Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 4
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- ARGENT ADVISORS, INC.CRD 112028 · RUSTON, LA$1,713,265,623.00Regulatory AUM · August 2026
- ARGENT CAPITAL MANAGEMENT LLCCRD 107930 · CLAYTON, MO$3,987,501,445.00Regulatory AUM · August 2026
- ARGENTIC INVESTMENT MANAGEMENT LLCCRD 289502 · NEW YORK, NY$1,811,100,000.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE PARTNERS LPCRD 171246 · NEW YORK, NY$7,065,020,150.00Regulatory AUM · August 2026
- ARGONAUT PRIVATE CAPITAL, LPCRD 283878 · TULSA, OK$3,007,976,621.00Regulatory AUM · August 2026
- ARGONNE CAPITAL GROUP, LLCCRD 291254 · ATLANTA, GA$1,680,310,396.00Regulatory AUM · August 2026
- ARGOS CAPITAL PARTNERS, LLCCRD 116165 · ST. LOUIS, MO$2,613,170,190.00Regulatory AUM · August 2026
- ARGOS WEALTH ADVISORS LLCCRD 144481$1,038,974,470.00Regulatory AUM · August 2026
- ARGOSY CAPITAL GROUP, LLCCRD 160212 · WAYNE, PA$3,725,970,530.00Regulatory AUM · August 2026
- ARIEL ALTERNATIVES, LLCCRD 314178 · CHICAGO, IL$1,510,990,112.00Regulatory AUM · August 2026
- ARIS INVESTING LLCCRD 325320 · GLENVIEW, IL$3,313,938,316.00Regulatory AUM · August 2026
- ARIS MANAGEMENT, LLCCRD 317315 · NEW YORK, NY$2,081,151,639.00Regulatory AUM · August 2026
- ARISTA WEALTH MANAGEMENT, LLCCRD 141504 · LAS VEGAS, NV$1,201,806,676.00Regulatory AUM · August 2026
- ARISTOTLE ATLANTIC PARTNERS, LLCCRD 285721 · SARASOTA, FL$2,222,137,002.00Regulatory AUM · August 2026
- ARISTOTLE CAPITAL BOSTON, LLCCRD 173198 · BOSTON, MA$1,831,250,587.00Regulatory AUM · August 2026
- ARKADIOS WEALTH ADVISORS LLCCRD 288863 · ATLANTA, GA$8,789,840,262.00Regulatory AUM · August 2026
- ARKOS GLOBAL ADVISORS, LLCCRD 287466 · HOUSTON, TX$1,154,934,615.00Regulatory AUM · August 2026
- ARLINGTON FINANCIAL ADVISORS, LLCCRD 283288 · SANTA BARBARA, CA$1,237,000,000.00Regulatory AUM · August 2026
- ARLINGTON PARTNERS LLCCRD 109335 · BIRMINGHAM, AL$2,311,652,119.00Regulatory AUM · August 2026
- ARLON ADVISOR LLCCRD 160635 · NEW YORK, NY$1,176,714,706.00Regulatory AUM · August 2026
- ARMBRUSTER CAPITAL MANAGEMENT, INC.CRD 151590 · PITTSFORD, NY$1,055,065,472.00Regulatory AUM · August 2026
- ARMISTICE CAPITAL LLCCRD 168978 · NEW YORK, NY$4,724,705,592.00Regulatory AUM · August 2026
- ARMSTRONG ADVISORY GROUP INC.CRD 318662 · NEEDHAM, MA$1,668,179,022.00Regulatory AUM · August 2026
- ARMSTRONG, FLEMING & MOORE, INC.CRD 107347 · WASHINGTON, DC$1,272,666,171.00Regulatory AUM · August 2026
- ARNHOLD LLCCRD 290117 · NEW YORK, NY$6,442,592,196.00Regulatory AUM · August 2026
- AROHI ASSET MANAGEMENT PTE LTD.CRD 160798$1,052,171,894.00Regulatory AUM · August 2026
- ARQ WEALTH ADVISORS, LLCCRD 147351 · SCOTTSDALE, AZ$1,109,267,076.00Regulatory AUM · August 2026
- ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLCCRD 292038 · MIAMI, FL$1,407,546,010.00Regulatory AUM · August 2026
- ARROYO ENERGY INVESTMENT PARTNERS LLCCRD 173735 · SPRING, TX$2,277,670,792.00Regulatory AUM · August 2026
- ARS INVESTMENT PARTNERS, LLCCRD 5845 · NEW YORK, NY$2,705,726,063.00Regulatory AUM · August 2026
- ARS WEALTH ADVISORS GROUP, LLCCRD 314882 · ST. PETERSBURG, FL$1,641,226,278.00Regulatory AUM · August 2026
- ARSENAL CAPITAL MANAGEMENT LPCRD 156896 · NEW YORK, NY$9,715,621,888.00Regulatory AUM · August 2026
