All investment adviser firms · Page 172
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,301 firms · Source months shown: September 2026
- WITT LAKE ASSET MANAGEMENT LLCCRD 335523 · STAMFORD, CT$1,120,391,927.00Regulatory AUM · September 2026
- WITTENBERG INVESTMENT MANAGEMENT INCCRD 105792$385,175,214.00Regulatory AUM · September 2026
- WJ FINANCIAL ADVISORS, LLCCRD 142761 · KILLINGWORTH, CT$203,354,827.00Regulatory AUM · September 2026
- WJ INTERESTS, LLCCRD 114381 · SUGAR LAND, TX$633,500,000.00Regulatory AUM · September 2026
- WJ WEALTH MANAGEMENT, LLCCRD 170181 · GLENDALE, AZ$261,532,091.00Regulatory AUM · September 2026
- WL ROSS & CO. LLCCRD 141854 · DALLAS, TX$224,585,127.00Regulatory AUM · September 2026
- WLT PARTNERS INC.CRD 339994 · MIAMI, FL$104,287,165.00Regulatory AUM · September 2026
- WLTH CAPITAL MANAGEMENT, LLCCRD 335594 · CHANDLER, AZ$229,766,959.00Regulatory AUM · September 2026
- WM PARTNERS, LPCRD 235788 · AVENTURA, FL$1,019,581,744.00Regulatory AUM · September 2026
- WMG FINANCIAL ADVISORS, LLCCRD 285824 · KNOXVILLE, TN$693,797,657.00Regulatory AUM · September 2026
- WMKI GROUP LLCCRD 309832$211,019,817.00Regulatory AUM · September 2026
- WMS ADVISORS, LLCCRD 122224 · CHARLOTTE, NC$280,924,601.00Regulatory AUM · September 2026
- WMS GROUP LLCCRD 164327$125,258,865.00Regulatory AUM · September 2026
- WNDRCO CAPITAL MANAGEMENT LLCCRD 318443 · SAN FRANCISCO, CA$1,052,836,560.00Regulatory AUM · September 2026
- WNY ASSET MANAGEMENT, LLCCRD 153872 · WILLIAMSVILLE, NY$1,729,468,767.00Regulatory AUM · September 2026
- WOLD FINANCIAL GROUP LLCCRD 316409 · MENDOTA HEIGHTS, MN$182,458,656.00Regulatory AUM · September 2026
- WOLF FINANCIAL ADVISORS LLCCRD 146080 · PEKIN, IL$124,856,762.00Regulatory AUM · September 2026
- WOLF HILL CAPITAL MANAGEMENT, LPCRD 306712 · GREENWICH, CT$1,872,050,953.00Regulatory AUM · September 2026
- WOLF RIVER CAPITAL MANAGEMENT, LLCCRD 149038 · MEMPHIS, TN$328,657,040.00Regulatory AUM · September 2026
- WOLFE RESEARCH ADVISORS, LLCCRD 326717 · NEW YORK, NYNot availableRegulatory AUM · September 2026
- WOLFERS ASSET MANAGEMENT LLCCRD 121359$165,310,192.00Regulatory AUM · September 2026
- WOLFF FINANCIAL MANAGEMENT LLCCRD 283239 · KALAMAZOO, MI$612,662,348.00Regulatory AUM · September 2026
- WOLFF WIESE MAGANA LLCCRD 157620 · CARSLBAD, CA$381,817,788.00Regulatory AUM · September 2026
- WOLFGANG CAPITAL LLCCRD 283525 · TEMECULA, CA$128,884,000.00Regulatory AUM · September 2026
- WOLFSTICH CAPITAL, LLCCRD 146026 · MEDFIELD, MA$162,101,000.00Regulatory AUM · September 2026
- WOLFSTONE WEALTH, LLCCRD 319230$110,330,007.00Regulatory AUM · September 2026
- WOLOSHIN INVESTMENT MANAGEMENT, LLCCRD 132346 · MEDFORD, NJ$180,395,979.00Regulatory AUM · September 2026
- WOLVERINE ASSET MANAGEMENT, LLCCRD 138907 · CHICAGO, IL$14,827,291,408.00Regulatory AUM · September 2026
- WOLVERINE INVESTMENT ADVISORS, LLCCRD 307037 · ATLANTA, GA$1,427,705.00Regulatory AUM · September 2026
- WOLVERINE WEALTH ADVISORY SERVICES INC.CRD 146564 · BLOOMFIELD HILLS, MI$140,898,085.00Regulatory AUM · September 2026
- WOMACK FINANCIAL LLCCRD 174873 · DALLAS, TX$164,669,645.00Regulatory AUM · September 2026
- WOMACK WEALTH MANAGEMENT, INC.CRD 146126 · MANHATTAN BEACH, CA$406,914,525.00Regulatory AUM · September 2026
- WOMEN'S WEALTH ADVISORCRD 317291 · CHESTER, NJ$120,806,478.00Regulatory AUM · September 2026
