Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 17
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- GRAND ALLIANCE ASSET MANAGEMENT LTD.CRD 307801$1,805,304,235.00Regulatory AUM · August 2026
- GRANDEUR PEAK GLOBAL ADVISORS, LLCCRD 158270 · SALT LAKE CITY, UT$3,802,005,958.00Regulatory AUM · August 2026
- GRANDFIELD & DODD, LLCCRD 110971 · NEW YORK, NY$2,213,268,773.00Regulatory AUM · August 2026
- GRANGER MANAGEMENT LLCCRD 168096 · NEW YORK, NY$4,920,670,752.00Regulatory AUM · August 2026
- GRANITE EQUITY PARTNERS LLCCRD 158378 · ST. CLOUD, MN$1,885,970,369.00Regulatory AUM · August 2026
- GRANITE INVESTMENT PARTNERS, LLCCRD 150632 · EL SEGUNDO, CA$1,844,423,226.00Regulatory AUM · August 2026
- GRANITE STATE CAPITAL MANAGEMENT, LPCRD 284888 · GREENWICH, CT$1,330,263,887.00Regulatory AUM · August 2026
- GRANITESHARES ADVISORS LLCCRD 287806 · NEW YORK, NY$9,194,340,000.00Regulatory AUM · August 2026
- GRANT TANI BARASH & ALTMAN, LLCCRD 319128 · BEVERLY HILLS, CA$2,280,463,766.00Regulatory AUM · August 2026
- GRANVILLE CAPITAL, INC.CRD 126679 · GREENSBORO, NC$1,373,940,477.00Regulatory AUM · August 2026
- GRATICULE ASIA MACRO ADVISORS LLCCRD 170787$1,536,866,210.00Regulatory AUM · August 2026
- $1,539,110,173.00Regulatory AUM · August 2026
- GRAVES LIGHT LENHART WEALTH, INC.CRD 298283 · HARRISONBURG, VA$1,234,032,819.00Regulatory AUM · August 2026
- GRAYCLIFF PARTNERS LPCRD 157221 · NEW YORK, NY$1,976,099,577.00Regulatory AUM · August 2026
- GREAT HILL CAPITAL, LLCCRD 328021$1,006,169,037.00Regulatory AUM · August 2026
- GREAT LAKES RETIREMENT, INC.CRD 146608 · SANDUSKY, OH$1,163,783,212.00Regulatory AUM · August 2026
- GREAT POINT PARTNERS, LLCCRD 158423 · GREENWICH, CT$1,777,101,406.00Regulatory AUM · August 2026
- GREAT WATERS WEALTH MANAGEMENTCRD 308215 · SHOREVIEW, MN$1,235,101,181.00Regulatory AUM · August 2026
- GREATMARK INVESTMENT PARTNERS, INC.CRD 105267 · COLUMBUS, GA$1,020,604,346.00Regulatory AUM · August 2026
- GREEN CENTURY CAPITAL MANAGEMENT INCCRD 112442 · BOSTON, MA$1,258,196,265.00Regulatory AUM · August 2026
- GREEN COURT CAPITAL MANAGEMENT LIMITEDCRD 286091$5,538,391,491.00Regulatory AUM · August 2026
- GREENBACKER CAPITAL MANAGEMENT LLCCRD 277101 · PORTLAND, ME$3,136,008,573.00Regulatory AUM · August 2026
- GREENBELT CAPITAL MANAGEMENT L.P.CRD 322516 · AUSTIN, TX$3,189,753,781.00Regulatory AUM · August 2026
- GREENBRIER PARTNERS CAPITAL MANAGEMENT, LLCCRD 160830 · DALLAS, TX$1,540,584,722.00Regulatory AUM · August 2026
- GREENE WEALTH MANAGEMENT, LLCCRD 137810 · SEATTLE, WA$1,408,884,946.00Regulatory AUM · August 2026
