Investment adviser firms: $10 billion to under $50 billion in regulatory AUM · Page 7
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
943 firms · Source months shown: September 2026
- NEOS INVESTMENT MANAGEMENT, LLCCRD 321256 · WESTPORT, CT$21,687,087,055.00Regulatory AUM · September 2026
- NEPHILA ADVISORS LLCCRD 156905 · NASHVILLE, TN$12,876,891,944.00Regulatory AUM · September 2026
- NEPHILA CAPITAL LTD.CRD 132780$12,876,891,944.00Regulatory AUM · September 2026
- NEUBERGER BERMAN ASIA LIMITEDCRD 154286$11,014,612,193.00Regulatory AUM · September 2026
- NEUBERGER BERMAN CANADA ULCCRD 284803$12,393,087,315.00Regulatory AUM · September 2026
- NEUBERGER BERMAN SINGAPORE PTE. LIMITEDCRD 167947$29,291,807,085.00Regulatory AUM · September 2026
- NEW HOLLAND CAPITAL, LLCCRD 160211 · NEW YORK, NY$23,316,188,625.00Regulatory AUM · September 2026
- NEW MOUNTAIN CAPITAL, L.L.C.CRD 161394 · NEW YORK, NY$46,410,268,101.00Regulatory AUM · September 2026
- NEW MOUNTAIN FINANCE ADVISERS, L.L.C.CRD 155493 · NEW YORK, NY$11,228,245,111.00Regulatory AUM · September 2026
- NEWEDGE ADVISORS, LLCCRD 171351 · NEW ORLEANS, LA$43,214,714,138.00Regulatory AUM · September 2026
- NEWEDGE WEALTH, LLCCRD 307771 · STAMFORD, CT$19,926,358,801.00Regulatory AUM · September 2026
- NEWTON INVESTMENT MANAGEMENT LTDCRD 111208$42,388,859,396.00Regulatory AUM · September 2026
- NGP ENERGY CAPITAL MANAGEMENT, LLCCRD 160729 · DALLAS, TX$10,875,282,644.00Regulatory AUM · September 2026
- NICOLA WEALTH MANAGEMENT LTD.CRD 173201$11,042,694,801.00Regulatory AUM · September 2026
- NINETY ONE NORTH AMERICA, INC.CRD 167922 · NEW YORK, NY$41,472,217,678.00Regulatory AUM · September 2026
- NIOBRARA CAPITAL PARTNERS LPCRD 332070 · NEW YORK, NY$17,067,571,602.00Regulatory AUM · September 2026
- NLG CAPITAL LLCCRD 109396 · MONTPELIER, VT$46,546,821,614.00Regulatory AUM · September 2026
- NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INCCRD 110411 · NEW YORK, NY$37,557,642,327.00Regulatory AUM · September 2026
- NORTHCAPE CAPITAL PTY LTDCRD 332305$12,294,171,602.00Regulatory AUM · September 2026
- NORTHROCK PARTNERS, LLCCRD 167908 · MINNEAPOLIS, MN$12,185,185,517.00Regulatory AUM · September 2026
- NOVACAP MANAGEMENT INC.CRD 290100$13,171,477,720.00Regulatory AUM · September 2026
- NOVACAP MANAGEMENT US INC.CRD 327243$11,605,346,149.00Regulatory AUM · September 2026
- O'CONNOR ALTERNATIVE INVESTMENTS, LLCCRD 336332 · NEW YORK, NY$16,368,611,483.00Regulatory AUM · September 2026
- O'SHAUGHNESSY ASSET MANAGEMENT, LLCCRD 144594 · STAMFORD, CT$19,782,138,121.00Regulatory AUM · September 2026
- OAK HILL CAPITAL MANAGEMENT, LLCCRD 136656 · NEW YORK, NY$13,928,883,994.00Regulatory AUM · September 2026
- OAKTREE FUND ADVISORS, LLCCRD 290193 · LOS ANGELES, CA$14,102,172,484.00Regulatory AUM · September 2026
- OASIS CAPITAL PARTNERS (TEXAS) INC.CRD 171703 · AUSTIN, TX$12,395,878,460.00Regulatory AUM · September 2026
- OCTAGON CREDIT INVESTORS, LLCCRD 155336 · NEW YORK, NY$35,050,029,659.00Regulatory AUM · September 2026
- OCTOPUS RENEWABLES LTD.CRD 326704$11,796,721,901.00Regulatory AUM · September 2026
- OEP CAPITAL ADVISORS, L.P.CRD 173626 · NEW YORK, NY$15,731,527,353.00Regulatory AUM · September 2026
- OFFIT CAPITAL ADVISORS LLCCRD 144474 · NEW YORK, NY$20,603,877,707.00Regulatory AUM · September 2026
- OMERS INFRASTRUCTURE US LIMITEDCRD 170309 · NEW YORK, NY$17,829,243,528.00Regulatory AUM · September 2026
- ONE INVESTMENT MANAGEMENT US LLCCRD 323617 · NEW YORK, NY$10,084,914,979.00Regulatory AUM · September 2026