- WOOD TARVER FINANCIAL GROUP, LLCCRD 298793 · BOISE, ID$488,986,837.00Regulatory AUM · September 2026
- WOODARD & CO ASSET MANAGEMENT GROUP INCCRD 108199 · BERMUDA RUN, NC$1,167,000,000.00Regulatory AUM · September 2026
- WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LPCRD 143980 · BOULDER, CO$1,977,881,000.00Regulatory AUM · September 2026
- WOODFIELD FINANCIAL ADVISORS, INC.CRD 123279 · DEER PARK, IL$230,069,047.00Regulatory AUM · September 2026
- WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INCCRD 107660 · INDIANAPOLIS, IN$2,319,489,230.00Regulatory AUM · September 2026
- WOODLINE PARTNERS LPCRD 301480 · SAN FRANCISCO, CA$36,655,346,441.00Regulatory AUM · September 2026
- WOODLOCK FAMILY CAPITAL MANAGEMENT, LLCCRD 300051$164,632,518.00Regulatory AUM · September 2026
- WOODMONT ADVISORY GROUP, INC.CRD 112276$91,866,028.00Regulatory AUM · September 2026
- WOODMONT INVESTMENT COUNSEL, LLCCRD 109779 · NASHVILLE, TN$2,012,232,004.00Regulatory AUM · September 2026
- WOODSIDE WEALTH MANAGEMENT LLCCRD 175118 · FRAMINGHAM, MA$266,612,939.00Regulatory AUM · September 2026
- WOODSON CAPITAL MANAGEMENT, LPCRD 161644 · GREENWICH, CT$1,546,274,365.00Regulatory AUM · September 2026
- WOODSTOCK CORPORATIONCRD 110662 · BOSTON, MA$1,291,874,460.00Regulatory AUM · September 2026
- WOODSTOCK WEALTH MANAGEMENT, INC.CRD 283472 · WOODSTOCK, GA$726,566,676.00Regulatory AUM · September 2026
- WOODWARD DIVERSIFIED CAPITAL, LLCCRD 306299 · BAKERSFIELD, CA$609,778,872.00Regulatory AUM · September 2026
- WOODWARD FINANCIAL ADVISORS, INC.CRD 150641 · CHAPEL HILL, NC$641,480,000.00Regulatory AUM · September 2026
- WORLD CAPITAL ADVISORS, LLCCRD 135941 · DENVER, CO$71,986,050.00Regulatory AUM · September 2026
- WORLD EQUITY GROUP, INC.CRD 29087 · SCHAUMBURG, IL$1,001,368,180.00Regulatory AUM · September 2026
- WORLD INVESTMENT ADVISORS, LLCCRD 208512 · LINCROFT, NJ$71,641,184,639.00Regulatory AUM · September 2026
- WORLDLINE CAPITAL PTE. LTD.CRD 343189$24,080,000.00Regulatory AUM · September 2026
- WORLDLY PARTNERS MANAGEMENT, LLCCRD 309792 · NEEDHAM, MA$226,780,837.00Regulatory AUM · September 2026
- WORTH ASSET MANAGEMENT, LLCCRD 166970 · DALLAS, TX$288,200,656.00Regulatory AUM · September 2026
- WORTH CHARTING GROUP LLCCRD 340328 · NEW YORK, NY$2,500,000.00Regulatory AUM · September 2026
- WORTH FINANCIAL ADVISORY GROUP, LLCCRD 156564 · CHARLOTTE, NC$280,745,134.00Regulatory AUM · September 2026
- WORTH FINANCIAL GROUP INC.CRD 13478 · DALLAS, TX$122,831,881.00Regulatory AUM · September 2026
- WORTH VENTURE PARTNERS, LLCCRD 168610 · FORT LEE, NJ$456,114,406.00Regulatory AUM · September 2026
- WORTHINGTON CAPITAL MANAGEMENT, LLCCRD 305391 · MEMPHIS, TN$41,201,880.00Regulatory AUM · September 2026
- WORTHINGTON FINANCIAL PARTNERS LLCCRD 312951 · WORTHINGTON, OH$153,695,050.00Regulatory AUM · September 2026
- WORTHPOINTE, LLCCRD 143996$1,057,380,274.00Regulatory AUM · September 2026
- WOVENEARTH VENTURES, LLCCRD 322556$259,709,073.00Regulatory AUM · September 2026
- WP ADVISORS, LLCCRD 118268$588,869,236.00Regulatory AUM · September 2026
- WP GLOBAL PARTNERS LLCCRD 135689 · CHICAGO, IL$3,010,853,530.00Regulatory AUM · September 2026
- WPA FAMILY OFFICE, LLCCRD 315566 · DALLAS, TX$175,198,734.00Regulatory AUM · September 2026
