Investment adviser firms: $10 billion to under $50 billion in regulatory AUM · Page 8
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
943 firms · Source months shown: August 2026 and September 2026
- PRIME BUCHHOLZ LLCCRD 106455 · PORTSMOUTH, NH$14,067,230,102.00Regulatory AUM · September 2026
- PRIME CAPITAL INVESTMENT ADVISORS, LLCCRD 288712 · OVERLAND PARK, KS$39,139,607,871.00Regulatory AUM · September 2026
- PRIME FINANCE ADVISOR, L.P.CRD 159971 · SAN FRANCISCO, CA$22,224,814,751.00Regulatory AUM · September 2026
- $14,380,880,456.00Regulatory AUM · September 2026
- PRINCIPAL SECURITIES, INC.CRD 1137 · DES MOINES, IA$17,024,265,096.00Regulatory AUM · September 2026
- PRIVATE ADVISOR GROUP, LLCCRD 155216 · MORRISTOWN, NJ$44,327,930,714.00Regulatory AUM · September 2026
- PROSPERA FINANCIAL SERVICES, INC.CRD 10740 · DALLAS, TX$12,435,115,072.00Regulatory AUM · September 2026
- PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678 · PROVIDENCE, RI$24,119,177,044.00Regulatory AUM · September 2026
- PRUDENT MAN ADVISORS, LLCCRD 301973 · NAPERVILLE, IL$30,592,958,541.00Regulatory AUM · September 2026
- PRUDENTIAL SELECT STRATEGIES LLCCRD 286153 · NEWARK, NJ$22,783,563,023.00Regulatory AUM · September 2026
- PSG EQUITY L.L.C.CRD 295103 · BOSTON, MA$30,177,186,496.00Regulatory AUM · September 2026
- PT ASSET MANAGEMENT, LLCCRD 107619 · CHICAGO, IL$11,345,900,304.00Regulatory AUM · September 2026
- PUGH CAPITAL MANAGEMENT, INC.CRD 111765 · SEATTLE, WA$12,821,941,180.00Regulatory AUM · September 2026
- PURE FINANCIAL ADVISORS, LLCCRD 144316 · SAN DIEGO, CA$11,054,059,366.00Regulatory AUM · September 2026
- QEP ADVISERS, LLCCRD 174733 · HOUSTON, TX$28,772,157,615.00Regulatory AUM · September 2026
- QRG CAPITAL MANAGEMENT, INC.CRD 305277 · BERWYN, PA$11,407,143,461.00Regulatory AUM · September 2026
- QUADRATURE US INC.CRD 332328 · NEW YORK, NY$28,802,421,870.00Regulatory AUM · August 2026
- RA CAPITAL MANAGEMENT, LPCRD 160174 · BOSTON, MA$16,401,931,385.00Regulatory AUM · September 2026
- RAMIREZ ASSET MANAGEMENT, INC.CRD 110637 · NEW YORK, NY$12,269,846,700.00Regulatory AUM · September 2026
- RCP ADVISORS 2, LLCCRD 289963 · DALLAS, TX$18,206,802,931.00Regulatory AUM · September 2026
- READYSTATE ASSET MANAGEMENT LPCRD 317277 · CHICAGO, IL$10,255,413,976.00Regulatory AUM · September 2026
- REALTERM TRANSPORTATION LLCCRD 322689 · ANNAPOLIS, MD$10,868,413,000.00Regulatory AUM · September 2026
- RECORD CURRENCY MANAGEMENT (US) INCCRD 171338 · NEW YORK, NY$19,661,423,316.00Regulatory AUM · September 2026
- REDBIRD CAPITAL PARTNERS MANAGEMENT LLCCRD 168862 · NEW YORK, NY$14,007,766,494.00Regulatory AUM · September 2026
- REDDING RIDGE ASSET MANAGEMENT (UK) LLPCRD 284256$13,226,122,808.00Regulatory AUM · September 2026
- REDDING RIDGE ASSET MANAGEMENT LLCCRD 283058 · NEW YORK, NY$33,323,339,623.00Regulatory AUM · September 2026
- REDWOOD CAPITAL MANAGEMENT, LLCCRD 158243 · NEW YORK, NY$10,959,742,443.00Regulatory AUM · September 2026
- REGIONS INVESTMENT MANAGEMENT, INC.CRD 111715 · BIRMINGHAM, AL$20,139,489,452.00Regulatory AUM · September 2026
- RELATED FUND MANAGEMENT, LLCCRD 156543 · NEW YORK, NY$14,022,715,669.00Regulatory AUM · September 2026
- RESEARCH AFFILIATES, LLCCRD 120440 · NEWPORT BEACH, CA$27,844,764,168.00Regulatory AUM · September 2026
- REVERENCE CAPITAL PARTNERS, L.P.CRD 171471 · NEW YORK, NY$18,085,882,544.00Regulatory AUM · September 2026
- RIALTO CAPITAL MANAGEMENT, LLCCRD 159998 · MIAMI, FL$21,734,263,139.00Regulatory AUM · September 2026
