All investment adviser firms · Page 173
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,301 firms · Source months shown: September 2026
- XEBEC ASSET MANAGEMENT, LLCCRD 305669 · DALLAS, TX$484,491,040.00Regulatory AUM · September 2026
- XENA FINANCIAL PLANNING, LLCCRD 333436 · PORTLAND, OR$104,461,476.00Regulatory AUM · September 2026
- XENDIA WEALTH LLCCRD 157973 · MIAMI, FL$475,256,096.00Regulatory AUM · September 2026
- XIGINVENT, L.L.C.CRD 156213 · SAN FRANCISCO, CA$9,063,032,818.00Regulatory AUM · September 2026
- XML FINANCIAL, LLCCRD 284987 · BETHESDA, MD$3,298,062,805.00Regulatory AUM · September 2026
- XN LPCRD 308156 · NEW YORK, NY$7,411,335,465.00Regulatory AUM · September 2026
- XP ADVISORY US, INC.CRD 173779 · MIAMI, FL$792,319,508.00Regulatory AUM · September 2026
- XPONANCE ALTS SOLUTIONS, LLCCRD 314283 · PHILADELPHIA, PA$92,262,700.00Regulatory AUM · September 2026
- XPONANCE LLCCRD 111126 · PHILADELPHIA, PA$24,266,430,710.00Regulatory AUM · September 2026
- XPS CAPITAL LLCCRD 311665 · ARLINGTON, VA$151,094,700.00Regulatory AUM · September 2026
- XPV MANAGEMENT LLCCRD 322445 · EL SEGUNDO, CA$193,567,208.00Regulatory AUM · September 2026
- XUEQIU HOLDINGS LIMITEDCRD 291464Not availableRegulatory AUM · September 2026
- XXEC INCCRD 108886 · TULSA, OK$137,477,365.00Regulatory AUM · September 2026
- XXI WEALTH, LLCCRD 330796 · CHICAGO, IL$531,547,477.00Regulatory AUM · September 2026
- XY INVESTMENT SOLUTIONS, LLCCRD 285967 · BOZEMAN, MT$1,253,476,799.00Regulatory AUM · September 2026
- XY INVESTMENTS (HK) LTDCRD 306443$8,889,557.00Regulatory AUM · September 2026
- YACKTMAN ASSET MANAGEMENT LPCRD 164420 · AUSTIN, TX$11,712,361,735.00Regulatory AUM · September 2026
- YAHARA WEALTH MANAGEMENT LLCCRD 168325 · MADISON, WI$112,048,767.00Regulatory AUM · September 2026
- YAKIRA CAPITAL MANAGEMENT, INC.CRD 159398 · WESTPORT, CT$411,590,628.00Regulatory AUM · September 2026
- YANDELL INVESTMENTS, LLCCRD 332642 · ORLANDO, FL$170,997,923.00Regulatory AUM · September 2026
- YANNI & ASSOCIATES INVESTMENT ADVISORS, LLCCRD 142913 · WEXFORD, PA$172,650,000.00Regulatory AUM · September 2026
- YARDLEY WEALTH MANAGEMENT LLCCRD 134311 · YARDLEY, PA$231,589,312.00Regulatory AUM · September 2026
- YARGER WEALTH STRATEGIES, LLCCRD 310207 · WESTERVILLE, OH$529,689,928.00Regulatory AUM · September 2026
- YAUPON CAPITAL MANAGEMENT LPCRD 298556 · NEW YORK, NY$4,684,175,000.00Regulatory AUM · September 2026
- YCG, LLCCRD 145769 · AUSTIN, TX$1,541,539,534.00Regulatory AUM · September 2026
- YDFS, INC.CRD 128995$128,096,359.00Regulatory AUM · September 2026
- YEARWOOD YOUNG ADVISORS LLCCRD 307719 · BROOKLYN, NY$87,102,550.00Regulatory AUM · September 2026
- YELLOW WOOD PARTNERS LLCCRD 161062 · BOSTON, MA$2,380,534,738.00Regulatory AUM · September 2026
- YELLOWSTONE CAPITAL PARTNERS US, LLCCRD 324681 · GAINESVILLE, FL$288,558,750.00Regulatory AUM · September 2026
- YESKE BUIE INC.CRD 143234 · VIENNA, VA$1,069,351,557.00Regulatory AUM · September 2026
- YHB INVESTMENT ADVISORS INCCRD 105434 · WEST HARTFORD, CT$2,276,256,000.00Regulatory AUM · September 2026
- YIELDPOINT, L.P.CRD 311859 · NEW YORK, NY$206,193,107.00Regulatory AUM · September 2026
- YIHENG CAPITAL MANAGEMENT, L.P.CRD 163812 · SAN FRANCISCO, CA$675,770,000.00Regulatory AUM · September 2026
