All investment adviser firms · Page 160
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- UPFRONT VENTURES MANAGEMENT, LLCCRD 175144 · LOS ANGELES, CA$3,383,647,755.00Regulatory AUM · August 2026
- UPLIFT INVESTORS, LPCRD 335515 · DARIEN, CT$230,500,000.00Regulatory AUM · August 2026
- UPP MANAGEMENT, LPCRD 342664 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- UPPER LEFT WEALTH MANAGEMENT, LLCCRD 288762$201,115,227.00Regulatory AUM · August 2026
- UPPER90 CAPITAL MANAGEMENT, LPCRD 304179 · PROVIDENCE, RI$1,105,342,447.00Regulatory AUM · August 2026
- UPRIGHT FINANCIAL CORPCRD 107303$98,006,867.00Regulatory AUM · August 2026
- UPSTART WEALTH MANAGEMENT, LLCCRD 173728$385,902,821.00Regulatory AUM · August 2026
- UPSTATE ADVISERS INC.CRD 341449 · PITTSFORD, NY$34,053,630.00Regulatory AUM · August 2026
- UPTICK PARTNERS, LLCCRD 324250 · NACOGDOCHES, TX$1,063,169,479.00Regulatory AUM · August 2026
- UPTOWN FINANCIAL ADVISORS LLCCRD 171401 · DALLAS, TX$153,813,197.00Regulatory AUM · August 2026
- UPTURN CORPORATIONCRD 290614Not availableRegulatory AUM · August 2026
- URBAN FINANCIAL ADVISORY CORPCRD 110057 · CHICAGO, IL$1,275,389,164.00Regulatory AUM · August 2026
- URBAN FUND MANAGEMENT, LLCCRD 167491 · PLANO, TX$767,765,979.00Regulatory AUM · August 2026
- URBAN INVESTMENT ADVISORS, INC.,CRD 222524 · MILL VALLEY, CA$2,451,701,456.00Regulatory AUM · August 2026
- URBAN WEALTH MANAGEMENT GROUP LLCCRD 285633$212,506,644.00Regulatory AUM · August 2026
- URS ADVISORY LLCCRD 289892 · JUPITER, FL$200,312,614.00Regulatory AUM · August 2026
- URSA FINANCIAL, LLCCRD 306491$16,618,141.00Regulatory AUM · August 2026
- URSA FUND MANAGEMENT LLCCRD 283363 · DANVILLE, CA$1,198,312,942.00Regulatory AUM · August 2026
- US AGRICULTURE, LLCCRD 282576 · CARMEL, IN$759,134,626.00Regulatory AUM · August 2026
- US ASSET MANAGEMENT, LLCCRD 124234 · PITTSBURGH, PA$358,460,029.00Regulatory AUM · August 2026
- US FINANCIAL PLANNERS, LLCCRD 337484 · ASHEVILLE, NCNot availableRegulatory AUM · August 2026
- US INFRAVEST MANAGERS LPCRD 312299$124,619,755.00Regulatory AUM · August 2026
- US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLCCRD 323370 · MOON TOWNSHIP, PA$7,033,520,977.00Regulatory AUM · August 2026
- US SELECT ASSET MANAGEMENT, LLCCRD 166672$459,291,414.00Regulatory AUM · August 2026
- USA FINANCIAL EXCHANGE LLCCRD 283466 · ADA, MI$1,635,901,063.00Regulatory AUM · August 2026
- USA FINANCIAL FORMULAS LLCCRD 139987 · ADA, MI$534,380,000.00Regulatory AUM · August 2026
- USA FINANCIAL SECURITIES LLCCRD 103857 · ADA, MI$296,504,775.00Regulatory AUM · August 2026
- USA MUTUALS ADVISORS, INC.CRD 131750 · CONCORD, MA$73,724,628.00Regulatory AUM · August 2026
- USAA INVESTMENT SERVICES COMPANYCRD 5475 · SAN ANTONIO, TXNot availableRegulatory AUM · August 2026
- USADVISORS WEALTH MANAGEMENT, LLCCRD 158108 · EDEN PRAIRIE, MN$483,345,924.00Regulatory AUM · August 2026
- USCA ASSET MANAGEMENT LLCCRD 137045 · HOUSTON, TX$132,145,572.00Regulatory AUM · August 2026
- USCF ADVISERS LLCCRD 171962 · WALNUT CREEK, CA$714,913,985.00Regulatory AUM · August 2026
- USI ADVISORS, INC.CRD 108113 · GLASTONBURY, CT$56,282,631,536.00Regulatory AUM · August 2026
