Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 18
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- HAUSSMANN 1864 CAPITAL MANAGEMENT LLCCRD 332278 · NEW YORK, NY$4,604,859,717.00Regulatory AUM · August 2026
- HAVELI INVESTMENT MANAGEMENT LLCCRD 316470 · AUSTIN, TX$6,031,090,979.00Regulatory AUM · August 2026
- HAVEN GLOBAL PARTNERS, LLCCRD 289472 · ATLANTA, GA$1,445,414,430.00Regulatory AUM · August 2026
- HAWK RIDGE CAPITAL MANAGEMENT LPCRD 163818 · LOS ANGELES, CA$4,528,021,972.00Regulatory AUM · August 2026
- HAYFIN CAPITAL MANAGEMENT LLCCRD 157131 · NEW YORK, NY$1,613,969,521.00Regulatory AUM · August 2026
- HAYS FINANCIAL GROUP, LLCCRD 306877 · MINNEAPOLIS, MN$7,450,399,384.00Regulatory AUM · August 2026
- HAZLETT, BURT & WATSON, INC.CRD 396 · WHEELING, WV$1,388,534,202.00Regulatory AUM · August 2026
- HBK SORCE ADVISORY LLCCRD 112139 · ERIE, PA$7,661,939,874.00Regulatory AUM · August 2026
- HBW ADVISORY SERVICES LLCCRD 143665 · SIMI VALLEY, CA$1,747,369,322.00Regulatory AUM · August 2026
- HC CAPITAL PARTNERS, LLCCRD 160737 · WEST CONSHOHOCKEN, PA$5,214,271,007.00Regulatory AUM · August 2026
- HCR WEALTH ADVISORSCRD 108676 · LOS ANGELES, CA$1,958,139,773.00Regulatory AUM · August 2026
- HEALTHCARE COMMUNITY SECURITIES CORPORATIONCRD 36026 · RENSSELAER, NY$5,057,880,906.00Regulatory AUM · August 2026
- HEALTHCARE ROYALTY MANAGEMENT, LLCCRD 169355 · STAMFORD, CT$3,777,710,132.00Regulatory AUM · August 2026
- HEALTHEQUITY ADVISORS, LLCCRD 167105 · DRAPER, UT$1,994,934,966.00Regulatory AUM · August 2026
- HEALTHQUEST CAPITAL MANAGEMENT, L.P.CRD 296583 · AUSTIN, TX$1,777,766,571.00Regulatory AUM · August 2026
- HEARD CAPITAL LLCCRD 297176 · CHICAGO, IL$2,395,879,444.00Regulatory AUM · August 2026
- HEARTLAND ADVISORS, INC.CRD 29433 · MILWAUKEE, WI$1,920,597,980.00Regulatory AUM · August 2026
- HEARTWOOD PARTNERS, LLCCRD 313052 · NORWALK, CT$1,358,200,000.00Regulatory AUM · August 2026
- HEARTWOOD WEALTH ADVISORS, LLCCRD 300273 · RICHMOND, VA$1,548,607,424.00Regulatory AUM · August 2026
- HEIN PARK CAPITAL MANAGEMENT LPCRD 305550 · NEW YORK, NY$1,928,223,000.00Regulatory AUM · August 2026
- HEIRLOOM WEALTH MANAGEMENT LLCCRD 292277 · GREENWOOD VILLAGE, CO$1,108,279,134.00Regulatory AUM · August 2026
- HEITMAN CAPITAL MANAGEMENT LLCCRD 105480 · CHICAGO, IL$6,086,474,489.00Regulatory AUM · August 2026
- HEITMAN REAL ESTATE SECURITIES LLCCRD 107134 · CHICAGO, IL$1,821,428,968.00Regulatory AUM · August 2026
- HELIX PARTNERS MANAGEMENT LPCRD 325120 · NEW YORK, NY$1,825,125,692.00Regulatory AUM · August 2026