- YIM INVESTMENT MANAGEMENT, LLCCRD 136984 · HONOLULU, HI$307,843,396.00Regulatory AUM · September 2026
- YODER WEALTH MANAGEMENT, INC.CRD 291826 · WALNUT CREEK, CA$331,204,663.00Regulatory AUM · September 2026
- YOFFE INVESTMENT MANAGEMENT, LLCCRD 173454 · LEMOYNE, PA$174,894,091.00Regulatory AUM · September 2026
- YON DRAKE & ASSOCIATES INCCRD 111491 · COLUMBIA, SC$304,704,711.00Regulatory AUM · September 2026
- YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLCCRD 140336 · NEW YORK, NY$3,264,539,523.00Regulatory AUM · September 2026
- YORKTOWN MANAGEMENT AND RESEARCH CO INCCRD 105083 · FOREST, VA$677,085,322.00Regulatory AUM · September 2026
- YORKVILLE ADVISORS GLOBAL, LPCRD 165390 · MOUNTAINSIDE, NJ$900,035,313.00Regulatory AUM · September 2026
- YORKVILLE AMERICA EQUITIES, LLCCRD 336431 · MOUNTAINSIDE, NJ$42,624,118.00Regulatory AUM · September 2026
- YOSEMITE CAPITAL MANAGEMENT, LLCCRD 124298 · NEWPORT BEACH, CA$369,026,627.00Regulatory AUM · September 2026
- YOSEMITE MANAGEMENT, LLCCRD 326764 · SAN FRANCISCO, CA$1,135,655,536.00Regulatory AUM · September 2026
- YOSHI ADVISORY LLCCRD 339574 · SAN FRANCISCO, CANot availableRegulatory AUM · September 2026
- YOUNG RICHARD C & CO LTDCRD 105866 · NEWPORT, RI$1,801,392,887.00Regulatory AUM · September 2026
- YOUR ADVOCATES, LTD., LLPCRD 138612 · HOUSTON, TX$448,131,083.00Regulatory AUM · September 2026
- YOUR FINANCIAL PHARMACIST PLANNING, LLCCRD 282918 · NEW ALBANY, OH$53,239,038.00Regulatory AUM · September 2026
- YOUR IA, LLCCRD 338535 · ST. GEORGE, UT$106,633,240.00Regulatory AUM · September 2026
- YOUR PRIVATE CLIENT GROUP, INC.CRD 292621$236,702,434.00Regulatory AUM · September 2026
- YOUSIF CAPITAL MANAGEMENT, LLCCRD 312511 · BLOOMFIELD HILLS, MI$14,730,956,651.00Regulatory AUM · September 2026
- YUCAIPA MASTER MANAGER, LLCCRD 158216 · LOS ANGELES, CA$1,488,117,595.00Regulatory AUM · September 2026
- YUKON PARTNERS MANAGEMENT, L.L.C.CRD 159991 · MINNEAPOLIS, MN$1,753,877,304.00Regulatory AUM · September 2026
- YUKON WEALTH MANAGEMENT, INC.CRD 109413 · OVERLAND PARK, KS$467,386,041.00Regulatory AUM · September 2026
- YUNISTONE INVESTMENT GROUP, LLCCRD 149728 · CHICAGO, IL$119,502,522.00Regulatory AUM · September 2026
- Z CAPITAL GROUP, L.L.C.CRD 159511 · NEW YORK, NY$3,054,881,330.00Regulatory AUM · September 2026
- Z3 CAPITAL PARTNERS, LLCCRD 336791 · RICHMOND, VA$466,781,953.00Regulatory AUM · September 2026
- ZACKS INTELLIGENCE LLCCRD 333798 · CHICAGO, IL$2.00Regulatory AUM · September 2026
- ZACKS INVESTMENT MANAGEMENT, INC.CRD 110897 · CHICAGO, IL$14,589,556,613.00Regulatory AUM · September 2026
- ZADIG ASSET MANAGEMENT S.A.CRD 167166$1,252,220,000.00Regulatory AUM · September 2026
- ZAI TECHNOLOGIES LLCCRD 342129 · THOUSAND OAKS, CANot availableRegulatory AUM · September 2026
- ZAIS GROUP LLCCRD 108371 · HOLMDEL, NJ$5,255,178,991.00Regulatory AUM · September 2026
- ZANBATO ADVISORS LLCCRD 311620 · MOUNTAIN VIEW, CA$2,080,474,033.00Regulatory AUM · September 2026
- ZANETTI FINANCIAL, LLCCRD 282089 · ALBUQUERQUE, NM$809,369,167.00Regulatory AUM · September 2026
- ZARVONA ENERGY LLCCRD 288820 · HOUSTON, TX$423,115,131.00Regulatory AUM · September 2026
- ZAZOVE ASSOCIATES LLCCRD 104751 · INCLINE VILLAGE, NV$1,965,261,712.00Regulatory AUM · September 2026
- ZBS PARTNERS, LLCCRD 326727 · NEW YORK, NY$1,412,098,121.00Regulatory AUM · September 2026
