All investment adviser firms · Page 164
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- VPWM ADVISORS, LLCCRD 167886 · PLYMOUTH, MN$326,586,982.00Regulatory AUM · August 2026
- VR ADVISORY SERVICES LTD.CRD 137158 · NEW YORK, NY$9,765,461,604.00Regulatory AUM · August 2026
- VRM PENZINI CAPITAL L.L.C.CRD 336315 · SAN JUAN, PR$269,217,587.00Regulatory AUM · August 2026
- VSM WEALTH ADVISORY, LLCCRD 313717 · HUNT VALLEY, MD$677,516,349.00Regulatory AUM · August 2026
- VSS FUND MANAGEMENT LLCCRD 156600 · NEW YORK, NY$1,172,081,398.00Regulatory AUM · August 2026
- VSV MANAGEMENT, LLCCRD 317632 · WEST PALM BEACH, FL$229,084,453.00Regulatory AUM · August 2026
- VT PARTNERS AGCRD 340456Not availableRegulatory AUM · August 2026
- VULCAN VALUE PARTNERS LLCCRD 151190 · BIRMINGHAM, AL$6,083,234,967.00Regulatory AUM · August 2026
- $96,531,722.00Regulatory AUM · August 2026
- VVR HOLDINGS LLCCRD 334343 · BELLINGHAM, WA$241,081,561.00Regulatory AUM · August 2026
- VWH CAPITAL MANAGEMENT, LPCRD 289128 · DALLAS, TX$3,324,646,353.00Regulatory AUM · August 2026
- W & S MANAGEMENT SERVICES, INC.CRD 127852 · ROCHESTER, NY$166,000,000.00Regulatory AUM · August 2026
- W ADVISORS LLCCRD 168452 · GERMANTOWN, TN$244,889,761.00Regulatory AUM · August 2026
- W CAPITAL MANAGEMENT, LLCCRD 159408 · NEW YORK, NY$2,684,292,954.00Regulatory AUM · August 2026
- W. H. REAVES & CO., INC.CRD 3140 · JERSEY CITY, NJ$5,939,604,331.00Regulatory AUM · August 2026
- W.B. EDWARDS LLCCRD 343080 · KNOXVILLE, TNNot availableRegulatory AUM · August 2026
- W.E. FAMILY OFFICES, LLCCRD 109869 · CORAL GABLES, FL$17,752,394,957.00Regulatory AUM · August 2026
- W.G.SHAHEEN & ASSOCIATES,LTD.CRD 117307 · ROCHESTER, NY$1,490,490,730.00Regulatory AUM · August 2026
- W&S ADVISORY SERVICES, LLCCRD 334683 · CINCINNATI, OH$5,292,397.00Regulatory AUM · August 2026
- W&S BROKERAGE SERVICES, INC.CRD 8099 · CINCINNATI, OH$257,179,879.00Regulatory AUM · August 2026
- W1M WEALTH MANAGEMENT LIMITEDCRD 132210$24,847,362,573.00Regulatory AUM · August 2026
- W2B, INC.CRD 331220$26,244,103.00Regulatory AUM · August 2026
- WABASH CAPITAL, INC.CRD 107932 · TERRE HAUTE, IN$173,044,936.00Regulatory AUM · August 2026
- WACKER & ASSOCIATES, INC.CRD 159879 · JACKSON, MN$180,181,134.00Regulatory AUM · August 2026
- WACONA CAPITAL, LLCCRD 331836 · CHARLOTTESVILLE, VA$194,115,432.00Regulatory AUM · August 2026
- WADDELL & ASSOCIATES, LLCCRD 283723 · MEMPHIS, TN$2,376,441,118.00Regulatory AUM · August 2026
- WAFD WEALTH, INCCRD 337346 · SEATTLE, WA$348,143,236.00Regulatory AUM · August 2026
- WAFRA INC.CRD 108673 · NEW YORK, NY$29,043,206,587.00Regulatory AUM · August 2026
- $152,764,456.00Regulatory AUM · August 2026
- WAGNER FINANCIAL, LLCCRD 318448 · LAKE OSWEGO, OR$144,746,111.00Regulatory AUM · August 2026
- WAGNER LOFTIN INVESTMENT SERVICES LLCCRD 109770 · PLEASANT HILL, CA$396,429,887.00Regulatory AUM · August 2026
- WAGNER WEALTH MANAGEMENT, CORP.CRD 324196 · CONYNGHAM, PA$148,685,773.00Regulatory AUM · August 2026
- WAHED INVEST LLCCRD 242793 · NEW YORK, NY$1,286,549,477.00Regulatory AUM · August 2026
- WAINWRIGHT INVESTMENT COUNSEL LLCCRD 108711 · BOSTON, MA$5,516,243,000.00Regulatory AUM · August 2026
- WAKEFIELD ASSET MANAGEMENT, LLLPCRD 143720 · ENGLEWOOD, CO$453,977,004.00Regulatory AUM · August 2026
