Investment adviser firms: Under $100 million in regulatory AUM · Page 11
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
1,145 firms · Source months shown: July 2026 and August 2026
- TCG STRATEGIC INCOME ADVISOR LLCCRD 336718 · WEST PALM BEACH, FL$5,141,286.00Regulatory AUM · August 2026
- TE ADVISORS LLCCRD 336139 · QUINCY, MA$10,715.00Regulatory AUM · August 2026
- TEKMEN WELLS LLCCRD 168431 · NEW YORK, NY$92,420,086.00Regulatory AUM · August 2026
- TELSEY CONSUMER FUND MANAGEMENT LPCRD 312514 · NEW YORK, NY$33,700,000.00Regulatory AUM · August 2026
- $37,953,162.00Regulatory AUM · August 2026
- THE GMS GROUP, LLCCRD 8000 · EAST HANOVER, NJ$19,831,795.00Regulatory AUM · August 2026
- THE L.T. FUNDS SACRD 284551$55,410,000.00Regulatory AUM · August 2026
- THE MASS GROUP L.L.C-FZCRD 330425$44,017,712.00Regulatory AUM · August 2026
- THE MONEYPAPER ADVISOR, INC.CRD 156971$91,000,000.00Regulatory AUM · August 2026
- THE PACIFIC GROUP LIMITEDCRD 161424$41,757,589.00Regulatory AUM · August 2026
- THE WEALTHPLAN LLCCRD 306820 · GREAT NECK, NY$87,476,559.00Regulatory AUM · August 2026
- THE ZILLENIAL ADVISORS LLCCRD 324808$1,484,874.00Regulatory AUM · August 2026
- THINKING BIG FINANCIAL INC.CRD 287476 · BROOKLYN, NY$93,028,025.00Regulatory AUM · August 2026
- THIRD SIGMA INVESTMENT ADVISORS LLCCRD 151188 · WILMINGTON, DE$98,764,106.00Regulatory AUM · August 2026
- THIRDLINE CAPITAL MANAGEMENT LLCCRD 314158 · RICHMOND, VA$64,290,705.00Regulatory AUM · August 2026
- TIFIN GIVE INC.CRD 313261 · BOULDER, CO$30,928,756.00Regulatory AUM · August 2026
- TIMBERLINK LLCCRD 170067 · JOHNS CREEK, GA$594,011.00Regulatory AUM · August 2026
- TIMBUKTU CAPITAL MANAGEMENT, LLCCRD 131084 · BOSTON, MA$98,567,087.00Regulatory AUM · August 2026
- TIMOTHY J. ELLIS, INC.CRD 126188$87,238,028.00Regulatory AUM · August 2026
- TINDERWEALTH LLCCRD 323931$10,000,000.00Regulatory AUM · August 2026
- TINICUM VENTURE PARTNERS LLCCRD 321701 · NEW YORK, NY$8,602,646.00Regulatory AUM · August 2026
- TITAN MANAGERS, LLCCRD 319447 · SCOTTSDALE, AZ$84,171,271.00Regulatory AUM · August 2026
- TO ONE A.M. LLCCRD 160117$1,542,829.00Regulatory AUM · August 2026
- TOCCATA CAPITAL LLCCRD 168265$50,000,000.00Regulatory AUM · August 2026
- TORMA CAPITAL LLPCRD 334848$62,115,148.00Regulatory AUM · August 2026
- TRADERS A.I., INC.CRD 331700 · FAIRFAX, VA$773,573.00Regulatory AUM · August 2026
- TRADINGVALLEY INC.CRD 298542$4,354,136.00Regulatory AUM · August 2026
- TRANSGLOBAL ADVISORY, LLCCRD 168709 · MONROVIA, CA$58,340,309.00Regulatory AUM · August 2026
- TRANSPARENT WEALTH CONSULTING LLCCRD 283193 · NEW YORK, NY$43,860,030.00Regulatory AUM · August 2026
- TRIAXX ASSET MANAGEMENT LLCCRD 137140 · NEW YORK, NY$26,096,080.00Regulatory AUM · August 2026
- TRIPACIFIC CAPITAL ADVISORS, LLCCRD 142121 · IRVINE, CA$12,298,908.00Regulatory AUM · August 2026
- TROVE INVESTMENT ADVISORS LLCCRD 306904 · DALLAS, TX$387,586.00Regulatory AUM · August 2026