- GREENHOUSE FUNDS LLLPCRD 169840 · BALTIMORE, MD$2,927,223,000.00Regulatory AUM · August 2026
- GREENLAKE ASSET MANAGEMENT LLCCRD 221528 · SOUTH PASADENA, CA$1,077,290,112.00Regulatory AUM · August 2026
- GREENLAND CAPITAL MANAGEMENT LPCRD 317701 · NEW YORK, NY$2,150,244,120.00Regulatory AUM · August 2026
- GREENLIGHT MASTERS, LLCCRD 157082 · NEW YORK, NY$1,267,719,953.00Regulatory AUM · August 2026
- GREENLINE PARTNERS, LLCCRD 164192 · NEW YORK, NY$1,405,635,000.00Regulatory AUM · August 2026
- GREENPOINT GROUP, LPCRD 310532 · NEW YORK, NY$1,346,770,185.00Regulatory AUM · August 2026
- GREENSLEDGE ADVISORS LLCCRD 305341 · NEW YORK, NY$2,313,992,141.00Regulatory AUM · August 2026
- GREENSPRING ADVISORS, LLCCRD 132669 · TOWSON, MD$6,464,377,689.00Regulatory AUM · August 2026
- GREENVALE CAPITAL LLPCRD 281654$3,280,072,563.00Regulatory AUM · August 2026
- GREENVALE CAPITAL LPCRD 312264$3,697,099,142.00Regulatory AUM · August 2026
- GREENWICH WEALTH MANAGEMENT LLCCRD 142820 · GREENWICH, CT$3,518,612,898.00Regulatory AUM · August 2026
- GREENWOOD CAPITAL ASSOCIATES, LLCCRD 115015 · GREENWOOD, SC$1,765,086,387.00Regulatory AUM · August 2026
- GREENWOOD GEARHART, LLCCRD 110379 · FAYETTEVILLE, AR$1,972,258,363.00Regulatory AUM · August 2026
- GRESHAM INVESTMENT MANAGEMENT LLCCRD 134392 · NEW YORK, NY$8,551,134,228.00Regulatory AUM · August 2026
- GREYCOURT & CO., INC.CRD 111936 · PITTSBURGH, PA$6,608,873,377.00Regulatory AUM · August 2026
- GREYCROFT LPCRD 162561 · NEW YORK, NY$4,505,862,443.00Regulatory AUM · August 2026
- GREYLION PARTNERS LPCRD 308336 · NEW YORK, NY$2,111,386,512.00Regulatory AUM · August 2026
- GREYSTONE BRIDGE LENDING FUND MANAGER LLCCRD 284589 · NEW YORK, NY$4,400,332,723.00Regulatory AUM · August 2026
- GREYWOLF CAPITAL MANAGEMENT LPCRD 138715 · PURCHASE, NY$3,084,879,327.00Regulatory AUM · August 2026
- GRIDIRON CAPITAL, LLCCRD 158241 · NEW CANAAN, CT$9,523,344,059.00Regulatory AUM · August 2026
- GRIFFIN ASSET MANAGEMENT, LLCCRD 104548 · NEW YORK, NY$1,054,935,132.00Regulatory AUM · August 2026
- GRIFFIS RESIDENTIAL INVESTMENT ADVISORCRD 166201 · GREENWOOD VILLAGE, CO$1,854,943,736.00Regulatory AUM · August 2026
- GRIMES & COMPANY WEALTH MANAGEMENT, LLCCRD 109420 · WESTBOROUGH, MA$6,298,759,513.00Regulatory AUM · August 2026
- GROVE STREET ADVISORS, LLCCRD 111497 · NEWTON, MA$7,143,261,216.00Regulatory AUM · August 2026
- GROWTH CATALYST PARTNERS, L.P.CRD 311410 · CHICAGO, IL$1,010,883,881.00Regulatory AUM · August 2026
