUM · August 2026
- BRIGHTLIGHT CAPITAL MANAGEMENT LPCRD 171109 · WESTPORT, CT$385,751,661.00Regulatory AUM · August 2026
- BRIGHTON PARK CAPITAL MANAGEMENT, L.P.CRD 304261 · GREENWICH, CT$4,481,709,182.00Regulatory AUM · August 2026
- BROADLIGHT CAPITAL MANAGEMENT, LLCCRD 315015 · GREENWICH, CT$287,542,258.00Regulatory AUM · August 2026
- BROADVIEW REAL ESTATE PARTNERS, LLCCRD 297775 · STAMFORD, CT$425,076,037.00Regulatory AUM · August 2026
- BROOKSIDE EQUITY PARTNERS LLCCRD 164429 · STAMFORD, CT$1,490,162,708.00Regulatory AUM · August 2026
- BRX GLOBAL LPCRD 284664 · GREENWICH, CT$231,396,656.00Regulatory AUM · August 2026
- BRYNWOOD PARTNERS MANAGEMENT LLCCRD 158087 · GREENWICH, CT$1,964,458,547.00Regulatory AUM · August 2026
- BURNE FINANCIAL CONCEPTS, LLCCRD 293013 · WATERTOWN, CT$113,700,000.00Regulatory AUM · August 2026
- BURNHAM STERLING ASSET MANAGEMENT LLCCRD 283907 · COS COB, CT$206,843,448.00Regulatory AUM · August 2026
- BYSKO JOHN ALLANCRD 110612 · OLD LYME, CT$204,313,517.00Regulatory AUM · August 2026
- CANNAE PORTFOLIO ADVISORS, LLCCRD 310606 · STAMFORD, CT$859,409,343.00Regulatory AUM · August 2026
- CAPZONE MANAGEMENT LLCCRD 330135 · NORWALK, CT$201,611,724.00Regulatory AUM · August 2026
- CARAVELA ENERGY PARTNERS LPCRD 323131 · DARIEN, CT$529,128,587.00Regulatory AUM · August 2026
- CARRINGTON CAPITAL MANAGEMENT, LLCCRD 130813 · OLD GREENWICH, CT$5,081,782,135.00Regulatory AUM · August 2026
- CARRONADE CAPITAL MANAGEMENT, LPCRD 309174 · DARIEN, CT$3,431,802,906.00Regulatory AUM · August 2026
- CARTENNA CAPITAL LPCRD 307688 · STAMFORD, CT$2,359,150,413.00Regulatory AUM · August 2026
- CAS INVESTMENT PARTNERS, LLCCRD 170071 · WESTPORT, CT$2,447,181,816.00Regulatory AUM · August 2026
- CASTLEKEEP INVESTMENT ADVISORS LLCCRD 111656 · WESTPORT, CT$920,751,806.00Regulatory AUM · August 2026
- CAT ROCK CAPITAL MANAGEMENT LPCRD 268817 · GREENWICH, CT$968,461,360.00Regulatory AUM · August 2026
- CATTERTON MANAGEMENT COMPANY, L.L.C.CRD 157428 · GREENWICH, CT$30,842,978,104.00Regulatory AUM · August 2026
- CATUM ADVISORY GROUP, LLC.CRD 277148 · WILTON, CT$128,644,000.00Regulatory AUM · August 2026
- CDM FINANCIAL COUNSELING SERVICES, INC.CRD 126295 · NORWICH, CT$315,443,079.00Regulatory AUM · August 2026
- CENTERBOOK PARTNERS LPCRD 312387 · GREENWICH, CT$2,908,735,905.00Regulatory AUM · August 2026
- CF PRIVATE EQUITY, INC.CRD 110657 · NORWALK, CT$15,778,084,865.00Regulatory AUM · August 2026
- CHARTER RESEARCH & INVESTMENT GROUP INCCRD 106452 · SOUTHPORT, CT$275,129,072.00Regulatory AUM · August 2026
- CHILTON INVESTMENT COMPANY, INC.CRD 120107 · STAMFORD, CT$1,323,235,000.00Regulatory AUM · August 2026
- CHILTON INVESTMENT SERVICES, LLCCRD 159306 · STAMFORD, CT$8,150,127,000.00Regulatory AUM · August 2026