All investment adviser firms · Page 165
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- WASHINGTON HARBOUR PARTNERS LPCRD 309915 · ARLINGTON, VA$4,725,096,051.00Regulatory AUM · August 2026
- WASHINGTON PARK CAPITAL MANAGEMENT, LLCCRD 338939 · PORTLAND, OR$359,458,316.00Regulatory AUM · August 2026
- WASHINGTON SQUARE CAPITAL MANAGEMENT LLCCRD 150335 · NEW YORK, NY$90,413,084.00Regulatory AUM · August 2026
- WASHINGTON TRUST ADVISORS, INC.CRD 110407 · WELLESLEY, MA$2,392,791,362.00Regulatory AUM · August 2026
- WASSAW SOUND MANAGEMENT, LLCCRD 299164 · SAVANNAH, GA$122,700,000.00Regulatory AUM · August 2026
- WASSERSTEIN MANAGEMENT, LPCRD 286158 · NEW YORK, NY$408,529,503.00Regulatory AUM · August 2026
- WATCHSTONE WEALTH MANAGEMENT LLCCRD 172835$66,766,156.00Regulatory AUM · August 2026
- WATCHTOWER ADVISORS, LPCRD 299887 · OLD GREENWICH, CT$289,471,073.00Regulatory AUM · August 2026
- WATER ASSET MANAGEMENT, LLCCRD 151508 · NEW YORK, NY$780,927,310.00Regulatory AUM · August 2026
- WATER ISLAND CAPITAL,LLCCRD 113358 · NEW YORK, NY$1,218,302,787.00Regulatory AUM · August 2026
- WATER STREET CAPITAL, INC.CRD 158133 · JACKSONVILLE, FL$1,417,169,654.00Regulatory AUM · August 2026
- WATER STREET HEALTHCARE PARTNERS, LLCCRD 156694 · CHICAGO, IL$7,490,467,694.00Regulatory AUM · August 2026
- WATER VALLEY INVESTMENT ADVISORS, INC.CRD 116936 · SIOUX CENTER, IA$157,226,348.00Regulatory AUM · August 2026
- WATEREQUITY LLCCRD 281955 · KANSAS CITY, MO$450,164,269.00Regulatory AUM · August 2026
- WATERFALL ASSET MANAGEMENT, LLCCRD 137746 · NEW YORK, NY$22,037,665,812.00Regulatory AUM · August 2026
- WATERFORD ADVISORS, LLCCRD 119442 · ORCHARD PARK, NY$399,125,492.00Regulatory AUM · August 2026
- WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLCCRD 144172 · ADDISON, TX$228,453,367.00Regulatory AUM · August 2026
- WATERFRONT CAPITAL PARTNERS LLCCRD 167801 · NEW YORK, NY$99,284,522.00Regulatory AUM · August 2026
- WATERFRONT WEALTH INC.CRD 173220 · OVERLAND PARK, KS$1,138,000,000.00Regulatory AUM · August 2026
- WATERLOO CAPITAL, L.P.CRD 133705 · AUSTIN, TX$2,261,124,371.00Regulatory AUM · August 2026
- WATERMARK GROUP, INC.CRD 108272 · PRINCETON, NJ$3,819,642,922.00Regulatory AUM · August 2026
- WATERMILL MANAGEMENT COMPANY, LLCCRD 163370 · BOSTON, MA$178,078,003.00Regulatory AUM · August 2026
- WATEROUS ENERGY FUND MANAGEMENT (US), LLCCRD 290952 · HOUSTON, TX$4,010,153,798.00Regulatory AUM · August 2026
- WATERS, PARKERSON & CO., LLCCRD 3711 · NEW ORLEANS, LA$2,859,829,975.00Regulatory AUM · August 2026
- WATERSHED PRIVATE WEALTH LLCCRD 316408 · OAK BROOK, IL$413,695,756.00Regulatory AUM · August 2026
- WATERSTONE FINANCIAL ADVISORY LLCCRD 325012 · FORT MYERS, FL$262,476,520.00Regulatory AUM · August 2026
- WATERSTONE WEALTH ADVISORS, LLCCRD 139265$164,854,411.00Regulatory AUM · July 2026
- WATERTON INVESTMENT ADVISER, L.L.C.CRD 285602 · CHICAGO, IL$4,331,533,757.00Regulatory AUM · August 2026
- WATERWAY WEALTH MANAGEMENT, L.L.C.CRD 164975 · THE WOODLANDS, TX$675,772,806.00Regulatory AUM · August 2026
- WATERWHEEL CAPITAL MANAGEMENT, L.P.CRD 289407$238,475,520.00Regulatory AUM · August 2026
- WATKINSON CAPITAL ADVISORS LLCCRD 151862 · BERWYN, PA$124,247,513.00Regulatory AUM · August 2026
- WATTS CAPITAL PARTNERS LLCCRD 149049$65,105,454.00Regulatory AUM · August 2026