- GROWTHCURVE CAPITAL, LPCRD 313204 · NEW YORK, NY$3,239,525,883.00Regulatory AUM · August 2026
- GRYPHON ADVISORS, LLCCRD 160185 · SAN FRANCISCO, CA$9,317,854,280.00Regulatory AUM · August 2026
- GRYPHON FINANCIAL PARTNERS, LLCCRD 288210 · COLUMBUS, OH$2,439,436,089.00Regulatory AUM · August 2026
- GRYPHON WEALTH, LLCCRD 339969 · JACKSONVILLE, FL$3,244,339,200.00Regulatory AUM · August 2026
- GSA CAPITAL PARTNERS LLPCRD 138805$4,914,210,658.00Regulatory AUM · August 2026
- GSV EQUITY HOLDINGS, LLCCRD 322865 · KNOXVILLE, TN$4,573,471,744.00Regulatory AUM · August 2026
- GTIS PARTNERS LPCRD 156798 · NEW YORK, NY$2,189,021,990.00Regulatory AUM · August 2026
- GUARDCAP ASSET MANAGEMENT LIMITEDCRD 297056$5,934,476,247.00Regulatory AUM · August 2026
- GUARDIAN CAPITAL PARTNERS INVESTMENT MANAGEMENT, L.P.CRD 321695 · WAYNE, PA$1,189,929,335.00Regulatory AUM · August 2026
- GUARDIAN PARTNERS INC.CRD 324189$3,294,238,414.00Regulatory AUM · August 2026
- GUARDIAN WEALTH ADVISORS, LLCCRD 305412 · RALEIGH, NC$2,743,175,603.00Regulatory AUM · August 2026
- GUARDIAN WEALTH STRATEGIES, LLCCRD 167485 · MINNEAPOLS, MN$1,137,618,563.00Regulatory AUM · August 2026
- GUGGENHEIM FUNDS DISTRIBUTORS, LLCCRD 39805 · CHICAGO, IL$7,800,735,582.00Regulatory AUM · August 2026
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLCCRD 129288 · CHICAGO, IL$4,118,720,575.00Regulatory AUM · August 2026
- GUIDED CHOICE ASSET MANAGEMENT, INC.CRD 112674 · RENO, NV$8,549,648,397.00Regulatory AUM · August 2026
- GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.CRD 161579 · BOSTON, MA$1,721,511,913.00Regulatory AUM · August 2026
- GUIDESTONE ADVISORS, LLCCRD 149624 · DALLAS, TX$1,956,532,760.00Regulatory AUM · August 2026
- GUIDESTONE INVESTMENT SERVICESCRD 338335 · DALLAS, TX$3,906,919,547.00Regulatory AUM · August 2026
- GULF INTERNATIONAL BANK (UK) LIMITEDCRD 281609$4,982,344,985.00Regulatory AUM · August 2026
- GUYASUTA INVESTMENT ADVISORS, INCORPORATEDCRD 108400 · PITTSBURGH, PA$2,437,457,000.00Regulatory AUM · August 2026
- GWN SECURITIES INC.CRD 128929 · PALM BEACH GARDENS, FL$4,753,625,856.00Regulatory AUM · August 2026
- H. BARTON ASSET MANAGEMENT, LLCCRD 161955 · SAN FRANCISCO, CA$1,481,148,704.00Regulatory AUM · August 2026
- H. M. PAYSON & CO.CRD 2993 · PORTLAND, ME$9,089,039,931.00Regulatory AUM · August 2026
- H/2 CREDIT MANAGER LPCRD 133693 · STAMFORD, CT$4,517,239,755.00Regulatory AUM · August 2026
- HACKMAN CAPITAL PARTNERS, LLCCRD 314721 · CULVER CITY, CA$1,188,298,810.00Regulatory AUM · August 2026
