Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 2
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLCCRD 174333 · BOSTON, MA$2,015,779,403.00Regulatory AUM · August 2026
- ADVICEONE ADVISORY SERVICES, LLCCRD 111614 · GLASTONBURY, CT$2,045,736,720.00Regulatory AUM · August 2026
- ADVISOR LOGISTICS, LLCCRD 292784 · BOERNE, TX$6,289,000,000.00Regulatory AUM · August 2026
- ADVISOR OS LLCCRD 287792 · CHICAGO, IL$5,093,186,796.00Regulatory AUM · August 2026
- ADVISOR RESOURCE COUNCILCRD 164109 · DALLAS, TX$3,486,476,414.00Regulatory AUM · August 2026
- ADVISORNET FINANCIAL, INC.CRD 113074 · MINNETONKA, MN$3,149,498,789.00Regulatory AUM · August 2026
- ADVISORS ASSET MANAGEMENT, INC.CRD 46727 · MONUMENT, CO$2,209,285,931.00Regulatory AUM · August 2026
- ADVISORS PREFERRED LLCCRD 157980 · ROCKVILLE, MD$1,688,200,204.00Regulatory AUM · August 2026
- ADVISORSHARES INVESTMENTS, LLCCRD 149782 · BETHESDA, MD$1,721,894,407.00Regulatory AUM · August 2026
- ADVISORY ALPHA, LLCCRD 158282 · HOLLAND, MI$4,373,624,090.00Regulatory AUM · August 2026
- ADVOCACY WEALTH MANAGEMENT, LLCCRD 141943 · ATLANTA, GA$3,244,894,203.00Regulatory AUM · August 2026
- ADVUS FINANCIAL PARTNERS, LLCCRD 311990 · WINTER PARK, FL$3,970,976,661.00Regulatory AUM · August 2026
- ADVYZON INVESTMENT MANAGEMENT, LLCCRD 318816 · LISLE, IL$1,675,798,775.00Regulatory AUM · August 2026
- AE INDUSTRIAL PARTNERS, LPCRD 173020 · BOCA RATON, FL$7,722,968,998.00Regulatory AUM · August 2026
- AEA ENTERPRISE PARTNERS MANAGEMENT LPCRD 132753 · NEW YORK, NY$3,481,197,141.00Regulatory AUM · August 2026
- AEGIS CAPITAL CORP.CRD 15007 · NEW YORK, NY$1,777,602,590.00Regulatory AUM · August 2026
- AEGIS FINANCIAL CORPORATIONCRD 111587 · MCLEAN, VA$1,367,476,939.00Regulatory AUM · August 2026
- AEQUIM ALTERNATIVE INVESTMENTS LPCRD 293127 · MILL VALLEY, CA$8,247,997,673.00Regulatory AUM · August 2026
- AERIE ADVISORY GROUP LLCCRD 333610 · GIG HARBOR, WA$2,518,827,849.00Regulatory AUM · August 2026
- AERODIGM WEALTH LLCCRD 282312 · LAKE OSWEGO, OR$1,463,229,855.00Regulatory AUM · August 2026
- AETHER INVESTMENT PARTNERS, LLCCRD 149742 · LITTLETON, CO$1,144,962,980.00Regulatory AUM · August 2026
- AETOS ALTERNATIVES MANAGEMENT, L.P.CRD 116761 · NEW YORK, NY$5,796,667,297.00Regulatory AUM · August 2026
- AEW CAPITAL MANAGEMENT LPCRD 108633 · BOSTON, MA$3,024,891,606.00Regulatory AUM · August 2026
- AFBI LPCRD 331428 · MIAMI BEACH, FL$2,342,391,029.00Regulatory AUM · August 2026
- AFF FUND MANAGER, LLCCRD 281296 · ATLANTA, GA$2,009,991,423.00Regulatory AUM · August 2026
- AFFIANCE FINANCIAL LLCCRD 113200 · ST. LOUIS PARK, MN$1,371,764,900.00Regulatory AUM · August 2026
- AFFINITY ASSET ADVISORS, LLCCRD 312788 · NEW YORK, NY$2,451,641,809.00Regulatory AUM · August 2026
- AFFINITY INVESTMENT ADVISORS, LLCCRD 108278 · NEWPORT BEACH, CA$1,159,209,399.00Regulatory AUM · August 2026
- AGAMERICA LENDING LLCCRD 164866 · LAKELAND, FL$1,373,000,000.00Regulatory AUM · August 2026
- AGF INVESTMENTS LLCCRD 153781 · BOSTON, MA$4,921,927,233.00Regulatory AUM · August 2026
- AGILE INVESTMENT MANAGEMENT, LLCCRD 331966$1,165,278,064.00Regulatory AUM · August 2026
- AGINCOURT CAPITAL MANAGEMENT, LLCCRD 112096 · RICHMOND, VA$9,950,307,001.00Regulatory AUM · August 2026
- AGL US DL MANAGEMENT LLCCRD 331398 · NEW YORK, NY$1,236,503,000.00Regulatory AUM · August 2026