- WATTS GWILLIAM & COMPANY, LLCCRD 131458 · GILBERT, AZ$1,031,900,000.00Regulatory AUM · August 2026
- WAUD CAPITAL PARTNERS, LLCCRD 160632 · CHICAGO, IL$4,560,711,481.00Regulatory AUM · August 2026
- WAVE DIGITAL ASSETS LLCCRD 305726 · LOS ANGELES, CA$91,862,975.00Regulatory AUM · August 2026
- WAVE EQUITY PARTNERS LLCCRD 170642 · BOSTON, MA$563,806,564.00Regulatory AUM · August 2026
- WAVE WEALTH MANAGEMENT, LLCCRD 285079 · FRISCO, TX$134,180,983.00Regulatory AUM · August 2026
- WAVELENGTH CAPITAL MANAGEMENT, LLCCRD 167725 · WESTPORT, CT$103,954,428.00Regulatory AUM · August 2026
- WAVERLEY WEALTH MANAGEMENT LLCCRD 156023 · MOUNTAIN VIEW, CA$201,152,058.00Regulatory AUM · August 2026
- WAVERLY ADVISORS, LLCCRD 115332 · BIRMINGHAM, AL$29,781,065,619.00Regulatory AUM · August 2026
- WAVVEST WEALTH LLCCRD 332096 · CHICAGO, IL$268,451,319.00Regulatory AUM · August 2026
- WAX ASSET MANAGEMENT LLCCRD 157405$181,212,966.00Regulatory AUM · August 2026
- WAYCROSS GP, LLCCRD 339521 · LOUISVILLE, KY$156,075,000.00Regulatory AUM · August 2026
- WAYCROSS INVESTMENT MANAGEMENT COMPANYCRD 105034 · BELLINGHAM, WA$252,424,231.00Regulatory AUM · August 2026
- WAYCROSS PARTNERS, LLCCRD 153838 · LOUISVILLE, KY$1,182,922,452.00Regulatory AUM · August 2026
- WAYFINDING FINANCIAL, LLCCRD 306208 · LYNNWOOD, WA$353,477,294.00Regulatory AUM · August 2026
- WAYPOINT CAPITAL PARTNERS ADVISORS, LLCCRD 333573 · STAMFORD, CT$310,710,728.00Regulatory AUM · August 2026
- WAYPOINT WEALTH COUNSEL LLCCRD 171822 · ATLANTA, GA$824,280,624.00Regulatory AUM · August 2026
- WAYPOINT WEALTH MANAGEMENT, LLCCRD 155574 · TIMONIUM, MD$242,454,876.00Regulatory AUM · August 2026
- WAYPOINTS FINANCIAL, LLCCRD 157494 · SEBRING, FL$157,721,041.00Regulatory AUM · August 2026
- WAYSTONE ADVISORS LLCCRD 328565$179,345,970.00Regulatory AUM · August 2026
- WAYSTONE ASSET MANAGEMENT (USA) LLCCRD 315393 · CHICAGO, IL$742,628,188.00Regulatory AUM · August 2026
- WAYVE CAPITAL MANAGEMENT, LLCCRD 332024$175,100,164.00Regulatory AUM · August 2026
- WAYZATA INVESTMENT PARTNERS LLCCRD 132046 · WAYZATA, MN$9,378,296.00Regulatory AUM · August 2026
- WAZEE STREET CAPITAL MANAGEMENT LLCCRD 159165 · GREENWOOD VILLAGE, CO$203,367,186.00Regulatory AUM · August 2026
- WBH ADVISORY, INC.CRD 105289 · BALTIMORE, MD$1,737,525,543.00Regulatory AUM · August 2026
- WBI INVESTMENTS, LLCCRD 106336 · RED BANK, NJ$539,568,586.00Regulatory AUM · August 2026
- WCAS MANAGEMENT CORPORATIONCRD 155695 · NEW YORK, NY$14,896,139,555.00Regulatory AUM · August 2026
- WCG WEALTH ADVISORS, LLCCRD 173194 · LAS VEGAS, NV$6,276,683,993.00Regulatory AUM · August 2026
- WCM INVESTMENT MANAGEMENT, LLCCRD 104702 · LAGUNA BEACH, CA$96,772,599,352.00Regulatory AUM · August 2026
- WD RUTHERFORD LLCCRD 167545 · PORTLAND, OR$249,984,319.00Regulatory AUM · August 2026
- WE ALLIANCE WEALTH ADVISORS, INC.CRD 175405 · ROSEVILLE, CA$233,075,774.00Regulatory AUM · August 2026
- WE FINANCIAL GROUP LLCCRD 298549 · SAN FRANCISCO, CA$127,435,763.00Regulatory AUM · August 2026
- WEA FINANCIAL ADVISORS, INC.CRD 144919 · MADISON, WI$507,804,171.00Regulatory AUM · August 2026
- WEALHOUSE CAPITAL LIMITED PARTNERSHIPCRD 282931$1,628,041,384.00Regulatory AUM · August 2026
- WEALTH ADVISORS GROUP, LLCCRD 291648 · CORALVILLE, IA$278,484,000.00Regulatory AUM · August 2026