- WAKEFIELD WEALTH MANAGEMENT, LLLPCRD 173997 · ENGLEWOOD, CO$512,887,728.00Regulatory AUM · August 2026
- WALDO.AI, INC.CRD 336723 · NEW HAVEN, CTNot availableRegulatory AUM · August 2026
- WALDRON PRIVATE WEALTH, LLCCRD 131063 · BRIDGEVILLE, PA$5,497,678,268.00Regulatory AUM · August 2026
- WALK-ON CAPITAL, LLCCRD 331407 · LOS ANGELES, CA$155,050,000.00Regulatory AUM · August 2026
- WALKER & DUNLOP INVESTMENT PARTNERS, INC.CRD 165022 · DENVER, CO$2,703,389,943.00Regulatory AUM · August 2026
- WALKER ASSET MANAGEMENT, LLCCRD 284951$315,347,630.00Regulatory AUM · August 2026
- WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITSCRD 106268 · MISSION VIEJO, CA$233,284,348.00Regulatory AUM · August 2026
- WALKER FINANCIAL SERVICES, INC.CRD 145457 · BOWLING GREEN, KY$373,667,468.00Regulatory AUM · August 2026
- WALKNER CONDON FINANCIAL ADVISORS LLCCRD 160109 · VERONA, WI$1,031,180,911.00Regulatory AUM · August 2026
- WALL CAPITAL GROUP, INC.CRD 105913 · PHOENIX, AZ$294,661,243.00Regulatory AUM · August 2026
- WALL STREET FINANCIAL GROUP, INC.CRD 289051 · CARLINVILLE, IL$187,678,567.00Regulatory AUM · August 2026
- WALL STREET INVESTMENT MANAGEMENT, LLCCRD 143975$174,660,179.00Regulatory AUM · August 2026
- WALLACE ADVISORY GROUP, LLCCRD 281049 · LAFAYETTE, CA$269,452,314.00Regulatory AUM · August 2026
- WALLACE CAPITAL MANAGEMENT, INC.CRD 119174 · DALLAS, TX$1,488,904,952.00Regulatory AUM · August 2026
- WALLACE FINANCE CO.CRD 340165Not availableRegulatory AUM · August 2026
- WALLACE HART LLCCRD 285981 · LEXINGTON, KY$264,001,265.00Regulatory AUM · August 2026
- WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLCCRD 299595 · HIGHLAND PARK, IL$732,171,064.00Regulatory AUM · August 2026
- WALLENDER, TIMOTHY JOSEPHCRD 138301 · MANHATTAN BEACH, CA$137,315,774.00Regulatory AUM · August 2026
- WALLER FINANCIAL PLANNING GROUP, INC.CRD 159564 · COLUMBUS, OH$747,766,625.00Regulatory AUM · August 2026
- WALLEYE CAPITAL LLCCRD 161413 · WAYZATA, MN$52,105,036,839.00Regulatory AUM · August 2026
- WALLEYE PARTNERS LLCCRD 333435 · MADISON, WI$276,678,000.00Regulatory AUM · August 2026
- WALLICK INVESTMENTS, LLCCRD 162976 · COLUMBIA, SC$126,512,094.00Regulatory AUM · August 2026
- WALLINGTON ASSET MANAGEMENT, LLCCRD 143360 · INDIANAPOLIS, IN$1,317,647,542.00Regulatory AUM · August 2026
- WALLSTREETI.COM LLC.CRD 123567 · NEW YORK, NY$105,235,705.00Regulatory AUM · August 2026
- WALLSTREETX ETFS, INC.CRD 339198$957,278.00Regulatory AUM · August 2026
- WALNUT GROVE CAPITAL PARTNERS, LPCRD 300721 · MEMPHIS, TN$226,309,406.00Regulatory AUM · August 2026
- WALNUT INVESTMENT SERVICES LLCCRD 113666 · BROOKLYN, NY$94,000,000.00Regulatory AUM · August 2026
- WALNUT LEVEL CAPITAL LLCCRD 307942 · DENVER, CO$119,235,048.00Regulatory AUM · August 2026
- WALNUT PRIVATE EQUITY PARTNERS, LLCCRD 168840 · OMAHA, NE$172,610,119.00Regulatory AUM · August 2026
- WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYCRD 206518 · TAMPA, FL$344,142,233.00Regulatory AUM · August 2026
- WALSH & ASSOCIATES, LLCCRD 144441 · SARASOTA, FL$827,707,540.00Regulatory AUM · August 2026
- WALSKY INVESTMENT MANAGEMENT INCCRD 106991 · WYOMISSING, PA$130,176,804.00Regulatory AUM · August 2026