- AGR PARTNERS LLCCRD 283081 · CHICAGO, IL$1,165,268,523.00Regulatory AUM · August 2026
- AGTB FUND MANAGER, LLCCRD 318665 · NEW YORK, NY$4,512,968,555.00Regulatory AUM · August 2026
- AIKYA INVESTMENT MANAGEMENT LIMITEDCRD 310490$5,847,220,589.00Regulatory AUM · August 2026
- AIP MANAGEMENT LPCRD 322494 · HOUSTON, TX$1,334,206,031.00Regulatory AUM · August 2026
- AIP MANAGEMENT US INCCRD 322515 · NEW YORK, NY$2,329,557,992.00Regulatory AUM · August 2026
- AIRE ADVISORS, LLCCRD 307450 · BEVERLY HILLS, CA$1,006,434,599.00Regulatory AUM · August 2026
- AJ CAPITAL MANAGEMENT LLCCRD 291880 · NASHVILLE, TN$2,636,817,438.00Regulatory AUM · August 2026
- ALAMO ADVISORS, LPCRD 122290 · SAN ANTONIO, TX$3,867,222,474.00Regulatory AUM · August 2026
- ALASKA PERMANENT CAPITAL MANAGEMENT, LLCCRD 106233 · ANCHORAGE, AK$4,400,285,151.00Regulatory AUM · August 2026
- ALATUS CAPITAL LLCCRD 281625$2,398,433,096.00Regulatory AUM · August 2026
- ALBANY ROAD INVESTMENT ADVISERS, LLCCRD 290302 · DEDHAM, MA$1,245,098,453.00Regulatory AUM · August 2026
- ALBION MANAGEMENT GROUPCRD 105957 · SALT LAKE CITY, UT$2,013,640,676.00Regulatory AUM · August 2026
- ALBION RIVER MANAGEMENT LLCCRD 322098 · ROCKVILLE, MD$2,062,247,355.00Regulatory AUM · August 2026
- ALBRITTON CAPITAL MANAGEMENT COCRD 112772 · ALPHARETTA, GA$1,521,000,000.00Regulatory AUM · August 2026
- ALDEN CAPITAL MANAGEMENT INC.CRD 293551 · WAYNE, PA$1,515,030,643.00Regulatory AUM · August 2026
- ALDRICH CAPITAL PARTNERS LLCCRD 283127 · MCLEAN, VA$1,117,530,189.00Regulatory AUM · August 2026
- ALDRICH WEALTH, LIMITED PARTNERSHIPCRD 147200 · LAKE OSWEGO, OR$7,615,331,850.00Regulatory AUM · August 2026
- ALERA INVESTMENT ADVISORS, LLCCRD 287906 · DEERFIELD, IL$5,286,012,785.00Regulatory AUM · August 2026
- ALESCO ADVISORS, LLC, AN ESL COMPANYCRD 339091 · PITTSFORD, NY$5,611,340,728.00Regulatory AUM · August 2026
- ALGEBRIS INVESTMENTS (US) INC.CRD 169236 · BOSTON, MA$6,944,681,122.00Regulatory AUM · August 2026
- ALIGN CAPITAL PARTNERS, LPCRD 284487 · SHAKER HEIGHTS, OH$2,408,330,198.00Regulatory AUM · August 2026
- $2,464,681,528.00Regulatory AUM · August 2026
- ALIGNED CLIMATE CAPITAL LLCCRD 304716 · NEW YORK, NY$1,771,111,877.00Regulatory AUM · August 2026
- ALINDA CAPITAL PARTNERS LTDCRD 156918 · GREENWICH, CT$1,575,592,747.00Regulatory AUM · August 2026
- ALIYA CAPITAL PARTNERS LLCCRD 305988 · MIAMI, FL$5,094,584,953.00Regulatory AUM · August 2026
- ALKEN ASSET MANAGEMENT LTDCRD 329119$3,796,579,755.00Regulatory AUM · August 2026
- ALLEGHENY FINANCIAL GROUPCRD 104690 · PITTSBURGH, PA$5,593,591,868.00Regulatory AUM · August 2026
- ALLEGIANT WEALTH ADVISORS, LLCCRD 330239 · TULSA, OK$1,168,282,243.00Regulatory AUM · August 2026
- ALLEN CAPITAL GROUP, LLCCRD 135879 · GRAND ISLAND, NE$1,501,556,085.00Regulatory AUM · August 2026
- ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLCCRD 113106 · THOMASVILLE, GA$1,074,797,415.00Regulatory AUM · August 2026
- ALLIANCE PARTNERS LLCCRD 157700 · CHEVY CHASE, MD$1,943,575,771.00Regulatory AUM · August 2026
- ALLIANZ CAPITAL PARTNERS OF AMERICA LLCCRD 161684 · NEW YORK, NY$6,350,129,657.00Regulatory AUM · August 2026
- ALLIE FAMILY OFFICE LLCCRD 307144 · MIAMI, FL$1,321,658,406.00Regulatory AUM · August 2026
- ALLIED INVESTMENT ADVISORS LLCCRD 159103 · BILLINGS, MT$1,488,036,876.00Regulatory AUM · August 2026