- WEALTH ADVISORS NETWORK, INC.CRD 113836 · HASTINGS, NE$300,252,270.00Regulatory AUM · August 2026
- WEALTH ADVISORS NORTHWEST LLCCRD 284468 · PORTLAND, OR$354,254,482.00Regulatory AUM · August 2026
- WEALTH ADVISORS OF IOWA, LLCCRD 115088 · WEST DES MOINES, IA$539,420,935.00Regulatory AUM · August 2026
- WEALTH ADVISORS OF TAMPA BAY LLCCRD 162724 · TAMPA, FL$456,772,774.00Regulatory AUM · August 2026
- WEALTH ADVISORS, LLCCRD 135875 · SPRINGBORO, OH$202,041,581.00Regulatory AUM · August 2026
- WEALTH ADVISORY SOLUTIONS, LLCCRD 288903 · ZIONSVILLE, IN$599,108,779.00Regulatory AUM · August 2026
- WEALTH ALIGNMENT PARTNERS, LLCCRD 338039 · HONOLULU, HINot availableRegulatory AUM · August 2026
- WEALTH ALLIANCE ADVISORY GROUP, LLCCRD 290329 · WICHITA, KS$978,627,230.00Regulatory AUM · August 2026
- WEALTH ANALYTICS PARTNERS, LLCCRD 140115 · SAN DIEGO, CA$316,007,259.00Regulatory AUM · August 2026
- WEALTH ARCHITECTS, LLCCRD 135373 · MOUNTAIN VIEW, CA$2,415,227,160.00Regulatory AUM · August 2026
- WEALTH BENEFIT ADVISORS, LLCCRD 319324 · HOUSTON, TX$380,870,591.00Regulatory AUM · August 2026
- WEALTH BUILDER FUNDS, LLCCRD 328782 · CARY, ILNot availableRegulatory AUM · July 2026
- WEALTH CARE LLCCRD 125799$668,598,634.00Regulatory AUM · August 2026
- WEALTH COACH LLCCRD 170886 · BROOKLYN, NY$119,090,347.00Regulatory AUM · August 2026
- WEALTH COMPASS FINANCIAL, INC.CRD 290139 · CARLSBAD, CA$115,401,312.00Regulatory AUM · August 2026
- WEALTH CREATION MANAGEMENT GROUP LLCCRD 300539$106,116,250.00Regulatory AUM · August 2026
- WEALTH DIMENSIONS FAMILY OFFICE, INCCRD 266787 · CINCINNATI, OH$625,928,679.00Regulatory AUM · August 2026
- WEALTH DIMENSIONS GROUP, LTD.CRD 107618 · CINCINNATI, OH$1,235,179,499.00Regulatory AUM · August 2026
- WEALTH EASE WEALTH MANAGEMENT LLCCRD 332595 · MARSHALL, MI$132,151,221.00Regulatory AUM · August 2026
- WEALTH EFFECTS LLCCRD 315244 · BOSTON, MA$472,000,000.00Regulatory AUM · August 2026
- WEALTH ENGAGEMENT LLCCRD 310438 · ATLANTA, GA$105,040,254.00Regulatory AUM · August 2026
- WEALTH ENGINEERING, LLCCRD 128549 · SCOTTSDALE, AZ$170,961,151.00Regulatory AUM · August 2026
- WEALTH ENGINEERS, LLCCRD 168578 · DENVER, CO$117,563,394.00Regulatory AUM · August 2026
- WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD 116407 · PLYMOUTH, MN$122,186,725,110.00Regulatory AUM · August 2026
- WEALTH FORWARD ADVISORS LLCCRD 337462 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- WEALTH FORWARD, LLCCRD 159467 · FARGO, ND$228,127,843.00Regulatory AUM · August 2026
- WEALTH FOUNDATIONS PARTNERS, LLCCRD 330999 · SALT LAKE CITY, UT$110,501,385.00Regulatory AUM · August 2026
- WEALTH INTELLIGENCE, LLCCRD 333253 · COLUMBUS, GA$247,495,975.00Regulatory AUM · August 2026
- WEALTH INTELLIGENTLY NAVIGATED, LLCCRD 340998 · SPARTANBURG, SC$532,920,068.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT ADVISORS, LLCCRD 171260 · GREENVILLE, SC$686,123,088.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT ASSOCIATES, INC.CRD 117606 · CHERRY HILL, NJ$717,359,659.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT CORPORATION OF AMERICA, INC.CRD 109576 · TALLAHASSEE, FL$241,535,549.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT CPAS, LLCCRD 310096 · SALT LAKE CITY, UT$329,157,318.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT GROUP AGCRD 335036$34,659,905.00Regulatory AUM · August 2026