Investment adviser firms: Under $100 million in regulatory AUM · Page 12
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
1,145 firms · Source months shown: August 2026
- WEALTHMEUP ADVISORS LLCCRD 335157 · NEW YORK, NY$75,931.00Regulatory AUM · August 2026
- WEALTHN LLCCRD 285915 · NEWTOWN SQUARE, PA$1,500,000.00Regulatory AUM · August 2026
- WEALTHNEST CAPITAL INC.CRD 281725 · STATEN ISLAND, NY$34,889,134.00Regulatory AUM · August 2026
- WEALTHPRO, LLCCRD 127907$52,417,711.00Regulatory AUM · August 2026
- WEALTHSPAN INVESTMENT MANAGEMENT, LLCCRD 309553 · GRAND RAPIDS, MI$93,058,700.00Regulatory AUM · August 2026
- WEALTHUNITE ADVISORS, LLCCRD 285807 · MANHASSET, NY$63,087,515.00Regulatory AUM · August 2026
- WEALTHYX LLCCRD 172380$750.00Regulatory AUM · August 2026
- WEATHERHELM CAPITAL MANAGEMENT LLCCRD 175019 · CAMBRIDGE, NY$90,630,554.00Regulatory AUM · August 2026
- WEBS INVESTMENTS INC.CRD 333355$10,006,893.00Regulatory AUM · August 2026
- WEBULL ADVISORS LLCCRD 304881 · ST PETERSBURG, FL$48,858,729.00Regulatory AUM · August 2026
- WEIGEL FIDUCIARY ASSET MANAGEMENTCRD 310903$76,129,200.00Regulatory AUM · August 2026
- WEISS FINANCIAL GROUP LLCCRD 159331 · MAHOPAC, NY$90,045,189.00Regulatory AUM · August 2026
- WELARA ASSET MANAGEMENT LLCCRD 334534$83,747,489.00Regulatory AUM · August 2026
- WESTCHESTER CAPITAL PARTNERS, LLCCRD 135955 · VALHALLA, NY$34,188,543.00Regulatory AUM · August 2026
- WESTERN NEW YORK FINANCIAL GROUP, LLCCRD 306083 · BUFFALO, NY$84,133,024.00Regulatory AUM · August 2026
- WESTPARK CAPITAL, INC.CRD 39914 · LOS ANGELES, CA$53,077,941.00Regulatory AUM · August 2026
- WGS MANAGEMENT SERVICES, INCCRD 270003 · ROCHESTER, NY$41,632,122.00Regulatory AUM · August 2026
- WHARTON WEALTH PLANNING, LLCCRD 319716 · NEW YORK, NY$36,871,967.00Regulatory AUM · August 2026
- WHIPPOORWILL ASSOCIATES INCCRD 107497 · WHITE PLAINS, NY$31,167,735.00Regulatory AUM · August 2026
- WING FINANCIAL INC.CRD 333826 · NEWPORT BEACH, CA$127,775.00Regulatory AUM · August 2026
- WINGSPAN CAPITAL, LLCCRD 307759 · NEW YORK, NY$94,547,082.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - EPA, LLCCRD 282098 · ORCHARD, NY$82,155,830.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - WPA, LLCCRD 282102 · ORCHARD, NY$44,066,811.00Regulatory AUM · August 2026
- WISDOM CAPITAL ASSET MANAGEMENT, LLCCRD 307648$71,044,332.00Regulatory AUM · August 2026
- WISE MONEY ISRAEL LTD.CRD 304753$94,939,567.00Regulatory AUM · August 2026
- WOLVERINE INVESTMENT ADVISORS, LLCCRD 307037 · ATLANTA, GA$1,427,705.00Regulatory AUM · August 2026
- WOODMONT ADVISORY GROUP, INC.CRD 112276$91,866,028.00Regulatory AUM · August 2026
- WORLD CAPITAL ADVISORS, LLCCRD 135941 · DENVER, CO$71,986,050.00Regulatory AUM · August 2026
- WORTH CHARTING GROUP LLCCRD 340328 · NEW YORK, NY$2,500,000.00Regulatory AUM · August 2026
- WORTHINGTON CAPITAL MANAGEMENT, LLCCRD 305391 · MEMPHIS, TN$41,201,880.00Regulatory AUM · August 2026
- WPM WEALTH ADVISORS LLCCRD 316722 · SARATOGA SPRINGS, NY$72,382,757.00Regulatory AUM · August 2026
- WRIGHT PRIVATE ASSET MANAGEMENT LLCCRD 139570 · SHELTON, CT$74,119,261.00Regulatory AUM · August 2026
- WRONA INVESTMENT MANAGEMENT, LLCCRD 306791$34,136,580.00Regulatory AUM · August 2026
- WYSER-PRATTE MANAGEMENT CO., INC.CRD 106399 · BEDFORD HILLS, NY$58,640,604.00Regulatory AUM · August 2026
- XANTOS LABS, LLCCRD 302005$3,328,218.00Regulatory AUM · August 2026
- XCELLERANT VENTURES, LLCCRD 319671 · SCOTTSDALE, AZ$26,029,894.00Regulatory AUM · August 2026
- XD FUND ADVISOR LLCCRD 328236 · EAST LONGMEADOW, MA$414,767.00Regulatory AUM · August 2026
- XPONANCE ALTS SOLUTIONS, LLCCRD 314283 · PHILADELPHIA, PA$92,262,700.00Regulatory AUM · August 2026
- XY INVESTMENTS (HK) LTDCRD 306443$8,889,557.00Regulatory AUM · August 2026
- YEARWOOD YOUNG ADVISORS LLCCRD 307719 · BROOKLYN, NY$87,102,550.00Regulatory AUM · August 2026
- YORKVILLE AMERICA EQUITIES, LLCCRD 336431 · MOUNTAINSIDE, NJ$42,624,118.00Regulatory AUM · August 2026
- YOUR FINANCIAL PHARMACIST PLANNING, LLCCRD 282918 · NEW ALBANY, OH$53,239,038.00Regulatory AUM · August 2026
- ZACKS INTELLIGENCE LLCCRD 333798 · CHICAGO, IL$2.00Regulatory AUM · August 2026
- ZERO DAY CAPITAL ENTERPRISES LLCCRD 331228$30,731,077.00Regulatory AUM · August 2026
- ZEST CAPITAL LLCCRD 316889 · MIAMI, FL$90,613,564.00Regulatory AUM · August 2026