- ZEGA INVESTMENTS, LLCCRD 330428 · PALM BEACH GARDENS, FL$614,016,453.00Regulatory AUM · September 2026
- ZEIT CAPITAL LLCCRD 150149$170,110,000.00Regulatory AUM · September 2026
- ZEMENICK & WALKER INCCRD 108670 · ST LOUIS, MO$2,630,197,275.00Regulatory AUM · September 2026
- ZENIT WEALTH ADVISORS, INC.CRD 334122Not availableRegulatory AUM · September 2026
- ZENITH ADVISORY GROUP, LLCCRD 321689 · THE VILLAGES, FL$115,437,420.00Regulatory AUM · September 2026
- ZENITH AMCRD 173046$963,634,859.00Regulatory AUM · September 2026
- ZENITH SOLUTIONS, INC.CRD 304732 · PHILADELPHIA, PA$150,966,524.00Regulatory AUM · September 2026
- ZENTIFIC INVESTMENT MANAGEMENT LIMITEDCRD 174321$1,290,493,615.00Regulatory AUM · September 2026
- ZENYTH ADVISORS LLCCRD 289192 · NEW YORK, NY$1,544,032,757.00Regulatory AUM · September 2026
- ZEPHYR INVESTMENT MANAGEMENT, INC.CRD 166303 · WESTLAKE VILLAGE, CA$242,839,591.00Regulatory AUM · September 2026
- ZEPHYR MANAGEMENT, L.P.CRD 129683 · NEW YORK, NY$256,304,361.00Regulatory AUM · September 2026
- ZERMATT WEALTH PARTNERS LLCCRD 105736 · SAN DIEGO, CA$158,362,396.00Regulatory AUM · September 2026
- ZERO DAY CAPITAL ENTERPRISES LLCCRD 331228$30,731,077.00Regulatory AUM · September 2026
- ZEST CAPITAL LLCCRD 316889 · MIAMI, FL$90,613,564.00Regulatory AUM · September 2026
- ZEVENBERGEN CAPITAL INVESTMENTS LLCCRD 128990 · EDMONDS, WA$4,565,697,000.00Regulatory AUM · September 2026
- ZEVIN ASSET MANAGEMENT, LLCCRD 165269 · BOSTON, MA$1,020,376,296.00Regulatory AUM · September 2026
- ZHANG FINANCIAL LLCCRD 159257 · PORTAGE, MI$8,370,163,197.00Regulatory AUM · September 2026
- ZIDEL FINANCIAL, INC.CRD 135047 · BRECKENRIDGE, CO$159,649,118.00Regulatory AUM · September 2026
- ZIMMER PARTNERS, LPCRD 165684 · NEW YORK, NY$5,238,017,042.00Regulatory AUM · September 2026
- ZIMMERMAN WEALTH MANAGEMENT, LLCCRD 127526 · EVANSTON, IL$472,435,223.00Regulatory AUM · September 2026
- ZIMMERMANN ALAN LCRD 106286$209,246,390.00Regulatory AUM · September 2026
- ZINNIA WEALTH ADVISORY, LLCCRD 295122 · OCALA, FL$168,819,527.00Regulatory AUM · September 2026
- ZIONS CAPITAL ADVISORS, INC.CRD 131308 · SALT LAKE CITY, UT$830,754,722.00Regulatory AUM · September 2026
- ZMC ADVISORS, L.P.CRD 161274 · NEW YORK, NY$2,575,358,490.00Regulatory AUM · September 2026
- ZOCK ROBERT A & CO INCCRD 110480 · SUTTON, NH$175,076,230.00Regulatory AUM · September 2026
- ZOE FINANCIAL, INC.CRD 285158 · NEW YORK, NY$283,473,191.00Regulatory AUM · September 2026
- ZUCKERMAN CAPITAL MANAGEMENT, LLCCRD 148549 · LOS ANGELES, CA$123,492,879.00Regulatory AUM · September 2026
- ZUCKERMAN INVESTMENT GROUP, LLCCRD 137785 · CHICAGO, IL$2,167,050,844.00Regulatory AUM · September 2026
- ZULAUF ASSET MANAGEMENT AGCRD 110597Not availableRegulatory AUM · September 2026
- ZULLO INVESTMENT GROUP, INC.CRD 311698 · SCRANTON, PA$422,967,973.00Regulatory AUM · September 2026
- ZUNA, LLCCRD 306113 · PORTLAND, OR$411,282,994.00Regulatory AUM · September 2026
- ZURAW FINANCIAL ADVISORS, LLCCRD 173129 · GREENSBORO, NC$519,944,390.00Regulatory AUM · September 2026
- ZWEIG-DIMENNA ASSOCIATES LLCCRD 161385 · NEW YORK, NY$1,633,517,000.00Regulatory AUM · September 2026
- ZWJ INVESTMENT COUNSEL INCCRD 110397 · ATLANTA, GA$4,226,900,298.00Regulatory AUM · September 2026