- ARTEMIS WEALTH ADVISORS, LLCCRD 150810 · PORT WASHINGTON, NY$1,914,524,485.00Regulatory AUM · August 2026
- ARTHUR M. COHEN & ASSOCIATES LLCCRD 105894 · NORTHBROOK, IL$1,111,514,757.00Regulatory AUM · August 2026
- ARTHUR VENTURES MANAGEMENT 2, LLCCRD 326592 · MINNEAPOLIS, MN$2,564,652,508.00Regulatory AUM · August 2026
- ARVEST INVESTMENTS, INC.CRD 42057 · LOWELL, AR$3,439,741,668.00Regulatory AUM · August 2026
- ASA MANAGED ACCOUNT MANAGERS LLCCRD 162855 · MINNEAPOLIS, MN$1,115,661,000.00Regulatory AUM · August 2026
- ASANA PARTNERS, LPCRD 284477 · CHARLOTTE, NC$8,352,269,105.00Regulatory AUM · August 2026
- ASCEND CAPITAL PARTNERS MANAGER, L.P.CRD 310515 · NEW YORK, NY$2,176,274,072.00Regulatory AUM · August 2026
- ASCENDANT CAPITAL PARTNERS LPCRD 306257 · LOS ANGELES, CA$1,947,996,283.00Regulatory AUM · August 2026
- ASCENT WEALTH PARTNERS, LLCCRD 158898 · NEW HARTFORD, NY$1,518,044,632.00Regulatory AUM · August 2026
- ASCENTIS INDEPENDENT ADVISORS, LLCCRD 322879 · DALLAS, TX$2,094,861,769.00Regulatory AUM · August 2026
- ASHE CAPITAL MANAGEMENT, LPCRD 169616 · ENGLEWOOD CLIFFS, NJ$1,038,689,554.00Regulatory AUM · August 2026
- ASHMORE INVESTMENT ADVISORS LIMITEDCRD 170303$1,940,633,902.00Regulatory AUM · August 2026
- ASHOKA WHITEOAK CAPITAL PTE. LTD.CRD 299712$5,378,766,540.00Regulatory AUM · August 2026
- ASHTON THOMAS PRIVATE WEALTH, LLCCRD 153902 · SCOTTSDALE, AZ$6,009,474,500.00Regulatory AUM · August 2026
- ASHTON THOMAS SECURITIES, LLCCRD 16629 · ROCHESTER, NY$1,859,651,619.00Regulatory AUM · August 2026
- ASPECT CAPITAL LIMITEDCRD 127600$2,555,627,814.00Regulatory AUM · August 2026
- ASPEN CAPITAL MANAGEMENTCRD 119050 · BOISE, ID$1,338,285,275.00Regulatory AUM · August 2026
- ASPEN GROVE CAPITAL, LLCCRD 158166 · AVON, CO$6,669,946,419.00Regulatory AUM · August 2026
- ASPIRE CAPITAL ADVISORS LLCCRD 298366 · SEATTLE, WA$1,234,192,870.00Regulatory AUM · August 2026
- ASPIRE GROWTH PARTNERS LLCCRD 312063$1,187,187,496.00Regulatory AUM · August 2026
- ASSET ADVISORS INVESTMENT MANAGEMENT, LLCCRD 297305 · AUGUSTA, GA$1,399,036,377.00Regulatory AUM · August 2026
- ASSET ALLOCATION STRATEGIES, LLCCRD 152339 · FARMINGTON, MI$1,019,375,000.00Regulatory AUM · August 2026
- ASSET CONSULTING GROUP, LLCCRD 107574 · CLAYTON, MO$1,096,094,630.00Regulatory AUM · August 2026
- ASSET DEDICATION, LLCCRD 151988 · SAN FRANCISCO, CA$2,932,920,407.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ONE USA INC.CRD 108982 · NEW YORK, NY$2,895,930,826.00Regulatory AUM · August 2026
- ASSET RISK CONSULTANTS (UK) LIMITEDCRD 292916$1,367,009,016.00Regulatory AUM · August 2026
- ASSET STRATEGY CONSULTANTS LLCCRD 110800 · HUNT VALLEY, MD$5,157,339,356.00Regulatory AUM · August 2026
- ASSET VALUE INVESTORS LIMITEDCRD 137779$2,280,784,820.00Regulatory AUM · August 2026
- ASSOCIATED INVESTMENT SERVICES, INC.CRD 1464 · GREEN BAY, WI$1,169,239,099.00Regulatory AUM · August 2026
- ASSOCIATION FINANCIAL SERVICES INC.CRD 142205 · SALT LAKE CITY, UT$1,265,596,116.00Regulatory AUM · August 2026
- ASSURED HEALTHCARE PARTNERS LLCCRD 311479 · NEW YORK, NY$1,736,209,546.00Regulatory AUM · August 2026
- ASSUREDPARTNERS INVESTMENT ADVISORS, LLCCRD 309550 · TAMPA, FL$3,878,842,674.00Regulatory AUM · August 2026
- ASTARIS CAPITAL MANAGEMENT LLPCRD 160262$1,025,972,004.00Regulatory AUM · August 2026
- ASTATINE ASSET MANAGEMENT LLCCRD 311095 · GREENWICH, CT$1,150,142,340.00Regulatory AUM · August 2026
