Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 101
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
10,065 firms · Source months shown: September 2026
- WYNN CAPITAL LLCCRD 281291 · AUGUSTA, GA$320,162,279.00Regulatory AUM · September 2026
- WYNN CAPITAL MANAGEMENT, LLCCRD 119355 · SANTA CRUZ, CA$102,011,468.00Regulatory AUM · September 2026
- WYNNEFIELD CAPITAL, INC.CRD 157604 · NEW YORK, NY$184,517,667.00Regulatory AUM · September 2026
- WYNWOOD CAPITAL, LLCCRD 284493$138,663,211.00Regulatory AUM · September 2026
- WYZE WEALTH ADVISORS, LLCCRD 329413 · CANONSBURG, PA$264,521,124.00Regulatory AUM · September 2026
- X ADVISORS, LLCCRD 315838 · SANTA MARIA, CA$228,610,000.00Regulatory AUM · September 2026
- X CUBED CAPITAL MANAGEMENT LLCCRD 313966 · MINNEAPOLIS, MN$183,998,491.00Regulatory AUM · September 2026
- X-SQUARE CAPITAL, LLCCRD 167237 · GUAYNABO, PR$790,900,970.00Regulatory AUM · September 2026
- XA INVESTMENTS LLCCRD 284005 · CHICAGO, IL$865,643,706.00Regulatory AUM · September 2026
- XCEL WEALTH MANAGEMENT, LLCCRD 158863 · HOLLY HILL, FL$497,928,235.00Regulatory AUM · September 2026
- XCELSIOR ADVISOR PARTNERS LLCCRD 334779$650,658,720.00Regulatory AUM · September 2026
- XCEPTION ADVISORY SERVICES, LLCCRD 338122 · ATLANTA, GA$189,340,109.00Regulatory AUM · September 2026
- XEBEC ASSET MANAGEMENT, LLCCRD 305669 · DALLAS, TX$484,491,040.00Regulatory AUM · September 2026
- XENA FINANCIAL PLANNING, LLCCRD 333436 · PORTLAND, OR$104,461,476.00Regulatory AUM · September 2026
- XENDIA WEALTH LLCCRD 157973 · MIAMI, FL$475,256,096.00Regulatory AUM · September 2026
- XP ADVISORY US, INC.CRD 173779 · MIAMI, FL$792,319,508.00Regulatory AUM · September 2026
- XPS CAPITAL LLCCRD 311665 · ARLINGTON, VA$151,094,700.00Regulatory AUM · September 2026
- XPV MANAGEMENT LLCCRD 322445 · EL SEGUNDO, CA$193,567,208.00Regulatory AUM · September 2026
- XXEC INCCRD 108886 · TULSA, OK$137,477,365.00Regulatory AUM · September 2026
- XXI WEALTH, LLCCRD 330796 · CHICAGO, IL$531,547,477.00Regulatory AUM · September 2026
- YAHARA WEALTH MANAGEMENT LLCCRD 168325 · MADISON, WI$112,048,767.00Regulatory AUM · September 2026
- YAKIRA CAPITAL MANAGEMENT, INC.CRD 159398 · WESTPORT, CT$411,590,628.00Regulatory AUM · September 2026
- YANDELL INVESTMENTS, LLCCRD 332642 · ORLANDO, FL$170,997,923.00Regulatory AUM · September 2026
- YANNI & ASSOCIATES INVESTMENT ADVISORS, LLCCRD 142913 · WEXFORD, PA$172,650,000.00Regulatory AUM · September 2026
- YARDLEY WEALTH MANAGEMENT LLCCRD 134311 · YARDLEY, PA$231,589,312.00Regulatory AUM · September 2026
- YARGER WEALTH STRATEGIES, LLCCRD 310207 · WESTERVILLE, OH$529,689,928.00Regulatory AUM · September 2026
- YDFS, INC.CRD 128995$128,096,359.00Regulatory AUM · September 2026
- YELLOWSTONE CAPITAL PARTNERS US, LLCCRD 324681 · GAINESVILLE, FL$288,558,750.00Regulatory AUM · September 2026
- YIELDPOINT, L.P.CRD 311859 · NEW YORK, NY$206,193,107.00Regulatory AUM · September 2026
- YIHENG CAPITAL MANAGEMENT, L.P.CRD 163812 · SAN FRANCISCO, CA$675,770,000.00Regulatory AUM · September 2026
- YIM INVESTMENT MANAGEMENT, LLCCRD 136984 · HONOLULU, HI$307,843,396.00Regulatory AUM · September 2026
- YODER WEALTH MANAGEMENT, INC.CRD 291826 · WALNUT CREEK, CA$331,204,663.00Regulatory AUM · September 2026
