Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 102
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
10,135 firms · Source months shown: October 2026
- YODER WEALTH MANAGEMENT, INC.CRD 291826 · WALNUT CREEK, CA$331,204,663.00Regulatory AUM · October 2026
- YOFFE INVESTMENT MANAGEMENT, LLCCRD 173454 · LEMOYNE, PA$174,894,091.00Regulatory AUM · October 2026
- YON DRAKE & ASSOCIATES INCCRD 111491 · COLUMBIA, SC$304,704,711.00Regulatory AUM · October 2026
- YORKTOWN MANAGEMENT AND RESEARCH CO INCCRD 105083 · FOREST, VA$677,085,322.00Regulatory AUM · October 2026
- YORKVILLE ADVISORS GLOBAL, LPCRD 165390 · MOUNTAINSIDE, NJ$900,035,313.00Regulatory AUM · October 2026
- YOSEMITE CAPITAL MANAGEMENT, LLCCRD 124298 · NEWPORT BEACH, CA$369,026,627.00Regulatory AUM · October 2026
- YOUR ADVOCATES, LTD., LLPCRD 138612 · HOUSTON, TX$448,131,083.00Regulatory AUM · October 2026
- YOUR IA, LLCCRD 338535 · ST. GEORGE, UT$106,633,240.00Regulatory AUM · October 2026
- YOUR PRIVATE CLIENT GROUP, INC.CRD 292621$236,702,434.00Regulatory AUM · October 2026
- YUKON WEALTH MANAGEMENT, INC.CRD 109413 · OVERLAND PARK, KS$467,386,041.00Regulatory AUM · October 2026
- YUNISTONE INVESTMENT GROUP, LLCCRD 149728 · CHICAGO, IL$119,502,522.00Regulatory AUM · October 2026
- Z3 CAPITAL PARTNERS, LLCCRD 336791 · RICHMOND, VA$466,781,953.00Regulatory AUM · October 2026
- ZANETTI FINANCIAL, LLCCRD 282089 · ALBUQUERQUE, NM$809,369,167.00Regulatory AUM · October 2026
- ZARVONA ENERGY LLCCRD 288820 · HOUSTON, TX$423,115,131.00Regulatory AUM · October 2026
- ZEGA INVESTMENTS, LLCCRD 330428 · PALM BEACH GARDENS, FL$614,016,453.00Regulatory AUM · October 2026
- ZEIT CAPITAL LLCCRD 150149$170,110,000.00Regulatory AUM · October 2026
- ZENITH ADVISORY GROUP, LLCCRD 321689 · THE VILLAGES, FL$115,437,420.00Regulatory AUM · October 2026
- ZENITH AMCRD 173046$963,634,859.00Regulatory AUM · October 2026
- ZENITH SOLUTIONS, INC.CRD 304732 · PHILADELPHIA, PA$150,966,524.00Regulatory AUM · October 2026
- ZEPHYR INVESTMENT MANAGEMENT, INC.CRD 166303 · WESTLAKE VILLAGE, CA$242,839,591.00Regulatory AUM · October 2026
- ZEPHYR MANAGEMENT, L.P.CRD 129683 · NEW YORK, NY$256,304,361.00Regulatory AUM · October 2026
- ZERMATT WEALTH PARTNERS LLCCRD 105736 · SAN DIEGO, CA$158,362,396.00Regulatory AUM · October 2026
- ZERMATT WEALTH, LLCCRD 307404 · SAN DIEGO, CA$206,868,931.00Regulatory AUM · October 2026
- ZIDEL FINANCIAL, INC.CRD 135047 · BRECKENRIDGE, CO$159,649,118.00Regulatory AUM · October 2026
- ZIMMERMAN WEALTH MANAGEMENT, LLCCRD 127526 · EVANSTON, IL$472,435,223.00Regulatory AUM · October 2026
- ZIMMERMANN ALAN LCRD 106286$209,246,390.00Regulatory AUM · October 2026
- ZINNIA WEALTH ADVISORY, LLCCRD 295122 · OCALA, FL$168,819,527.00Regulatory AUM · October 2026
- ZIONS CAPITAL ADVISORS, INC.CRD 131308 · SALT LAKE CITY, UT$830,754,722.00Regulatory AUM · October 2026
- ZOCK ROBERT A & CO INCCRD 110480 · SUTTON, NH$175,076,230.00Regulatory AUM · October 2026
- ZOE FINANCIAL, INC.CRD 285158 · NEW YORK, NY$283,473,191.00Regulatory AUM · October 2026
- ZUCKERMAN CAPITAL MANAGEMENT, LLCCRD 148549 · LOS ANGELES, CA$123,492,879.00Regulatory AUM · October 2026
- ZULLO INVESTMENT GROUP, INC.CRD 311698 · SCRANTON, PA$422,967,973.00Regulatory AUM · October 2026
- ZUNA, LLCCRD 306113 · PORTLAND, OR$411,282,994.00Regulatory AUM · October 2026
- ZURAW FINANCIAL ADVISORS, LLCCRD 173129 · GREENSBORO, NC$519,944,390.00Regulatory AUM · October 2026
- ZYNERGY RETIREMENT PLANNINGCRD 143861 · RED BANK, NJ$173,000,000.00Regulatory AUM · October 2026