- ALLOCATE MANAGEMENT COMPANY, LLCCRD 316814 · PALO ALTO, CA$2,998,752,187.00Regulatory AUM · August 2026
- ALLY BRIDGE GROUP (PE) LLCCRD 315273 · NEW YORK, NY$1,446,585,456.00Regulatory AUM · August 2026
- ALLY INVEST ADVISORS INCCRD 170301 · CHARLOTTE, NC$1,726,325,664.00Regulatory AUM · August 2026
- ALMITAS CAPITAL LLCCRD 166705 · SANTA MONICA, CA$1,067,717,094.00Regulatory AUM · August 2026
- ALPEN PARTNERS INTERNATIONAL AGCRD 291759$2,030,496,097.00Regulatory AUM · August 2026
- ALPHA OMEGA WEALTH MANAGEMENT, LLCCRD 149842 · RICHMOND, VA$1,023,955,176.00Regulatory AUM · August 2026
- ALPHA SQUARE GROUP S, LLCCRD 308022 · NEW YORK, NY$1,596,349,061.00Regulatory AUM · August 2026
- ALPHACORE CAPITAL LLCCRD 174346 · LA JOLLA, CA$9,028,614,790.00Regulatory AUM · August 2026
- ALPHAPOINT, INC.CRD 130115 · CORONA DEL MAR, CA$5,557,761,894.00Regulatory AUM · August 2026
- ALPHAQUEST LLCCRD 285141 · NEW YORK, NY$2,212,507,750.00Regulatory AUM · July 2026
- ALPHASIMPLEX GROUP, LLCCRD 128356 · BOSTON, MA$3,085,939,176.00Regulatory AUM · August 2026
- ALPHASTAR CAPITAL MANAGEMENT, LLCCRD 157423 · CORNELIUS, NC$2,496,202,761.00Regulatory AUM · August 2026
- ALPINE ASSOCIATES MANAGEMENT INC.CRD 138901 · PALM BEACH, FL$2,094,959,691.00Regulatory AUM · August 2026
- ALPINE GROVE PARTNERS LLPCRD 157485 · NEW YORK, NY$1,020,228,030.00Regulatory AUM · August 2026
- ALPINE PRIVATE CAPITAL, LLCCRD 286072 · SAINT LOUIS, MO$1,453,478,904.00Regulatory AUM · August 2026
- ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLCCRD 322058 · NEW YORK, NY$4,469,202,658.00Regulatory AUM · August 2026
- ALTA CAPITAL MANAGEMENT LLCCRD 106786 · SALT LAKE CITY, UT$1,598,578,238.00Regulatory AUM · August 2026
- ALTA PARK CAPITAL, LPCRD 169422 · SAN FRANCISCO, CA$1,779,560,753.00Regulatory AUM · August 2026
- ALTAIR ADVISERS, LLCCRD 120642 · CHICAGO, IL$9,759,855,198.00Regulatory AUM · August 2026
- ALTAMAR PARTNERS NORTH AMERICA LLCCRD 283144 · NEW YORK, NY$5,146,897,079.00Regulatory AUM · August 2026
- ALTAMONT CAPITAL MANAGEMENT, L.P.CRD 160498 · PALO ALTO, CA$4,018,291,898.00Regulatory AUM · August 2026
- ALTARIS, LLCCRD 143611 · NEW YORK, NY$9,343,581,529.00Regulatory AUM · August 2026
- ALTAROCK PARTNERS LPCRD 161005 · WEST PALM BEACH, FL$5,663,773,000.00Regulatory AUM · August 2026
- ALTERNA WEALTH MANAGEMENT, INC.CRD 146153 · HOUSTON, TX$1,401,363,335.00Regulatory AUM · August 2026
- ALTERNATIVE CAPITAL FUND MANAGEMENT LLCCRD 311532 · ENGLEWOOD CLIFFS, NJ$1,242,637,913.00Regulatory AUM · August 2026
- ALTERNATIVE INVESTMENT MANAGEMENT, LLCCRD 158028 · NEW YORK, NY$1,759,890,349.00Regulatory AUM · August 2026
- ALTERRA IOS MANAGER, LLCCRD 324445 · RADNOR, PA$3,185,889,654.00Regulatory AUM · August 2026
- ALTES CAPITAL, LLCCRD 331481$3,189,256,194.00Regulatory AUM · August 2026
- ALTHUM ADVISORS LLCCRD 315952 · MIAMI, FL$2,028,274,973.00Regulatory AUM · August 2026
- ALTOS VENTURES MANAGEMENT, INC.CRD 162777 · BURLINGAME, CA$5,448,790,139.00Regulatory AUM · August 2026
- ALTRAVUE CAPITAL, LLCCRD 283260 · BELLEVUE, WA$1,539,514,958.00Regulatory AUM · August 2026
- ALUA CAPITAL MANAGEMENT LPCRD 310536 · NEW YORK, NY$3,018,129,418.00Regulatory AUM · August 2026
- ALUMINA INVESTMENT MANAGEMENT, LLCCRD 164273 · CHARLOTTE, NC$5,262,418,590.00Regulatory AUM · August 2026