- HENDERSHOT INVESTMENTS, INC.CRD 115472$1,070,570,296.00Regulatory AUM · August 2026
- HENGEHOLD CAPITAL MANAGEMENT LLCCRD 107700 · CINCINNATI, OH$1,230,580,072.00Regulatory AUM · August 2026
- HENNESSY ADVISORS, INC.CRD 110770 · NOVATO, CA$4,252,155,951.00Regulatory AUM · August 2026
- HENRY H. ARMSTRONG ASSOCIATES, INC.CRD 105510 · PITTSBURGH, PA$1,231,153,237.00Regulatory AUM · August 2026
- HERCULES ADVISER LLCCRD 310662 · SAN MATEO, CA$1,557,986,711.00Regulatory AUM · August 2026
- HERITAGE CAPITAL ADVISORS, LLCCRD 310306$1,255,623,248.00Regulatory AUM · August 2026
- HERITAGE INVESTMENT GROUP, INC.CRD 113204 · POMPANO BEACH, FL$2,228,296,610.00Regulatory AUM · August 2026
- HERITAGE INVESTORS MANAGEMENT CORPCRD 110420 · BETHESDA, MD$4,632,533,441.00Regulatory AUM · August 2026
- HERITAGE WEALTH ADVISORS, LLCCRD 137484 · RICHMOND, VA$4,858,545,649.00Regulatory AUM · August 2026
- HERMES GPE (USA) INCCRD 166839 · NEW YORK, NY$1,656,491,067.00Regulatory AUM · August 2026
- HERMES GPE LLPCRD 151848$8,880,550,345.00Regulatory AUM · August 2026
- HERON VIEW PARTNERS LLCCRD 105926 · NEW YORK, NY$2,674,376,492.00Regulatory AUM · August 2026
- HG CAPITAL MANAGEMENT, LLCCRD 163613 · NASHVILLE, TN$1,210,962,266.00Regulatory AUM · August 2026
- HG VORA CAPITAL MANAGEMENT, LLCCRD 161788 · NEW YORK, NY$5,872,580,973.00Regulatory AUM · August 2026
- HHM WEALTH ADVISORS, LLCCRD 150843 · CHATTANOOGA, TN$1,472,017,490.00Regulatory AUM · August 2026
- HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.CRD 285401 · BOCA RATON, FL$2,245,093,352.00Regulatory AUM · August 2026
- HIGH PROBABILITY ADVISORS, LLCCRD 289541 · PITTSFORD, NY$1,046,309,873.00Regulatory AUM · August 2026
- HIGHBRIDGE CAPITAL MANAGEMENT, LLCCRD 134776 · NEW YORK, NY$7,552,169,082.00Regulatory AUM · August 2026
- HIGHLAND CAPITAL MANAGEMENT, LLCCRD 104842 · MEMPHIS, TN$3,880,641,890.00Regulatory AUM · August 2026
- HIGHPOINT ADVISOR GROUP, LLCCRD 316636 · DOWNERS GROVE, IL$4,783,000,000.00Regulatory AUM · August 2026
- HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLCCRD 139068 · BOSTON, MA$6,479,668,931.00Regulatory AUM · August 2026
- HIGHVISTA STRATEGIES LLCCRD 155759 · BOSTON, MA$9,102,091,254.00Regulatory AUM · August 2026
- HIIVE ADVISORS INC.CRD 335888$1,129,870,005.00Regulatory AUM · August 2026
- HILDRED CAPITAL MANAGEMENT, LLCCRD 301293 · NEW YORK, NY$3,915,956,587.00Regulatory AUM · August 2026
- HILL CITY CAPITAL LPCRD 306709 · BOSTON, MA$4,864,041,930.00Regulatory AUM · August 2026
- HILL INVESTMENT GROUP PARTNERS, LLCCRD 312052 · ST. LOUIS, MO$1,345,844,355.00Regulatory AUM · August 2026