- HALBERT HARGROVE GLOBAL ADVISORS, LLCCRD 105515 · LONG BEACH, CA$4,203,912,885.00Regulatory AUM · August 2026
- HALIFAX INVESTMENT MANAGEMENT, L.L.C.CRD 152789 · RALEIGH, NC$1,898,839,346.00Regulatory AUM · August 2026
- HALSEYPOINT ASSET MANAGEMENT, LLCCRD 305194 · EL SEGUNDO, CA$4,505,157,230.00Regulatory AUM · August 2026
- HALYARD ASSET MANAGEMENT LLCCRD 154493 · WHITE PLAINS, NY$2,027,676,556.00Regulatory AUM · August 2026
- HAMILTON CAPITAL, LLCCRD 109116 · COLUMBUS, OH$4,937,436,205.00Regulatory AUM · August 2026
- HAMILTON POINT INVESTMENT ADVISORS, LLCCRD 144534 · CHAPEL HILL, NC$1,211,268,079.00Regulatory AUM · August 2026
- HAMLIN CAPITAL MANAGEMENT, LLCCRD 119278 · NEW YORK, NY$8,712,122,495.00Regulatory AUM · August 2026
- HAMMES REALTY ADVISORS, LLCCRD 165693 · MILWAUKEE, WI$2,020,277,795.00Regulatory AUM · August 2026
- HANSON & DOREMUS INVESTMENT MANAGEMENTCRD 108045 · BURLINGTON, VT$1,060,897,838.00Regulatory AUM · August 2026
- HANWHA ASSET MANAGEMENT (USA) LTD.CRD 288464 · SAN FRANCISCO, CA$3,995,640,574.00Regulatory AUM · August 2026
- HARBERT FUND ADVISORS, LLCCRD 110577 · BIRMINGHAM, AL$7,820,741,788.00Regulatory AUM · August 2026
- HARBOR GROUP INTERNATIONAL, LLCCRD 285895 · NORFOLK, VA$3,787,606,138.00Regulatory AUM · August 2026
- HARBOR INVESTMENT ADVISORY, LLCCRD 151085 · LUTHERVILLE, MD$6,869,215,640.00Regulatory AUM · August 2026
- HARBOUR INVESTMENTS, INC.CRD 19258 · MADISON, WI$9,599,102,688.00Regulatory AUM · August 2026
- HARDMAN JOHNSTON GLOBAL ADVISORS LLCCRD 112500 · STAMFORD, CT$8,767,767,504.00Regulatory AUM · August 2026
- HARDY REED, LLCCRD 141024 · TUPELO, MS$2,890,705,950.00Regulatory AUM · August 2026
- HARK CAPITAL ADVISORS LLCCRD 339318 · NEW YORK, NY$1,546,865,812.00Regulatory AUM · August 2026
- HARRISON STREET PRIVATE WEALTH LLCCRD 143857 · DENVER, CO$4,138,608,256.00Regulatory AUM · August 2026
- HARVEST FUND ADVISORS LLCCRD 154425 · WAYNE, PA$8,125,000,000.00Regulatory AUM · August 2026
- HARVEST GLOBAL INVESTMENTS LIMITEDCRD 157964$3,794,257,608.00Regulatory AUM · August 2026
- HARVEY CAPITAL PARTNERS, L.P.CRD 327590 · NEW YORK, NY$1,255,080,173.00Regulatory AUM · August 2026
- HARVEY INVESTMENT COMPANY, LLCCRD 110482 · LOUISVILLE, KY$1,028,628,022.00Regulatory AUM · August 2026
- HARVEY PARTNERS, LLCCRD 160681 · TARRYTOWN, NY$1,226,488,271.00Regulatory AUM · August 2026
- HAUN VENTURES MANAGEMENT LPCRD 318409 · MENLO PARK, CA$2,489,719,681.00Regulatory AUM · August 2026
- HAUSER RETIREMENT SOLUTIONS 2 LLCCRD 299959 · CINCINNATI, OH$1,214,865,035.00Regulatory AUM · August 2026