- USI SECURITIES, INC.CRD 43793 · GLASTONBURY, CTNot availableRegulatory AUM · August 2026
- USONIA ADVISORY GROUP, LLCCRD 341550 · BRIARCLIFF MANOR, NYNot availableRegulatory AUM · August 2026
- UTA LLCCRD 315427 · VANCOUVER, WA$214,570,738.00Regulatory AUM · August 2026
- UTI ASSET MANAGEMENT COMPANY LIMITEDCRD 328924Not availableRegulatory AUM · August 2026
- UTI INVESTMENTS AMERICA LIMITEDCRD 330110Not availableRegulatory AUM · August 2026
- UTOPIA WEALTH MANAGEMENT, LLCCRD 300266 · COCONUT CREEK, FL$261,408,410.00Regulatory AUM · August 2026
- UWHARRIE INVESTMENT ADVISORS, INC.CRD 117592 · ALBEMARLE, NC$337,840,640.00Regulatory AUM · August 2026
- UX WEALTH PARTNERS LLCCRD 308983 · CENTENNIAL, CO$1,866,763,394.00Regulatory AUM · August 2026
- UYANA PARTNERS LLCCRD 300280 · MIAMI, FL$115,043,670.00Regulatory AUM · August 2026
- V DELIMA INVESTMENTS INCCRD 310379$63,296,659.00Regulatory AUM · August 2026
- V-SQUARE QUANTITATIVE MANAGEMENT LLCCRD 310355 · CHICAGO, IL$1,416,565,556.00Regulatory AUM · August 2026
- V. M. MANNING & CO., INC.CRD 2655 · GREENVILLE, SC$133,344,162.00Regulatory AUM · July 2026
- V&V MANAGEMENT GROUP CORPORATIONCRD 287468 · MELVILLE, NY$104,755,522.00Regulatory AUM · August 2026
- V2 FINANCIAL GROUP, LLCCRD 142189$350,499,290.00Regulatory AUM · August 2026
- V29 CAPITAL MANAGEMENT, LLCCRD 338081$166,056,487.00Regulatory AUM · August 2026
- V3LIMITED LLCCRD 169624 · RADNOR, PA$122,440,948.00Regulatory AUM · August 2026
- VALEAS CAPITAL PARTNERS MANAGEMENT LPCRD 317369 · SAN FRANCISCO, CA$2,425,813,497.00Regulatory AUM · August 2026
- VALEN PRIVATE CAPITAL, LLC.CRD 342364 · PAOLI, PANot availableRegulatory AUM · August 2026
- VALENCE8 US LPCRD 317389 · CAMBRIDGE, MA$1,881,657,504.00Regulatory AUM · August 2026
- VALEO FINANCIAL ADVISORS, LLCCRD 127132 · CARMEL, IN$12,958,676,684.00Regulatory AUM · August 2026
- VALEO VENTURES MANAGEMENT, LLCCRD 334181$119,300,000.00Regulatory AUM · August 2026
- VALHUM ASSET MANAGEMENT, LLCCRD 323895 · UPPER SADDLE RIVER, NJ$100,000,000.00Regulatory AUM · August 2026
- VALIANT CAPITAL MANAGEMENT, L.P.CRD 158071 · SAN FRANCISCO, CA$3,827,816,303.00Regulatory AUM · August 2026
- VALIANT WEALTH, LLCCRD 146911 · WEST DES MOINES, IA$423,078,536.00Regulatory AUM · August 2026
- VALIC FINANCIAL ADVISORS, INC.CRD 42803 · HOUSTON, TX$29,215,100,590.00Regulatory AUM · August 2026
- VALICENTI ADVISORY SERVICES INCCRD 110669 · ELMIRA, NY$819,997,583.00Regulatory AUM · August 2026
- VALIDUS CAPITAL LLCCRD 319212 · EL SEGUNDO, CA$2,536,848,425.00Regulatory AUM · August 2026
- VALIDUS GROWTH INVESTORS, LLCCRD 166575 · IRVINE, CA$352,898,702.00Regulatory AUM · August 2026
- VALLEY BROOK CAPITAL GROUP, INC.CRD 122460 · VENETIA, PA$223,267,862.00Regulatory AUM · August 2026
- VALLEY FINANCIAL GROUP, INC.CRD 312254 · AMBLER, PA$287,218,133.00Regulatory AUM · August 2026
- VALLEY FINANCIAL MANAGEMENT, INC.CRD 105387 · NEW YORK, NY$473,254.00Regulatory AUM · August 2026
- VALLEY FORGE CAPITAL MANAGEMENT, LPCRD 162953 · MIAMI, FL$4,447,808,128.00Regulatory AUM · August 2026
- VALLEY FORGE INVESTMENT CONSULTANTS, INC.CRD 123898 · AUDUBON, PA$3,492,195,058.00Regulatory AUM · August 2026