- ONE QUEEN CAPITAL INC.CRD 315926$15,897,415,644.00Regulatory AUM · September 2026
- ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.CRD 150522 · NEW YORK, NY$11,302,484,622.00Regulatory AUM · September 2026
- ONEAMERICA ASSET MANAGEMENT, LLCCRD 165929 · INDIANAPOLIS, IN$24,424,414,533.00Regulatory AUM · September 2026
- ONEX CREDIT PARTNERS, LLCCRD 138941 · ENGLEWOOD CLIFFS, NJ$30,137,809,845.00Regulatory AUM · September 2026
- ONEX PARTNERS MANAGER LPCRD 160923$22,473,000,000.00Regulatory AUM · September 2026
- OPENARC CORPORATE ADVISORY, LLCCRD 336837 · ATLANTA, GA$10,094,562,750.00Regulatory AUM · September 2026
- OPPENHEIMER & CO. INC.CRD 249 · NEW YORK, NY$36,710,705,748.00Regulatory AUM · September 2026
- OPPENHEIMER ASSET MANAGEMENT INC.CRD 105559 · NEW YORK, NY$21,327,096,828.00Regulatory AUM · September 2026
- ORBIMED ADVISORS LLCCRD 118608 · NEW YORK, NY$20,607,970,000.00Regulatory AUM · September 2026
- ORCHARD GLOBAL ASSET MANAGEMENT LLPCRD 287599$11,283,147,691.00Regulatory AUM · September 2026
- OSAIC ADVISORY SERVICES, LLCCRD 171070 · ATLANTA, GA$15,479,826,382.00Regulatory AUM · September 2026
- OTTAWA AVENUE PRIVATE CAPITAL, LLCCRD 282516 · GRAND RAPIDS, MI$22,946,378,989.00Regulatory AUM · September 2026
- OXFORD FINANCIAL GROUP, LTD. LLCCRD 105303 · CARMEL, IN$23,330,849,733.00Regulatory AUM · September 2026
- PAAMCO PRISMA, LLCCRD 108989 · NEWPORT BEACH, CA$14,451,096,438.00Regulatory AUM · September 2026
- PACER ADVISORS, INC.CRD 137381 · MALVERN, PA$41,843,740,164.00Regulatory AUM · September 2026
- PACIFIC CAPITAL PARTNERS LIMITEDCRD 305066$12,880,793,087.00Regulatory AUM · September 2026
- PACIFIC LIFE FUND ADVISORS LLCCRD 105169 · NEWPORT BEACH, CA$42,805,749,398.00Regulatory AUM · September 2026
- PACIFIC PRIVATE FUND ADVISORS LLCCRD 168830 · NEWPORT BEACH, CA$12,236,752,285.00Regulatory AUM · September 2026
- PACIFIC WAY CAPITAL MANAGEMENT, LLCCRD 334551 · NEW YORK, NY$33,566,528,692.00Regulatory AUM · September 2026
- PALMER SQUARE CAPITAL MANAGEMENT LLCCRD 155697 · MISSION WOODS, KS$25,590,582,955.00Regulatory AUM · September 2026
- PALOMA PARTNERS MANAGEMENT COMPANYCRD 138460 · GREENWICH, CT$30,288,572,376.00Regulatory AUM · September 2026
- PANAGORA ASSET MANAGEMENT INCCRD 105201 · BOSTON, MA$44,129,364,870.00Regulatory AUM · September 2026
- PARADIGM OPERATIONS LPCRD 299210 · SAN FRANCISCO, CA$11,869,698,738.00Regulatory AUM · September 2026
- PARALLEL ADVISORS, LLCCRD 140800 · SAN FRANCISCO, CA$10,307,545,581.00Regulatory AUM · September 2026
- PARK AVENUE SECURITIES LLCCRD 46173 · NEW YORK, NY$19,575,765,851.00Regulatory AUM · September 2026
- PARK SQUARE CAPITAL USA LPCRD 338573 · NEW YORK, NY$18,895,427,062.00Regulatory AUM · September 2026
- PARNASSUS INVESTMENTS, LLCCRD 316904 · SAN FRANCISCO, CA$41,094,551,521.00Regulatory AUM · September 2026
- PARTNERS ENTERPRISE CAPITAL LLCCRD 304667 · CHICAGO, IL$13,475,252,029.00Regulatory AUM · September 2026
- PARTNERS GROUP (USA) INC.CRD 145228 · NEW YORK, NY$29,119,490,972.00Regulatory AUM · September 2026
- PARVUS ASSET MANAGEMENT JERSEY LIMITEDCRD 174027$11,309,414,000.00Regulatory AUM · September 2026
- PATIENT SQUARE CAPITAL, LPCRD 312203 · MENLO PARK, CA$17,512,552,081.00Regulatory AUM · September 2026
- PCCP, LLCCRD 157505 · LOS ANGELES, CA$20,104,271,033.00Regulatory AUM · September 2026
- PCP MANAGERS, L.P.CRD 157398 · SAN FRANCISCO, CA$13,353,835,498.00Regulatory AUM · September 2026