- HILL PATH CAPITAL LPCRD 281794 · NEW YORK, NY$3,408,180,964.00Regulatory AUM · August 2026
- HILLSDALE INVESTMENT MANAGEMENT INC.CRD 137883$7,769,548,706.00Regulatory AUM · August 2026
- HILLTOP SECURITIES INC.CRD 6220 · DALLAS, TX$2,507,522,526.00Regulatory AUM · August 2026
- HILTON CAPITAL MANAGEMENT, LLCCRD 116357 · GARDEN CITY, NY$3,161,983,610.00Regulatory AUM · August 2026
- HINES CAPITAL ADVISORS LLCCRD 307282 · HOUSTON, TX$5,148,777,472.00Regulatory AUM · August 2026
- HITE HEDGE ASSET MANAGEMENT LLCCRD 160173 · BRAINTREE, MA$2,182,095,755.00Regulatory AUM · August 2026
- HM INTERNATIONAL L.L.C.CRD 321885 · AUSTIN, TX$1,133,060,099.00Regulatory AUM · August 2026
- HMI CAPITAL MANAGEMENT, L.P.CRD 160850 · SAN FRANCISCO, CA$2,152,424,287.00Regulatory AUM · August 2026
- HOBE MOUNTAIN CAPITAL MANAGEMENT LLCCRD 338577 · WEST PALM BEACH, FL$1,352,133,233.00Regulatory AUM · August 2026
- HODGES CAPITAL MANAGEMENT INCCRD 110080 · DALLAS, TX$1,240,237,495.00Regulatory AUM · August 2026
- HOF CAPITAL MANAGEMENT, LLCCRD 287485 · NEW YORK, NY$7,250,639,603.00Regulatory AUM · August 2026
- HOHIMER WEALTH MANAGEMENT, LLCCRD 300140 · SEATTLE, WA$1,255,914,355.00Regulatory AUM · August 2026
- HOISINGTON INVESTMENT MANAGEMENT COCRD 107710 · AUSTIN, TX$1,793,855,850.00Regulatory AUM · August 2026
- HOLBROOK HOLDINGS, INC.CRD 283258 · ATLANTA, GA$3,780,035,577.00Regulatory AUM · August 2026
- HOLDCO ASSET MANAGEMENT, LPCRD 167054 · FORT LAUDERDALE, FL$2,757,768,000.00Regulatory AUM · August 2026
- HOLLENCREST CAPITAL MANAGEMENT, LLCCRD 46217 · NEWPORT BEACH, CA$2,866,743,435.00Regulatory AUM · August 2026
- HOLLOW BROOK WEALTH MANAGEMENT LLCCRD 145521 · KATONAH, NY$1,367,129,887.00Regulatory AUM · August 2026
- HOLT CAPITAL ADVISORS, L.L.C.CRD 117863 · FORT WORTH, TX$1,090,446,328.00Regulatory AUM · August 2026
- HOMESTEAD ADVISERS CORP.CRD 109845 · ARLINGTON, VA$7,450,093,556.00Regulatory AUM · August 2026
- HOMESTEAD CAPITAL USA, LLCCRD 281186 · SAN FRANCISCO, CA$1,581,879,780.00Regulatory AUM · August 2026
- HOOD RIVER CAPITAL MANAGEMENT LLCCRD 166089 · PALM BEACH GARDENS, FL$9,454,606,945.00Regulatory AUM · August 2026
- HOOK MILL CAPITAL PARTNERS, LPCRD 316354 · NEW YORK, NY$2,698,000,000.00Regulatory AUM · August 2026
- HORAN WEALTH, LLCCRD 333974 · CINCINNATI, OH$1,470,000,000.00Regulatory AUM · August 2026
- HORIZON INVESTMENTS LLCCRD 109552 · CHARLOTTE, NC$8,471,813,621.00Regulatory AUM · August 2026
- HORIZON KINETICS ASSET MANAGEMENT LLCCRD 106096 · NEW YORK, NY$9,614,045,104.00Regulatory AUM · August 2026