- YOFFE INVESTMENT MANAGEMENT, LLCCRD 173454 · LEMOYNE, PA$174,894,091.00Regulatory AUM · September 2026
- YON DRAKE & ASSOCIATES INCCRD 111491 · COLUMBIA, SC$304,704,711.00Regulatory AUM · September 2026
- YORKTOWN MANAGEMENT AND RESEARCH CO INCCRD 105083 · FOREST, VA$677,085,322.00Regulatory AUM · September 2026
- YORKVILLE ADVISORS GLOBAL, LPCRD 165390 · MOUNTAINSIDE, NJ$900,035,313.00Regulatory AUM · September 2026
- YOSEMITE CAPITAL MANAGEMENT, LLCCRD 124298 · NEWPORT BEACH, CA$369,026,627.00Regulatory AUM · September 2026
- YOUR ADVOCATES, LTD., LLPCRD 138612 · HOUSTON, TX$448,131,083.00Regulatory AUM · September 2026
- YOUR IA, LLCCRD 338535 · ST. GEORGE, UT$106,633,240.00Regulatory AUM · September 2026
- YOUR PRIVATE CLIENT GROUP, INC.CRD 292621$236,702,434.00Regulatory AUM · September 2026
- YUKON WEALTH MANAGEMENT, INC.CRD 109413 · OVERLAND PARK, KS$467,386,041.00Regulatory AUM · September 2026
- YUNISTONE INVESTMENT GROUP, LLCCRD 149728 · CHICAGO, IL$119,502,522.00Regulatory AUM · September 2026
- Z3 CAPITAL PARTNERS, LLCCRD 336791 · RICHMOND, VA$466,781,953.00Regulatory AUM · September 2026
- ZANETTI FINANCIAL, LLCCRD 282089 · ALBUQUERQUE, NM$809,369,167.00Regulatory AUM · September 2026
- ZARVONA ENERGY LLCCRD 288820 · HOUSTON, TX$423,115,131.00Regulatory AUM · September 2026
- ZEGA INVESTMENTS, LLCCRD 330428 · PALM BEACH GARDENS, FL$614,016,453.00Regulatory AUM · September 2026
- ZEIT CAPITAL LLCCRD 150149$170,110,000.00Regulatory AUM · September 2026
- ZENITH ADVISORY GROUP, LLCCRD 321689 · THE VILLAGES, FL$115,437,420.00Regulatory AUM · September 2026
- ZENITH AMCRD 173046$963,634,859.00Regulatory AUM · September 2026
- ZENITH SOLUTIONS, INC.CRD 304732 · PHILADELPHIA, PA$150,966,524.00Regulatory AUM · September 2026
- ZEPHYR INVESTMENT MANAGEMENT, INC.CRD 166303 · WESTLAKE VILLAGE, CA$242,839,591.00Regulatory AUM · September 2026
- ZEPHYR MANAGEMENT, L.P.CRD 129683 · NEW YORK, NY$256,304,361.00Regulatory AUM · September 2026
- ZERMATT WEALTH PARTNERS LLCCRD 105736 · SAN DIEGO, CA$158,362,396.00Regulatory AUM · September 2026
- ZIDEL FINANCIAL, INC.CRD 135047 · BRECKENRIDGE, CO$159,649,118.00Regulatory AUM · September 2026
- ZIMMERMAN WEALTH MANAGEMENT, LLCCRD 127526 · EVANSTON, IL$472,435,223.00Regulatory AUM · September 2026
- ZIMMERMANN ALAN LCRD 106286$209,246,390.00Regulatory AUM · September 2026
- ZINNIA WEALTH ADVISORY, LLCCRD 295122 · OCALA, FL$168,819,527.00Regulatory AUM · September 2026
- ZIONS CAPITAL ADVISORS, INC.CRD 131308 · SALT LAKE CITY, UT$830,754,722.00Regulatory AUM · September 2026
- ZOCK ROBERT A & CO INCCRD 110480 · SUTTON, NH$175,076,230.00Regulatory AUM · September 2026
- ZOE FINANCIAL, INC.CRD 285158 · NEW YORK, NY$283,473,191.00Regulatory AUM · September 2026
- ZUCKERMAN CAPITAL MANAGEMENT, LLCCRD 148549 · LOS ANGELES, CA$123,492,879.00Regulatory AUM · September 2026
- ZULLO INVESTMENT GROUP, INC.CRD 311698 · SCRANTON, PA$422,967,973.00Regulatory AUM · September 2026
- ZUNA, LLCCRD 306113 · PORTLAND, OR$411,282,994.00Regulatory AUM · September 2026
- ZURAW FINANCIAL ADVISORS, LLCCRD 173129 · GREENSBORO, NC$519,944,390.00Regulatory AUM · September 2026
- ZYNERGY RETIREMENT PLANNINGCRD 143861 · RED BANK, NJ$173,000,000.00Regulatory AUM · September 2026