- TROWBRIDGE CAPITAL PARTNERS LLC.CRD 297764$25,824,354.00Regulatory AUM · August 2026
- TRP CAPITAL ADVISORS, LLCCRD 281098 · BIRMINGHAM, MI$82,451,086.00Regulatory AUM · August 2026
- TRUCK CAPITAL MANAGEMENT LLCCRD 164329 · NEW YORK, NY$58,274,817.00Regulatory AUM · August 2026
- TRUEHAVEN CAPITAL, LLCCRD 332005 · FRANKLIN, TN$62,313,662.00Regulatory AUM · August 2026
- TRUNORTH FINANCIAL LLCCRD 331614$38,965,213.00Regulatory AUM · August 2026
- TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLCCRD 329218 · INDIANAPOLIS, IN$34,432,218.00Regulatory AUM · August 2026
- TRUSTEE EMPOWERMENT & PROTECTION, INC.CRD 108249 · TROY, MI$10,287,170.00Regulatory AUM · August 2026
- TUTTLE WEALTH PARTNERS LLCCRD 338406$75,143,579.00Regulatory AUM · August 2026
- TVV ADVISERS, LLCCRD 322542 · PLEASANTON, CA$31,297,806.00Regulatory AUM · August 2026
- TWENTYTHREE ADVISORY LLCCRD 332537 · NEW YORK, NY$41,104,123.00Regulatory AUM · August 2026
- TYPHON ADVISORS, LLCCRD 339537 · MIAMI BEACH, FL$10,000,000.00Regulatory AUM · August 2026
- U.S. CHERRY LLCCRD 311564 · ST. PETERSBURG, FL$8,303,907.00Regulatory AUM · August 2026
- UMB FINANCIAL SERVICES, INC.CRD 17073 · KANSAS CITY, MO$5,043,339.00Regulatory AUM · August 2026
- UNEST ADVISERS, LLCCRD 308125 · LARAMIE, WY$45,583,178.00Regulatory AUM · August 2026
- UNFCU ADVISORS LLCCRD 136572 · LONG ISLAND CITY, NY$30,432,825.00Regulatory AUM · August 2026
- UNIFIMONEY RIA QOZB, LLCCRD 328842 · AUSTIN, TX$314,000.00Regulatory AUM · August 2026
- UNIFIMONEY RIA, INC.CRD 309001$62,000.00Regulatory AUM · July 2026
- UNION STREET PARTNERS LLCCRD 156148 · ALEXANDRIA, VA$86,257,354.00Regulatory AUM · August 2026
- UNITY WEALTH PARTNERS LLCCRD 316222 · NEWPORT BEACH, CA$7,104,518.00Regulatory AUM · August 2026
- UOB GLOBAL CAPITAL LLCCRD 160659 · NEW YORK, NY$96,818,967.00Regulatory AUM · August 2026
- UP FINANCIAL USA INC.CRD 326602$4,128,508.00Regulatory AUM · August 2026
- UPRIGHT FINANCIAL CORPCRD 107303$98,006,867.00Regulatory AUM · August 2026
- UPSTATE ADVISERS INC.CRD 341449 · PITTSFORD, NY$34,053,630.00Regulatory AUM · August 2026
- URSA FINANCIAL, LLCCRD 306491$16,618,141.00Regulatory AUM · August 2026
- USA MUTUALS ADVISORS, INC.CRD 131750 · CONCORD, MA$73,724,628.00Regulatory AUM · August 2026
- V DELIMA INVESTMENTS INCCRD 310379$63,296,659.00Regulatory AUM · August 2026
- VALLEY FINANCIAL MANAGEMENT, INC.CRD 105387 · NEW YORK, NY$473,254.00Regulatory AUM · August 2026
- VALOREM LLCCRD 339215 · NEW YORK, NY$54,254,178.00Regulatory AUM · August 2026
- VALUE TREND CAPITAL MANAGEMENT LPCRD 108716 · EL CAJON, CA$11,899,753.00Regulatory AUM · August 2026
- VALUR ROBO ADVISORS LLCCRD 318675 · NEW YORK, NY$26,526.00Regulatory AUM · August 2026
- VANQUOUR LLCCRD 317552 · NEW YORK, NY$67,000,000.00Regulatory AUM · August 2026
- VANSHAP CAPITAL, LLCCRD 162206 · ARLINGTON, VA$76,700,000.00Regulatory AUM · July 2026
- VANTAR INC.CRD 333196 · NEW YORK, NY$40,000.00Regulatory AUM · August 2026
- VARIANT PERCEPTION, LLCCRD 334510 · CHARLOTTE, NC$31,890,778.00Regulatory AUM · August 2026