- RIBBIT MANAGEMENT COMPANY, LLCCRD 165308 · PALO ALTO, CA$20,775,390,188.00Regulatory AUM · September 2026
- RIDGEMONT PARTNERS MANAGEMENT, LLCCRD 157421 · CHARLOTTE, NC$10,260,108,839.00Regulatory AUM · September 2026
- RIVERSIDE PARTNERS, LLCCRD 160523 · NEW YORK, NY$13,530,141,526.00Regulatory AUM · September 2026
- ROARK CAPITAL MANAGEMENT, LLCCRD 160368 · ATLANTA, GA$34,177,087,625.00Regulatory AUM · September 2026
- ROCK CREEK GROUP LLCCRD 125409 · WASHINGTON, DC$18,384,608,002.00Regulatory AUM · September 2026
- ROCKEFELLER & CO. LLCCRD 294197 · NEW YORK, NY$36,764,098,197.00Regulatory AUM · September 2026
- ROCKPOINT GROUP, L.L.C.CRD 156630 · BOSTON, MA$13,042,546,969.00Regulatory AUM · September 2026
- ROCKWOOD CAPITAL, LLCCRD 156663 · NEW YORK, NY$10,608,321,132.00Regulatory AUM · September 2026
- ROKOS CAPITAL MANAGEMENT (US) LPCRD 306046 · NEW YORK CITY, NY$20,195,507,416.00Regulatory AUM · September 2026
- $28,474,632,132.00Regulatory AUM · September 2026
- ROYALTY PHARMA MANAGER, LLCCRD 334982 · NEW YORK, NY$18,541,246,135.00Regulatory AUM · September 2026
- ROYALTY PHARMA SUB-MANAGER, LLCCRD 335070 · NEW YORK, NY$19,638,739,455.00Regulatory AUM · September 2026
- ROYCE & ASSOCIATES, LPCRD 107689 · NEW YORK, NY$12,408,363,508.00Regulatory AUM · September 2026
- RPA FINANCIAL, LLCCRD 294105 · SAN RAFAEL, CA$10,881,431,334.00Regulatory AUM · September 2026
- RREEF AMERICA L.L.C.CRD 109596 · CHICAGO, IL$34,340,065,747.00Regulatory AUM · September 2026
- RTW INVESTMENTS LPCRD 153232 · NEW YORK, NY$14,137,925,887.00Regulatory AUM · September 2026
- RUANE, CUNNIFF & GOLDFARB L.P.CRD 285971 · NEW YORK, NY$10,525,505,890.00Regulatory AUM · September 2026
- RUFFER LLPCRD 309733$24,868,231,931.00Regulatory AUM · September 2026
- RUSSELL INVESTMENTS CAPITAL, LLCCRD 37550 · SEATTLE, WA$35,029,180,603.00Regulatory AUM · September 2026
- RWA WEALTH PARTNERS, LLCCRD 156984 · BOSTON, MA$19,795,286,684.00Regulatory AUM · September 2026
- RWC ASSET MANAGEMENT LLPCRD 168656$17,317,221,085.00Regulatory AUM · September 2026
- SABA CAPITAL MANAGEMENT, L.P.CRD 154362 · NEW YORK, NY$18,303,991,573.00Regulatory AUM · September 2026
- SAGE ADVISORY SERVICES LTD COCRD 106236 · AUSTIN, TX$28,427,771,682.00Regulatory AUM · September 2026
- SALI FUND MANAGEMENT, LLCCRD 124235 · AUSTIN, TX$45,993,201,577.00Regulatory AUM · September 2026
- SANCTUARY ADVISORS, LLCCRD 226606 · MIAMI, FL$34,879,400,000.00Regulatory AUM · September 2026
- SANDS CAPITAL MANAGEMENT, LLCCRD 137610 · ARLINGTON, VA$44,304,791,445.00Regulatory AUM · September 2026
- SAPIENT CAPITAL LLCCRD 324899 · INDIANAPOLIS, IN$13,756,996,022.00Regulatory AUM · September 2026
- SAPPHIRE VENTURES, LPCRD 161558 · AUSTIN, TX$10,442,887,960.00Regulatory AUM · September 2026
- SAROFIM TRUST CO., LTACRD 106590 · HOUSTON, TX$12,959,991,253.00Regulatory AUM · September 2026
- SCGE MANAGEMENT, L.P.CRD 157402 · MENLO PARK, CA$10,395,355,198.00Regulatory AUM · September 2026
- $11,013,139,514.00Regulatory AUM · September 2026
- SCHRODERS CAPITAL MANAGEMENT (US) INC.CRD 145194 · NEW YORK, NY$34,585,641,082.00Regulatory AUM · September 2026
- SCOUT INVESTMENTS, INC.CRD 111787 · KANSAS CITY, MO$36,569,657,723.00Regulatory AUM · September 2026
- SCS CAPITAL MANAGEMENT LLCCRD 122258 · BOSTON, MA$48,650,197,284.00Regulatory AUM · September 2026
- SEARCHLIGHT CAPITAL PARTNERS, L.P.CRD 161958 · NEW YORK, NY$17,513,561,018.00Regulatory AUM · September 2026
