Investment adviser firms in ROCHESTER, New York
Firms grouped by their reported public principal-office city. Additional offices and notice filings do not determine membership.
26 firms · Source months shown: August 2026
- ASHTON THOMAS SECURITIES, LLCCRD 16629 · ROCHESTER, NY$1,859,651,619.00Regulatory AUM · August 2026
- BOYD CAPITAL MANAGEMENT LLCCRD 312070 · ROCHESTER, NY$168,334,114.00Regulatory AUM · August 2026
- BRIGHTON SECURITIES CORP.CRD 3875 · ROCHESTER, NY$930,950,057.00Regulatory AUM · August 2026
- CORE ALPHA, INC.CRD 119635 · ROCHESTER, NY$146,054,102.00Regulatory AUM · August 2026
- ENGLESON & ASSOCIATES, INC.CRD 126349 · ROCHESTER, NY$114,468,604.00Regulatory AUM · August 2026
- FAMA FIDUCIARY WEALTH LLCCRD 125627 · ROCHESTER, NY$99,876,488.00Regulatory AUM · August 2026
- FIEN CAPITAL MANAGEMENT, LLCCRD 114951 · ROCHESTER, NY$137,710,371.00Regulatory AUM · August 2026
- HAYES ASSET MANAGEMENT, LLCCRD 141220 · ROCHESTER, NY$116,630,863.00Regulatory AUM · August 2026
- HIGH FALLS ADVISORS, INC.CRD 108678 · ROCHESTER, NY$694,723,183.00Regulatory AUM · August 2026
- HOWE AND RUSLING, INC.CRD 104627 · ROCHESTER, NY$2,435,230,959.00Regulatory AUM · August 2026
- ICONOCLASTIC CAPITAL MANAGEMENT LLCCRD 310132 · ROCHESTER, NY$68,178,878.00Regulatory AUM · August 2026
- INDIANO CAPITAL MANAGEMENT INC.CRD 122620 · ROCHESTER, NY$253,822,996.00Regulatory AUM · August 2026
- LAYLINE ADVISORS, LLCCRD 285136 · ROCHESTER, NY$131,311,586.00Regulatory AUM · August 2026
- LIFEMARK SECURITIES CORP.CRD 16204 · ROCHESTER, NY$424,939,705.00Regulatory AUM · August 2026
- NORTHLANDING FINANCIAL PARTNERS, LLCCRD 167055 · ROCHESTER, NY$152,206,862.00Regulatory AUM · August 2026
- NOVEM GROUPCRD 158964 · ROCHESTER, NY$1,717,643,936.00Regulatory AUM · August 2026
- OAK CREST ADVISORY, LLCCRD 304255 · ROCHESTER, NY$90,170,828.00Regulatory AUM · August 2026
- PRENTICE WEALTH MANAGEMENT LLCCRD 160052 · ROCHESTER, NY$567,504,623.00Regulatory AUM · August 2026
- RISE ADVISORS, LLCCRD 309760 · ROCHESTER, NY$441,162,450.00Regulatory AUM · August 2026
- ROCHESTER INVESTMENTS INCCRD 306782 · ROCHESTER, NY$69,546,598.00Regulatory AUM · August 2026
- SAGE, RUTTY & CO., INC.CRD 3254 · ROCHESTER, NY$3,457,800,076.00Regulatory AUM · August 2026
- SENECA FINANCIAL ADVISORS LLCCRD 152824 · ROCHESTER, NY$847,190,882.00Regulatory AUM · August 2026
- STONE OAK CAPITAL LLCCRD 341363 · ROCHESTER, NY$33,720,036.00Regulatory AUM · August 2026
- W & S MANAGEMENT SERVICES, INC.CRD 127852 · ROCHESTER, NY$166,000,000.00Regulatory AUM · August 2026
- W.G.SHAHEEN & ASSOCIATES,LTD.CRD 117307 · ROCHESTER, NY$1,490,490,730.00Regulatory AUM · August 2026
- WGS MANAGEMENT SERVICES, INCCRD 270003 · ROCHESTER, NY$41,632,122.00Regulatory AUM · August 2026