EXPLORE THE DIRECTORY

Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 5

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

4,032 firms · Source months shown: August 2026

AVENIR MANAGEMENT COMPANY, LLCCRD 288045 · NEW YORK, NY
$2,794,813,482.00Regulatory AUM · August 2026
AVENTAIL CAPITAL GROUP, LPCRD 306333 · NEW YORK, NY
$2,551,738,205.00Regulatory AUM · August 2026
AVENUE ASIA CAPITAL MANAGEMENT, L.P.CRD 113246 · NEW YORK CITY, NY
$1,894,027,386.00Regulatory AUM · August 2026
AVENUE CAPITAL MANAGEMENT II, L.P.CRD 111845 · NEW YORK, NY
$4,973,514,377.00Regulatory AUM · August 2026
AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.CRD 131937 · NEW YORK, NY
$3,912,426,861.00Regulatory AUM · August 2026
AVESI PARTNERS LLCCRD 314570 · STAMFORD, CT
$3,154,091,801.00Regulatory AUM · August 2026
AVESTAR CAPITAL, LLCCRD 287525 · NEW YORK, NY
$2,066,742,787.00Regulatory AUM · August 2026
AVIANCE CAPITAL PARTNERS LLCCRD 146597 · NAPLES, FL
$1,125,638,667.00Regulatory AUM · August 2026
AVIDIAN WEALTH ENTERPRISES, LLCCRD 127186 · HOUSTON, TX
$4,764,235,121.00Regulatory AUM · August 2026
AVIDITY PARTNERS MANAGEMENT LPCRD 304628 · DALLAS, TX
$1,059,191,006.00Regulatory AUM · August 2026
AVIOR WEALTH MANAGEMENT, LLCCRD 148674 · OMAHA, NE
$6,464,235,428.00Regulatory AUM · August 2026
AVISTA CAPITAL HOLDINGS, L.P.CRD 160750 · NEW YORK, NY
$6,658,417,345.00Regulatory AUM · August 2026
AVITY INVESTMENT MANAGEMENT INC.CRD 104623 · GREENWICH, CT
$2,027,216,229.00Regulatory AUM · August 2026
AVIVA INVESTORS CANADA INC.CRD 333457
$9,154,129,413.00Regulatory AUM · August 2026
AWM CAPITAL, LLCCRD 287980 · PHOENIX, AZ
$1,487,239,767.00Regulatory AUM · August 2026
AWM INVESTMENT COMPANY INCCRD 110346 · NEW YORK, NY
$1,316,522,778.00Regulatory AUM · August 2026
AXAR CAPITAL MANAGEMENT LPCRD 217520 · NEW YORK, NY
$3,598,944,023.00Regulatory AUM · August 2026
AXIA ADVISORY, LLCCRD 107571 · INDIANAPOLIS, IN
$1,878,872,773.00Regulatory AUM · August 2026
AXIOM ALTERNATIVE INVESTMENTS SARLCRD 282155
$4,730,882,922.00Regulatory AUM · August 2026
AXIUM INFRASTRUCTURE INC.CRD 286454
$9,277,457,173.00Regulatory AUM · August 2026
AXIUM INFRASTRUCTURE US INC.CRD 168164 · NEW YORK, NY
$5,830,375,009.00Regulatory AUM · August 2026
AXONIC CAPITAL LLCCRD 159518 · NEW YORK, NY
$9,957,942,275.00Regulatory AUM · August 2026
AXS INVESTMENTS LLCCRD 305714 · PORT CHESTER, NY
$3,020,930,000.00Regulatory AUM · August 2026
AXXCESS WEALTH MANAGEMENT, LLCCRD 164081 · CARLSBAD, CA
$8,878,796,013.00Regulatory AUM · August 2026