- VALLEY NATIONAL ADVISERS INCCRD 110788 · BETHLEHEM, PA$1,310,550,210.00Regulatory AUM · August 2026
- VALLEY VIEW CONSULTING LLCCRD 108583$16,400,000,000.00Regulatory AUM · August 2026
- VALLEY WEALTH MANAGEMENT LLCCRD 327845 · OSHKOSH, WI$111,533,034.00Regulatory AUM · August 2026
- VALLEY WEALTH MANAGERS, INC.CRD 108879 · PARAMUS, NJ$2,685,875,358.00Regulatory AUM · August 2026
- VALLEY WEALTH STRATEGIES, LLCCRD 289737 · LODI, CA$1,447,751,335.00Regulatory AUM · August 2026
- VALLIANCE ASSET MANAGEMENT LLCCRD 329927 · NEW YORK, NY$122,969,712.00Regulatory AUM · August 2026
- VALMARK ADVISERS INCCRD 108050 · AKRON, OH$10,166,311,019.00Regulatory AUM · August 2026
- VALOR ADVISORS LLCCRD 171358 · MIAMI, FL$4,005,662,140.00Regulatory AUM · August 2026
- VALOR FINANCIAL SERVICES, LLCCRD 309377 · KNOXVILLE, TN$273,274,393.00Regulatory AUM · August 2026
- VALOR MANAGEMENT LLCCRD 160014 · CHICAGO, IL$59,316,626,010.00Regulatory AUM · August 2026
- VALORAN CAPITAL MANAGEMENT, LLCCRD 313634 · CHICAGO, IL$157,826,893.00Regulatory AUM · August 2026
- VALOREM LLCCRD 339215 · NEW YORK, NY$54,254,178.00Regulatory AUM · August 2026
- VALPEY FINANCIAL SERVICES LLCCRD 154154 · CONCORD, NH$226,009,211.00Regulatory AUM · August 2026
- VALSPRING CAPITAL MANAGEMENT, LPCRD 318288$336,927,417.00Regulatory AUM · August 2026
- VALSTONE PARTNERS VI, LLCCRD 300629 · BIRMINGHAM, MI$735,881,947.00Regulatory AUM · August 2026
- VALTERRA PARTNERS LLCCRD 316443 · AUSTIN, TX$236,951,404.00Regulatory AUM · August 2026
- VALTINSON BRUNER FINANCIAL PLANNING LLCCRD 297866 · NEW BRIGHTON, MN$712,000,000.00Regulatory AUM · August 2026
- VALTRION CAPITAL MANAGEMENT, LLCCRD 318048 · FRANKLIN, TN$287,305,351.00Regulatory AUM · August 2026
- VALUE ALIGNED RESEARCH ADVISORS, LLCCRD 319135$9,139,631,624.00Regulatory AUM · August 2026
- VALUE FINANCIAL ADVISERS, INC.CRD 107321 · ORLANDO, FL$105,269,801.00Regulatory AUM · August 2026
- VALUE HOLDINGS MANAGEMENT CO. LLCCRD 157676$694,508,116.00Regulatory AUM · August 2026
- VALUE INVESTMENT PROFESSIONALS, LLCCRD 164704 · NEW YORK, NY$246,737,018.00Regulatory AUM · August 2026
- VALUE PARTNERS HONG KONG LIMITEDCRD 157477$5,247,161,903.00Regulatory AUM · August 2026
- VALUE PARTNERS LIMITEDCRD 143177$394,534,759.00Regulatory AUM · August 2026
- VALUE TREND CAPITAL MANAGEMENT LPCRD 108716 · EL CAJON, CA$11,899,753.00Regulatory AUM · August 2026
- VALUEACT CAPITAL MANAGEMENT, L.P.CRD 154249 · SAN FRANCISCO, CA$11,281,197,574.00Regulatory AUM · August 2026
- VALUED RETIREMENTS, INC.CRD 114236 · HOUSTON, TX$190,117,019.00Regulatory AUM · August 2026
- VALUED WEALTH ADVISORS, LLCCRD 316746 · HOLLADAY, UT$369,719,795.00Regulatory AUM · August 2026
- VALUEQUEST ADVISERS, LLCCRD 337781 · NEW YORK, NY$400,828,751.00Regulatory AUM · August 2026
- $2,201,221,019.00Regulatory AUM · August 2026
- VALUES ADDED FINANCIAL LLCCRD 288912$313,672,262.00Regulatory AUM · August 2026
- VALUES FIRST ADVISORS, INC.CRD 148532 · JOHNSON CITY, TN$215,420,365.00Regulatory AUM · August 2026
- VALUEWEALTH SERVICES, LLCCRD 304049 · ANNAPOLIS, MD$318,958,490.00Regulatory AUM · August 2026
- VALUEWORKS LLCCRD 116850 · NEW YORK CITY, NY$577,274,111.00Regulatory AUM · August 2026