- WALTER & KEENAN WEALTH MANAGEMENT, LLCCRD 104838 · SOUTH BEND, IN$983,280,961.00Regulatory AUM · August 2026
- WALTER C. FLOWER & CO., INCCRD 110775 · NEW ORLEANS, LA$591,335,914.00Regulatory AUM · August 2026
- WALTER SCOTT & PARTNERS LIMITEDCRD 112161$66,667,871,035.00Regulatory AUM · August 2026
- WALTON CREEK INVESTMENT ADVISORS LLCCRD 343176 · TULSA, OKNot availableRegulatory AUM · August 2026
- WALTON FINANCIALCRD 331634 · BIRMINGHAM, AL$182,903,769.00Regulatory AUM · August 2026
- WALTON STREET CAPITAL, L.L.C.CRD 147210 · CHICAGO, IL$9,762,575,916.00Regulatory AUM · August 2026
- WARANA CAPITAL, LLCCRD 288311 · NEW YORK, NY$672,899,188.00Regulatory AUM · August 2026
- WARATAH CAPITAL ADVISORS LTD.CRD 173867$2,270,964,911.00Regulatory AUM · August 2026
- WARBERG ASSET MANAGEMENT LLCCRD 164003 · WINNETKA, IL$805,869,280.00Regulatory AUM · August 2026
- WARBURG PINCUS LLCCRD 156945 · NEW YORK, NY$108,658,034,720.00Regulatory AUM · August 2026
- WARBURTON CAPITAL MANAGEMENT, LLCCRD 141969 · TULSA, OK$786,622,276.00Regulatory AUM · August 2026
- WARD & ASSOCIATESCRD 107878 · SAN DIEGO, CA$187,200,000.00Regulatory AUM · August 2026
- WARM SPRINGS ADVISORS INC.CRD 306501 · LARKSPUR, CA$131,346,508.00Regulatory AUM · August 2026
- WARNER FINANCIAL, INCCRD 135303 · BETHESDA, MD$851,810,607.00Regulatory AUM · August 2026
- WARNER GROUP LLCCRD 334877 · MADISON, CT$458,494,742.00Regulatory AUM · August 2026
- WARNKE/NICHOLS LTD.CRD 112181 · DELAFIELD, WI$159,976,325.00Regulatory AUM · July 2026
- WARREN CAPITAL MANAGEMENT, INC.CRD 137449 · CHARLESTON, SC$130,989,034.00Regulatory AUM · August 2026
- WARREN EQUITY PARTNERS MANAGER, L.P.CRD 295903 · JACKSONVILLE BEACH, FL$6,088,081,268.00Regulatory AUM · August 2026
- WARREN STREET WEALTH ADVISORS, LLCCRD 173447 · IRVINE, CA$656,098,135.00Regulatory AUM · August 2026
- WARTHER PRIVATE WEALTH, LLCCRD 125145 · AKRON, OH$371,319,984.00Regulatory AUM · August 2026
- WARWICK CAPITAL PARTNERS (US) LPCRD 320777 · STAMFORD, CT$3,344,699,248.00Regulatory AUM · August 2026
- WARWICK GROUP II, INC.CRD 161549$369,833,283.00Regulatory AUM · August 2026
- WARWICK INVESTMENT GROUP, LLCCRD 226670 · OKLAHOMA CITY, OK$2,050,487,383.00Regulatory AUM · August 2026
- WARWICK INVESTMENT MANAGEMENT, INC.CRD 105951 · BRYAN, TX$2,482,202,242.00Regulatory AUM · August 2026
- WASATCH ADVISORS LPCRD 106081 · SALT LAKE CITY, UT$23,346,360,707.00Regulatory AUM · August 2026
- WASATCH INVESTMENT FUND MANAGER, LLCCRD 325037 · LOGAN, UT$254,557,950.00Regulatory AUM · August 2026
- WASATCH VENTURE MANAGEMENT, LLCCRD 326762 · LOGAN, UT$337,284,557.00Regulatory AUM · August 2026
- WASHBURN CAPITAL MANAGEMENT INC.CRD 125708 · VERO BEACH, FL$253,596,379.00Regulatory AUM · August 2026
- WASHINGTON AVENUE ADVISORS, LLCCRD 307002 · LANSING, MI$336,947,656.00Regulatory AUM · August 2026
- WASHINGTON CAPITAL MANAGEMENT INCCRD 105253 · SEATTLE, WA$7,396,896,415.00Regulatory AUM · August 2026
- WASHINGTON CROSSING ADVISORS LLCCRD 281511 · MORRISTOWN, NJ$2,028,694,766.00Regulatory AUM · August 2026
- WASHINGTON FINANCIAL GROUP, INC.CRD 132369 · OSTERVILLE, MA$119,042,191.00Regulatory AUM · August 2026
- WASHINGTON GROWTH STRATEGIES LLCCRD 171774 · WASHINGTON, DC$247,180,436.00Regulatory AUM · August 2026