AZIMUT INVESTMENT ADVISORS LLCCRD 134626 · MIAMI, FL
$1,002,696,146.00Regulatory AUM · August 2026
AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLCCRD 319062 · BLOOMFIELD HILLS, MI
$3,991,029,159.00Regulatory AUM · August 2026
AZORA CAPITAL LPCRD 287621 · MIAMI, FL
$2,502,505,000.00Regulatory AUM · August 2026
AZZAD ASSET MANAGEMENT, INC.CRD 111291 · FALLS CHURCH, VA
$1,837,193,925.00Regulatory AUM · August 2026
B. RILEY WEALTH ADVISORS, INC.CRD 115927 · MEMPHIS, TN
$4,211,631,082.00Regulatory AUM · August 2026
B.O.S.S. RETIREMENT ADVISORS, LLCCRD 171143 · LEHI, UT
$1,382,665,452.00Regulatory AUM · August 2026
BADGLEY PHELPS WEALTH MANAGERS, LLCCRD 315440 · SEATTLE, WA
$7,280,763,257.00Regulatory AUM · August 2026
BAILARD, INC.CRD 110550 · FOSTER CITY, CA
$7,560,902,564.00Regulatory AUM · August 2026
BAILLIE GIFFORD INTERNATIONAL LLCCRD 305849 · NEW YORK, NY
$1,810,836,153.00Regulatory AUM · August 2026
BAIN CAPITAL INSURANCE SOLUTIONS, LPCRD 305575 · BOSTON, MA
$5,393,224,591.00Regulatory AUM · August 2026
BAIN CAPITAL PARTNERSHIP STRATEGIES, LPCRD 297457 · BOSTON, MA
$1,652,170,000.00Regulatory AUM · August 2026
BAIN CAPITAL REAL ESTATE, LPCRD 291809 · BOSTON, MA
$9,995,431,000.00Regulatory AUM · August 2026
BAIN CAPITAL VENTURES, LPCRD 145652 · BOSTON, MA
$9,837,931,000.00Regulatory AUM · August 2026
BAINBRIDGE PARTNERS LLPCRD 325681
$1,037,733,535.00Regulatory AUM · August 2026
BAKER AVENUE ASSET MANAGEMENT, LPCRD 132657 · SAN FRANCISCO, CA
$5,086,036,641.00Regulatory AUM · August 2026
BAKER ELLIS ASSET MANAGEMENT LLCCRD 121802 · VANCOUVER, WA
$1,047,120,232.00Regulatory AUM · August 2026
BAKER TILLY WEALTH MANAGEMENT, LLCCRD 167811 · MADISON, WI
$4,601,242,128.00Regulatory AUM · August 2026
BALANCE POINT CAPITAL ADVISORS, LLCCRD 264789 · WESTPORT, CT
$2,442,083,777.00Regulatory AUM · August 2026
BALBEC CAPITAL MANAGEMENT LPCRD 284363 · SCOTTSDALE, AZ
$7,986,194,775.00Regulatory AUM · August 2026
BALBOA WEALTH PARTNERS, INC.CRD 282329 · SCOTTSDALE, AZ
$1,070,330,403.00Regulatory AUM · August 2026
BALDWIN INVESTMENT MANAGEMENT, LLCCRD 108922 · WEST CONSHOHOCKEN, PA
$1,295,038,694.00Regulatory AUM · August 2026
BALDWIN WEALTH PARTNERS, LLCCRD 105343 · MARION, MA
$2,334,719,354.00Regulatory AUM · August 2026
BALEFIRE, LLCCRD 168733 · DALLAS, TX
$1,988,796,480.00Regulatory AUM · August 2026
BALENTINE LLCCRD 152511 · ATLANTA, GA
$5,542,491,404.00Regulatory AUM · August 2026
BALLEW ADVISORS INCCRD 110522 · JACKSON, MS
$1,296,126,408.00Regulatory AUM · August 2026
BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.CRD 159388 · COLUMBIA, MD
$2,985,578,005.00Regulatory AUM · August 2026
BANK OF HAWAIICRD 112324 · HONOLULU, HI
$1,254,981,000.00Regulatory AUM · August 2026
BANKERS LIFE ADVISORY SERVICES, INC.CRD 281285 · CHICAGO, IL
$2,487,262,961.00Regulatory AUM · August 2026
BANNEKER PARTNERS LLCCRD 296624 · SAN FRANCISCO, CA
$3,364,852,656.00Regulatory AUM · August 2026
BANNER OAK CAPITAL PARTNERS, LPCRD 284367 · DALLAS, TX
$4,459,266,422.00Regulatory AUM · August 2026
BANSK GROUP LLCCRD 312320 · NEW YORK, NY
$5,475,543,897.00Regulatory AUM · August 2026
BANYAN TREE ASSET MANAGEMENT, LLCCRD 168384 · TORRANCE, CA
$1,032,525,505.00Regulatory AUM · August 2026
BARLOW WEALTH PARTNERS, LLCCRD 325308 · LOUISVILLE, KY
$1,351,891,275.00Regulatory AUM · August 2026
BARNES PETTEY FINANCIAL ADVISORS, LLCCRD 142944 · CLARKSDALE, MS
$1,310,474,780.00Regulatory AUM · August 2026
BARON SILVER STEVENS FINANCIAL ADVISORS, LLCCRD 126767 · BOCA RATON, FL
$1,196,925,310.00Regulatory AUM · August 2026
BARWICK & PARTNERS, INC.CRD 174336
$2,769,760,744.00Regulatory AUM · August 2026
BASALT INFRASTRUCTURE PARTNERS LLCCRD 162276 · NEW YORK, NY
$9,616,846,873.00Regulatory AUM · August 2026
BASALT INFRASTRUCTURE PARTNERS LLPCRD 161881
$9,616,846,873.00Regulatory AUM · August 2026
BASECAMP WEALTH ADVISORS, LLCCRD 334018 · BELLEVUE, WA
$1,076,551,129.00Regulatory AUM · August 2026
BASELINE WEALTH MANAGEMENT LTD.CRD 155526
$1,083,389,424.00Regulatory AUM · August 2026
BASEPOINT ADVISORS LLCCRD 316715 · NEW YORK, NY
$3,272,153,935.00Regulatory AUM · August 2026
BASIS MANAGEMENT GROUP LLCCRD 282518 · NEW YORK, NY
$2,074,000,000.00Regulatory AUM · August 2026
BASS AND BELL, INC.CRD 300557 · LITTLE ROCK, AR
$1,024,897,615.00Regulatory AUM · August 2026
BASSO CAPITAL MANAGEMENT, L.P.CRD 132311 · STAMFORD, CT
$2,558,086,914.00Regulatory AUM · August 2026
BASSWOOD CAPITAL MANAGEMENT, L.L.C.CRD 138032 · NEW YORK, NY
$2,827,097,469.00Regulatory AUM · August 2026
BATTERY GLOBAL ADVISORS, LLCCRD 158508 · BOSTON, MA
$8,374,300,000.00Regulatory AUM · August 2026
BAXTER BROTHERS INC.CRD 106548 · RIVERSIDE, CT
$1,165,631,297.00Regulatory AUM · August 2026
BAXTER CAPITAL MANAGEMENT INCCRD 105123 · INDIANAPOLIS, IN
$4,194,166,296.00Regulatory AUM · August 2026
BAY COLONY ADVISORY GROUP, INC.CRD 152583 · CONCORD, MA
$1,434,891,449.00Regulatory AUM · August 2026
BAY POINT ADVISORS, LLCCRD 286050 · ATLANTA, GA
$1,034,023,470.00Regulatory AUM · August 2026
BAYOU CITY ENERGY MANAGEMENT LLCCRD 283269 · HOUSTON, TX