- PDT PARTNERS, LLCCRD 163776 · NEW YORK, NY$19,177,662,795.00Regulatory AUM · September 2026
- PEAK XV PARTNERS OPERATIONS LLCCRD 305299$15,297,944,217.00Regulatory AUM · September 2026
- PEMBERTON CAPITAL ADVISORS LLPCRD 282621$25,063,074,176.00Regulatory AUM · September 2026
- PENN MUTUAL ASSET MANAGEMENT, LLCCRD 107518 · CONSHOHOCKEN, PA$42,286,743,213.00Regulatory AUM · September 2026
- PENNYMAC CAPITAL MANAGEMENT, LLCCRD 147101 · WESTLAKE VILLAGE, CA$21,346,882,000.00Regulatory AUM · September 2026
- PENSERRA CAPITAL MANAGEMENT LLCCRD 159042 · ORINDA, CA$17,500,000,000.00Regulatory AUM · September 2026
- PENTWATER CAPITAL MANAGEMENT LPCRD 156873 · NAPLES, FL$19,263,985,072.00Regulatory AUM · September 2026
- PERCEPTIVE ADVISORS LLC.CRD 154703 · NEW YORK, NY$11,765,315,630.00Regulatory AUM · September 2026
- PERIGON WEALTH MANAGEMENT, LLCCRD 131037 · SAN FRANCISCO, CA$11,294,013,832.00Regulatory AUM · September 2026
- PERSHING SQUARE CAPITAL MANAGEMENT, L.P.CRD 132982 · NEW YORK, NY$25,061,606,673.00Regulatory AUM · September 2026
- PFS INVESTMENTS INC.CRD 10111 · DULUTH, GA$15,536,099,534.00Regulatory AUM · September 2026
- PGIM LUXEMBOURG S.A.CRD 281562$18,626,276,683.00Regulatory AUM · September 2026
- PGIM PRIVATE PLACEMENT INVESTORS, L.P.CRD 106442 · NEWARK, NJ$24,444,402,198.00Regulatory AUM · September 2026
- PHARO MANAGEMENT, INC.CRD 141216 · NEW YORK, NY$14,616,287,000.00Regulatory AUM · September 2026
- PICTET ASSET MANAGEMENT LIMITEDCRD 105205$24,402,650,973.00Regulatory AUM · September 2026
- PINE RIDGE ADVISERS LLCCRD 296362 · NEW YORK, NY$14,416,008,054.00Regulatory AUM · September 2026
- PINE RIVER CAPITAL MANAGEMENT L.P.CRD 133720 · MINNETONKA, MN$46,868,139,376.00Regulatory AUM · September 2026
- PINEGROVE VENTURE PARTNERS, LLCCRD 326747 · MENLO PARK, CA$13,717,473,648.00Regulatory AUM · September 2026
- PINNACLE ASSOCIATES, LTD.CRD 110631 · NEW YORK, NY$10,386,022,125.00Regulatory AUM · September 2026
- PLANCORP, LLCCRD 106599 · SAINT LOUIS, MO$10,634,525,882.00Regulatory AUM · September 2026
- PLANMEMBER SECURITIES CORPORATIONCRD 11869 · CARPINTERIA, CA$10,120,552,229.00Regulatory AUM · September 2026
- PLANTE MORAN FINANCIAL ADVISORS, LLCCRD 112158 · SOUTHFIELD, MI$25,117,897,108.00Regulatory AUM · September 2026
- PLATINUM EQUITY ADVISORS, LLCCRD 161491 · BEVERLY HILLS, CA$47,724,299,453.00Regulatory AUM · September 2026
- PNC WEALTH MANAGEMENTCRD 129052 · PITTSBURGH, PA$30,273,072,662.00Regulatory AUM · September 2026
- POINTSTATE CAPITAL LPCRD 161110 · NEW YORK, NY$11,975,930,864.00Regulatory AUM · September 2026
- POLAR ASSET MANAGEMENT PARTNERS INC.CRD 162681$37,859,218,497.00Regulatory AUM · September 2026
- POLAR CAPITAL LLPCRD 136133$43,257,044,094.00Regulatory AUM · September 2026
- POLEN CAPITAL MANAGEMENT, LLCCRD 106093 · BOCA RATON, FL$24,061,099,864.00Regulatory AUM · September 2026
- POMONA MANAGEMENT LLCCRD 148269 · NEW YORK, NY$15,156,456,911.00Regulatory AUM · September 2026
- PORTFOLIO ADVISORS LLCCRD 105981 · DARIEN, CT$47,842,535,266.00Regulatory AUM · September 2026
- POST ADVISORY GROUP, LLCCRD 108860 · LOS ANGELES, CA$13,033,125,944.00Regulatory AUM · September 2026
- PRECISION FIDUCIARY PARTNERS, LLCCRD 149694 · AUSTIN, TX$24,079,375,901.00Regulatory AUM · September 2026
- PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCCRD 171026 · NEW YORK, NY$28,190,774,024.00Regulatory AUM · September 2026
- PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCCRD 304443 · NEW YORK, NY$25,706,397,102.00Regulatory AUM · September 2026