- SECURIAN ASSET MANAGEMENT, INC.CRD 109905 · ST PAUL, MN$41,558,122,082.00Regulatory AUM · September 2026
- SEGALL BRYANT & HAMILL, LLCCRD 106505 · CHICAGO, IL$22,636,030,345.00Regulatory AUM · September 2026
- SELECT EQUITY GROUP, L.P.CRD 168496 · NEW YORK, NY$36,383,791,684.00Regulatory AUM · September 2026
- SENTINEL PENSION ADVISORS, LLCCRD 109901 · WAKEFIELD, MA$11,941,931,134.00Regulatory AUM · September 2026
- SEQUOIA FINANCIAL ADVISORS, L.L.C.CRD 117756 · AKRON, OH$32,243,580,060.00Regulatory AUM · September 2026
- SHENKMAN CAPITAL MANAGEMENT, INC.CRD 112192 · NEW YORK, NY$35,081,848,210.00Regulatory AUM · September 2026
- SHEPHERD KAPLAN KROCHUK, LLCCRD 127304 · BOSTON, MA$10,884,215,665.00Regulatory AUM · September 2026
- SHEPHERD KAPLAN LLCCRD 128244 · BOSTON, MA$10,157,050,719.00Regulatory AUM · September 2026
- SHUSTER ADVISORY GROUP, LLCCRD 170233 · PASADENA, CA$10,318,497,572.00Regulatory AUM · September 2026
- SIGNATURE ESTATE & INVESTMENT ADVISORS LLCCRD 108163 · LOS ANGELES, CA$22,537,603,576.00Regulatory AUM · September 2026
- SIGULER GUFF ADVISERS LLCCRD 106788 · NEW YORK, NY$18,255,440,803.00Regulatory AUM · September 2026
- SILCHESTER INTERNATIONAL INVESTORS LLPCRD 110987$38,573,305,082.00Regulatory AUM · September 2026
- SILVER CREEK ADVISORY PARTNERS LLCCRD 156667 · SEATTLE, WA$10,198,572,875.00Regulatory AUM · September 2026
- SILVER POINT CAPITAL, L.P.CRD 157738 · GREENWICH, CT$46,233,757,964.00Regulatory AUM · September 2026
- SILVERBAY CAPITAL MANAGEMENT LLCCRD 151259 · NEW YORK, NY$16,063,713,438.00Regulatory AUM · September 2026
- SILVERCREST ASSET MANAGEMENT GROUP LLCCRD 118333 · NEW YORK, NY$28,327,993,799.00Regulatory AUM · September 2026
- SIMPLIFY ASSET MANAGEMENT INC.CRD 309535 · LAS VEGAS, NV$14,051,519,652.00Regulatory AUM · September 2026
- SIT FIXED INCOME ADVISORS II, LLCCRD 108271 · MINNEAPOLIS, MN$14,970,369,050.00Regulatory AUM · September 2026
- SLATE PATH CAPITAL LPCRD 164751 · NEW YORK, NY$11,987,302,965.00Regulatory AUM · September 2026
- SMARTX ADVISORY SOLUTIONS LLCCRD 297680 · WEST PALM BEACH, FL$26,993,430,437.00Regulatory AUM · September 2026
- SMITH CAPITAL INVESTORS, LLCCRD 294402 · DENVER, CO$13,111,663,806.00Regulatory AUM · September 2026
- SOLTIS INVESTMENT ADVISORS, LLCCRD 154690 · ST. GEORGE, UT$12,036,590,400.00Regulatory AUM · September 2026
- SOMPO ASSET MANAGEMENT CO., LTD.CRD 286479$25,390,591,585.00Regulatory AUM · September 2026
- SONA ASSET MANAGEMENT (US) LLCCRD 291738 · NEW YORK, NY$33,488,793,242.00Regulatory AUM · September 2026
- SOROBAN CAPITAL PARTNERS LPCRD 157360 · NEW YORK, NY$15,674,328,237.00Regulatory AUM · September 2026
- SOUND POINT CAPITAL MANAGEMENT, LPCRD 157479 · NEW YORK, NY$36,980,461,403.00Regulatory AUM · September 2026
- SOUND POINT CLO C-MOA, LLCCRD 293256 · NEW YORK, NY$12,342,427,643.00Regulatory AUM · September 2026
- SOUND POINT LUNA LLCCRD 128132 · NEW YORK, NY$10,235,860,826.00Regulatory AUM · September 2026
- SPARX ASSET MANAGEMENT CO., LTD.CRD 134747$11,713,911,895.00Regulatory AUM · September 2026
- SPECTRUM ASSET MANAGEMENT, INC.CRD 300463 · STAMFORD, CT$18,296,351,612.00Regulatory AUM · September 2026
- SPROTT ASSET MANAGEMENT USA INC.CRD 139022 · DARIEN, CT$10,116,747,344.00Regulatory AUM · September 2026
- SPRUCEGROVE INVESTMENT MANAGEMENT LTDCRD 106355$11,534,579,739.00Regulatory AUM · September 2026
- SRS INVESTMENT MANAGEMENT, LLCCRD 157630 · NEW YORK, NY$13,916,878,584.00Regulatory AUM · September 2026