$1,047,155,162.00Regulatory AUM · August 2026
BAYPINE HOLDINGS LPCRD 311154 · BOSTON, MA
$5,097,819,598.00Regulatory AUM · August 2026
BBAM US LPCRD 175441 · DALLAS, TX
$4,752,906,142.00Regulatory AUM · August 2026
BBVA GLOBAL WEALTH ADVISORS, INC.CRD 327326 · MIAMI, FL
$1,364,604,282.00Regulatory AUM · August 2026
BC ADVISORS, LLCCRD 142982 · MT. LAUREL, NJ
$4,734,892,180.00Regulatory AUM · August 2026
BC PARTNERS ADVISORS L.P.CRD 288495 · NEW YORK, NY
$6,688,932,729.00Regulatory AUM · August 2026
BCPC ADVISORS, LPCRD 327851 · BOSTON, MA
$1,739,531,991.00Regulatory AUM · August 2026
BCSF ADVISORS, LPCRD 282092 · BOSTON, MA
$3,647,381,756.00Regulatory AUM · August 2026
BDT & MSD BDC MANAGEMENT, LLCCRD 330624 · NEW YORK, NY
$7,179,805,960.00Regulatory AUM · August 2026
BEACON CAPITAL MANAGEMENT, INC.CRD 120641 · DAYTON, OH
$4,258,083,129.00Regulatory AUM · August 2026
BEACON CAPITAL MANAGEMENT, LLCCRD 156228 · FRANKLIN, TN
$1,269,503,035.00Regulatory AUM · August 2026
BEACON CAPITAL PARTNERS, LLCCRD 158137 · BOSTON, MA
$1,298,485,910.00Regulatory AUM · August 2026
BEACON INVESTMENT ADVISORY SERVICES, INC.CRD 226547 · MORRISTOWN, NJ
$4,442,205,744.00Regulatory AUM · August 2026
BEACON RETIREMENT PLANNING SERVICES INC.CRD 110038 · DALLAS, TX
$1,304,179,817.00Regulatory AUM · August 2026
BEAIRD HARRIS WEALTH MANAGEMENT, LLCCRD 107238 · DALLAS, TX
$2,272,278,072.00Regulatory AUM · August 2026
BEAM WEALTH ADVISORS, INC.CRD 109867 · COVINGTON, LA
$1,600,547,274.00Regulatory AUM · August 2026
BEAR CREEK ASSET MANAGEMENT, LLCCRD 137677 · DENVER, CO
$5,188,928,260.00Regulatory AUM · August 2026
BEARING POINT CAPITAL, LLCCRD 332023 · RICHFIELD, MN
$1,111,491,574.00Regulatory AUM · August 2026
BEAUMONT FINANCIAL ADVISORS, LLCCRD 322925 · NEEDHAM, MA
$3,758,573,501.00Regulatory AUM · August 2026
BECK, MACK & OLIVER LLCCRD 105466 · NEW YORK, NY
$6,180,820,812.00Regulatory AUM · August 2026
BECKER CAPITAL MANAGEMENT INCCRD 110489 · PORTLAND, OR
$5,725,237,630.00Regulatory AUM · August 2026
BEDEL FINANCIAL CONSULTING INCCRD 105653 · INDIANAPOLIS, IN
$2,919,792,188.00Regulatory AUM · August 2026
BEDFORD RIDGE CAPITAL LPCRD 310102 · NEW YORK, NY
$2,606,117,249.00Regulatory AUM · August 2026
BEECKEN PETTY O'KEEFE & COMPANY, LLCCRD 157573 · CHICAGO, IL
$1,896,160,909.00Regulatory AUM · August 2026
BEEKMAN INVESTMENT ADVISORS, LLCCRD 163519 · NEW YORK, NY
$1,060,544,602.00Regulatory AUM · August 2026
BEESE, FULMER INVESTMENT MANAGEMENT, INC.CRD 109882 · CANTON, OH
$2,057,349,812.00Regulatory AUM · August 2026