- HORIZON WEALTH MANAGEMENT, LLCCRD 170255 · LA GRANGE, IL$1,077,017,151.00Regulatory AUM · August 2026
- HORNOR, TOWNSEND & KENT, LLCCRD 4031 · CONSHOHOCKEN, PA$9,014,857,753.00Regulatory AUM · August 2026
- HOSKING PARTNERS LLPCRD 173527$6,951,962,684.00Regulatory AUM · August 2026
- HOTTINGER & CO LIMITEDCRD 316515$1,472,337,208.00Regulatory AUM · August 2026
- HOUND PARTNERS, LLCCRD 155551 · NEW YORK, NY$4,976,933,673.00Regulatory AUM · August 2026
- HOUSATONIC MANAGEMENT COMPANY, INC.CRD 157618 · SAN FRANCISCO, CA$1,709,619,379.00Regulatory AUM · August 2026
- HOWARD CAPITAL MANAGEMENT GROUP, LLCCRD 310510 · LOS ANGELES, CA$2,563,442,499.00Regulatory AUM · August 2026
- HOWARD CAPITAL MANAGEMENT, LLCCRD 118070 · ALPHARETTA, GA$8,006,828,875.00Regulatory AUM · August 2026
- HOWARD FINANCIAL SERVICES, LTD.CRD 107978 · DALLAS, TX$1,401,802,140.00Regulatory AUM · August 2026
- HOWE AND RUSLING, INC.CRD 104627 · ROCHESTER, NY$2,435,230,959.00Regulatory AUM · August 2026
- HOWLAND CAPITAL MANAGEMENT LLCCRD 104726 · BOSTON, MA$3,739,989,265.00Regulatory AUM · August 2026
- HQ CAPITAL PRIVATE EQUITY LLCCRD 134231 · MIAMI, FL$5,396,680,267.00Regulatory AUM · August 2026
- HSBC SECURITIES (USA) INC.CRD 19585 · NEW YORK, NY$3,838,097,569.00Regulatory AUM · August 2026
- HTG INVESTMENT ADVISORS INCCRD 108614 · NEW CANAAN, CT$1,113,628,499.00Regulatory AUM · August 2026
- HUDOCK, INC.CRD 149255 · WILLIAMSPORT, PA$1,003,191,859.00Regulatory AUM · August 2026
- HUDSON COVE CAPITAL MANAGEMENT LLCCRD 283128 · JERSEY CITY, NJ$1,213,458,656.00Regulatory AUM · August 2026
- HUDSON EDGE INVESTMENT PARTNERS, INC.CRD 104870 · JERSEY CITY, NJ$2,948,564,888.00Regulatory AUM · August 2026
- HUDSON HOUSING CAPITAL LLCCRD 161240 · NEW YORK, NY$7,443,546,003.00Regulatory AUM · August 2026
- HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.CRD 282919 · STAMFORD, CT$4,028,405,990.00Regulatory AUM · August 2026
- HUDSON WAY CAPITAL MANAGEMENT, LLCCRD 172400 · DALLAS, TX$1,403,666,700.00Regulatory AUM · August 2026
- HULL STREET ENERGY, LLCCRD 291881 · BETHESDA, MD$4,574,988,000.00Regulatory AUM · August 2026
- HUMAN CAPITAL INVESTMENT MANAGEMENT LLCCRD 296844 · SAN FRANCISCO, CA$4,376,992,745.00Regulatory AUM · August 2026
- HUMAN INTEREST ADVISORS LLCCRD 269875 · SAN FRANCISCO, CA$8,104,649,569.00Regulatory AUM · August 2026
- HUMAN INVESTING, LLCCRD 133017 · LAKE OSWEGO, OR$2,224,161,775.00Regulatory AUM · August 2026
- HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLCCRD 30177 · PITTSBURGH, PA$1,339,005,097.00Regulatory AUM · August 2026