- VAULT FIDUCIARY LLCCRD 339088$92,496,571.00Regulatory AUM · August 2026
- VAZIRANI ASSET MANAGEMENT LLCCRD 289186 · NEW YORK, NY$65,000,000.00Regulatory AUM · August 2026
- VEGA CAPITAL PARTNERS LLCCRD 338416$100,000.00Regulatory AUM · August 2026
- VENTUM ADVISORS CORP.CRD 299365$355,082.00Regulatory AUM · August 2026
- VERECAN ASSET MANAGEMENT INC.CRD 337563$2,658,058.00Regulatory AUM · August 2026
- VESTIE, INC.CRD 338938 · DALLAS, TX$125.00Regulatory AUM · August 2026
- VESTWEALTH, INC.CRD 316132$400.00Regulatory AUM · August 2026
- VIRGO DIGITAL ASSET MANAGEMENT INC.CRD 335668$9,440,000.00Regulatory AUM · August 2026
- VIRIDIAN PE MANAGEMENT LLCCRD 337301 · PURCHASE, NY$33,213,811.00Regulatory AUM · August 2026
- VISDOM INVESTMENT GROUP LLCCRD 327619 · RYE BROOK, NY$53,087,330.00Regulatory AUM · August 2026
- VITA PLANNING GROUP LLCCRD 312323 · CAMAS, WA$83,688,418.00Regulatory AUM · August 2026
- VN CAPITAL MANAGEMENT, LLCCRD 166761 · GREENSBORO, NC$63,047,483.00Regulatory AUM · August 2026
- VOLT EQUITY LLCCRD 310402 · SAN FRANCISCO, CA$10,300,000.00Regulatory AUM · August 2026
- VOLUMETRIC ADVISERS INCCRD 107351$37,557,770.00Regulatory AUM · August 2026
- VORA WEALTH MANAGEMENT, PLLCCRD 153559 · FLAGSTAFF, AZ$74,797,158.00Regulatory AUM · August 2026
- VOSS WEALTH MANAGEMENT LLCCRD 338916 · ENDICOTT, NY$93,900,636.00Regulatory AUM · August 2026
- $96,531,722.00Regulatory AUM · August 2026
- W&S ADVISORY SERVICES, LLCCRD 334683 · CINCINNATI, OH$5,292,397.00Regulatory AUM · August 2026
- W2B, INC.CRD 331220$26,244,103.00Regulatory AUM · August 2026
- WALLSTREETX ETFS, INC.CRD 339198$957,278.00Regulatory AUM · August 2026
- WALNUT INVESTMENT SERVICES LLCCRD 113666 · BROOKLYN, NY$94,000,000.00Regulatory AUM · August 2026
- WASHINGTON SQUARE CAPITAL MANAGEMENT LLCCRD 150335 · NEW YORK, NY$90,413,084.00Regulatory AUM · August 2026
- WATCHSTONE WEALTH MANAGEMENT LLCCRD 172835$66,766,156.00Regulatory AUM · August 2026
- WATERFRONT CAPITAL PARTNERS LLCCRD 167801 · NEW YORK, NY$99,284,522.00Regulatory AUM · August 2026
- WATTS CAPITAL PARTNERS LLCCRD 149049$65,105,454.00Regulatory AUM · August 2026
- WAVE DIGITAL ASSETS LLCCRD 305726 · LOS ANGELES, CA$91,862,975.00Regulatory AUM · August 2026
- WAYZATA INVESTMENT PARTNERS LLCCRD 132046 · WAYZATA, MN$9,378,296.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT GROUP AGCRD 335036$34,659,905.00Regulatory AUM · August 2026
- WEALTH MORE ENTERPRISE, INC.CRD 324763 · PHILADELPHIA, PA$99,736.00Regulatory AUM · August 2026
- WEALTHDOOR ASSET MANAGEMENT LLCCRD 336825 · SUGAR LAND, TX$7,067.00Regulatory AUM · August 2026
- WEALTHFACE LLCCRD 298984$3,100,260.00Regulatory AUM · August 2026
- WEALTHFD LLCCRD 299248 · CONSHOHOCKEN, PA$87,833,546.00Regulatory AUM · August 2026
- WEALTHIE ADVISORS, LLCCRD 340058 · BROOKLYN, NY$27,322.00Regulatory AUM · August 2026
- WEALTHJAR INVESTMENT ADVISORY, LLCCRD 288484 · HONOLULU, HI$6,433,752.00Regulatory AUM · August 2026