- WPG ADVISERS, LLCCRD 291708 · BALTIMORE, MD$360,876,104.00Regulatory AUM · September 2026
- WPH GP, LLCCRD 295192 · BOSTON, MA$488,840,905.00Regulatory AUM · September 2026
- WPM WEALTH ADVISORS LLCCRD 316722 · SARATOGA SPRINGS, NY$72,382,757.00Regulatory AUM · September 2026
- WPWEALTH LLPCRD 145467 · FORT WORTH, TX$1,167,914,964.00Regulatory AUM · September 2026
- WRAPMANAGER INCCRD 108834 · MILL VALLEY, CA$336,736,592.00Regulatory AUM · September 2026
- WRENNE FINANCIAL PLANNING LLCCRD 173029$297,914,898.00Regulatory AUM · September 2026
- WRIGHT COVE CAPITAL, LLCCRD 307252 · PORTLAND, ME$120,661,042.00Regulatory AUM · September 2026
- WRIGHT INVESTORS SERVICE INCCRD 106302 · SHELTON, CT$1,207,927,898.00Regulatory AUM · September 2026
- WRIGHT PRIVATE ASSET MANAGEMENT LLCCRD 139570 · SHELTON, CT$74,119,261.00Regulatory AUM · September 2026
- WRIGHT WEALTH LLCCRD 321215 · ATLANTA, GA$188,462,210.00Regulatory AUM · September 2026
- WRIGHT WEALTH STRATEGIES, LLCCRD 304289 · SAN LUIS OBISPO, CA$127,209,000.00Regulatory AUM · September 2026
- WRONA INVESTMENT MANAGEMENT, LLCCRD 306791$34,136,580.00Regulatory AUM · September 2026
- WSC & COMPANY, LLCCRD 289138 · CHARLOTTE, NC$320,355,422.00Regulatory AUM · September 2026
- WT WEALTH MANAGEMENT, LLCCRD 169566 · SCOTTSDALE, AZ$419,058,112.00Regulatory AUM · September 2026
- WULFF, HANSEN & CO.CRD 908 · SAN RAFAEL, CA$144,815,568.00Regulatory AUM · September 2026
- WURZ FINANCIAL SERVICES, LLCCRD 331608 · HOLLAND, OH$117,000,000.00Regulatory AUM · September 2026
- WWM ADVISORY INC.CRD 133611 · CULVER CITY, CA$280,121,846.00Regulatory AUM · September 2026
- WYNKOOP LLCCRD 150018 · GREENWOOD VILLAGE, CO$1,217,300,000.00Regulatory AUM · September 2026
- WYNN CAPITAL LLCCRD 281291 · AUGUSTA, GA$320,162,279.00Regulatory AUM · September 2026
- WYNN CAPITAL MANAGEMENT, LLCCRD 119355 · SANTA CRUZ, CA$102,011,468.00Regulatory AUM · September 2026
- WYNNCHURCH CAPITAL, L.P.CRD 173227 · ROSEMONT, IL$9,124,413,801.00Regulatory AUM · September 2026
- WYNNEFIELD CAPITAL, INC.CRD 157604 · NEW YORK, NY$184,517,667.00Regulatory AUM · September 2026
- WYNWOOD CAPITAL, LLCCRD 284493$138,663,211.00Regulatory AUM · September 2026
- WYSER-PRATTE MANAGEMENT CO., INC.CRD 106399 · BEDFORD HILLS, NY$58,640,604.00Regulatory AUM · September 2026
- WYZE WEALTH ADVISORS, LLCCRD 329413 · CANONSBURG, PA$264,521,124.00Regulatory AUM · September 2026
- X ADVISORS, LLCCRD 315838 · SANTA MARIA, CA$228,610,000.00Regulatory AUM · September 2026
- X CUBED CAPITAL MANAGEMENT LLCCRD 313966 · MINNEAPOLIS, MN$183,998,491.00Regulatory AUM · September 2026
- X-SQUARE CAPITAL, LLCCRD 167237 · GUAYNABO, PR$790,900,970.00Regulatory AUM · September 2026
- XA INVESTMENTS LLCCRD 284005 · CHICAGO, IL$865,643,706.00Regulatory AUM · September 2026
- XANTOS LABS, LLCCRD 302005$3,328,218.00Regulatory AUM · September 2026
- XCEL WEALTH MANAGEMENT, LLCCRD 158863 · HOLLY HILL, FL$497,928,235.00Regulatory AUM · September 2026
- XCELLERANT VENTURES, LLCCRD 319671 · SCOTTSDALE, AZ$26,029,894.00Regulatory AUM · September 2026
- XCELSIOR ADVISOR PARTNERS LLCCRD 334779$650,658,720.00Regulatory AUM · September 2026
- XCEPTION ADVISORY SERVICES, LLCCRD 338122 · ATLANTA, GA$189,340,109.00Regulatory AUM · September 2026
- XD FUND ADVISOR LLCCRD 328236 · EAST LONGMEADOW, MA$414,767.00Regulatory AUM · September 2026