- ASTIGNES CAPITAL ASIA PTE. LTD.CRD 152719$1,405,328,490.00Regulatory AUM · August 2026
- ATAIROS MANAGEMENT, L.P.CRD 281947 · BRYN MAWR, PA$6,786,236,000.00Regulatory AUM · August 2026
- ATALAN CAPITAL PARTNERS, LPCRD 226714 · NEW YORK, NY$3,290,074,714.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF CAPITAL, LLCCRD 104880 · NEW YORK, NY$4,978,616,000.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF MANAGEMENT, LLCCRD 11085 · NEW YORK, NY$3,913,898,000.00Regulatory AUM · August 2026
- ATEGENOS CAPITAL, LLCCRD 326708 · BERWYN, PA$1,069,384,895.00Regulatory AUM · August 2026
- ATERIAN INVESTMENT MANAGEMENT, LPCRD 169302 · NEW YORK, NY$1,667,827,681.00Regulatory AUM · August 2026
- ATHYRIUM CAPITAL MANAGEMENT LPCRD 161528 · NEW YORK, NY$2,510,753,000.00Regulatory AUM · August 2026
- ATL ADVISOR LPCRD 173866 · NEW YORK, NY$1,573,446,000.00Regulatory AUM · August 2026
- ATLANTIC CAPITAL STRATEGIES, INC.CRD 146725$2,567,743,000.00Regulatory AUM · August 2026
- ATLANTIC STREET CAPITAL MANAGEMENT, LLCCRD 161107 · GREENWICH, CT$1,611,322,523.00Regulatory AUM · August 2026
- ATLAS CAPITAL ADVISORS INC.CRD 127036 · SAN FRANCISCO, CA$1,148,644,385.00Regulatory AUM · August 2026
- ATLAS INFRASTRUCTURE PARTNERS (UK) LTDCRD 288560$1,882,988,257.00Regulatory AUM · August 2026
- ATOM INVESTORS LPCRD 296819 · AUSTIN, TX$6,826,854,559.00Regulatory AUM · August 2026
- ATREIDES MANAGEMENT, LPCRD 301152 · BOSTON, MA$8,943,718,846.00Regulatory AUM · August 2026
- ATTUCKS ASSET MANAGEMENT, LLCCRD 118891 · CHICAGO, IL$3,859,952,013.00Regulatory AUM · August 2026
- ATW PARTNERS LLCCRD 283146 · NEW YORK, NY$1,150,412,098.00Regulatory AUM · August 2026
- ATWOOD & PALMER, INC.CRD 104995 · KANSAS CITY, MO$2,037,056,697.00Regulatory AUM · August 2026
- AUBREY CAPITAL MANAGEMENT LIMITEDCRD 285802$1,151,975,088.00Regulatory AUM · August 2026
- AUDAX PDB MANAGEMENT COMPANY, LLCCRD 333812 · NEW YORK, NY$1,174,175,760.00Regulatory AUM · August 2026
- AUREUS ASSET MANAGEMENT, LLCCRD 136674 · BOSTON, MA$8,396,789,302.00Regulatory AUM · August 2026
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.CRD 304605 · LOS ANGELES, CA$6,195,787,583.00Regulatory AUM · August 2026
- AUSDAL FINANCIAL PARTNERS, INC.CRD 7995 · DAVENPORT, IA$3,733,313,940.00Regulatory AUM · August 2026
- AUSTIN ASSET MANAGEMENT COCRD 105441 · AUSTIN, TX$1,871,758,998.00Regulatory AUM · August 2026
- AUSTIN WEALTH MANAGEMENT, LLCCRD 172793 · AUSTIN, TX$1,082,954,570.00Regulatory AUM · August 2026
- AUTUMN LANE ADVISORS, LLCCRD 173624 · HOUSTON, TX$1,198,858,655.00Regulatory AUM · August 2026
- AUXANO ADVISORS, LLCCRD 145179 · BELLEVUE, WA$1,777,095,540.00Regulatory AUM · August 2026
- AVALA GLOBAL LPCRD 323053 · NEW YORK, NY$3,820,660,614.00Regulatory AUM · August 2026
- AVALOR INVESTMENT AGCRD 283227$2,244,937,195.00Regulatory AUM · August 2026
- AVANATH CAPITAL MANAGEMENT, LLCCRD 172704 · IRVINE, CA$3,749,413,912.00Regulatory AUM · August 2026
- AVANCE INVESTMENT MANAGEMENT, LLCCRD 310749 · NEW YORK, NY$2,618,772,663.00Regulatory AUM · August 2026
- AVANTAX PLANNING PARTNERS, INC.CRD 106237 · DUBUQUE, IA$7,569,387,166.00Regulatory AUM · August 2026
- AVANTYR CAPITAL PARTNERS, LPCRD 337895 · NEW YORK, NY$3,270,033,954.00Regulatory AUM · August 2026
- $1,995,407,313.00Regulatory AUM · August 2026