All investment adviser firms · Page 159
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- TYPHON ADVISORS, LLCCRD 339537 · MIAMI BEACH, FL$10,000,000.00Regulatory AUM · August 2026
- TYR CAPITAL ADVISORS, LLCCRD 326208 · OVERLAND PARK, KS$244,078,571.00Regulatory AUM · August 2026
- TYREE & D'ANGELO PARTNERS MANAGEMENT LPCRD 298088 · CHICAGO, IL$2,581,389,603.00Regulatory AUM · August 2026
- TYRO CAPITAL MANAGEMENT, LLCCRD 312329 · MIAMI, FL$570,906,119.00Regulatory AUM · August 2026
- TYTHON CAPITAL, LLCCRD 285212 · PLANO, TX$678,292,600.00Regulatory AUM · August 2026
- TZP MANAGEMENT ASSOCIATES, LLCCRD 160907 · NEW YORK, NY$2,485,595,827.00Regulatory AUM · August 2026
- U. S. BOSTON CAPITAL CORPORATIONCRD 5251 · LINCOLN, MA$359,787,261.00Regulatory AUM · August 2026
- U.S. BANCORP ADVISORS, LLCCRD 14455 · SAINT PAUL, MN$1,796,069,079.00Regulatory AUM · August 2026
- U.S. BANCORP ASSET MANAGEMENT, INC.CRD 111912 · MINNEAPOLIS, MN$427,478,051,485.00Regulatory AUM · August 2026
- U.S. CAPITAL WEALTH ADVISORS, LLCCRD 288199 · HOUSTON, TX$8,763,589,141.00Regulatory AUM · August 2026
- U.S. CHERRY LLCCRD 311564 · ST. PETERSBURG, FL$8,303,907.00Regulatory AUM · August 2026
- U.S. GLOBAL INVESTORS, INC.CRD 111097 · SAN ANTONIO, TX$1,323,872,389.00Regulatory AUM · August 2026
- U.S. INSTITUTIONAL CORPORATIONCRD 135555 · CHESTERFIELD, MONot availableRegulatory AUM · August 2026
- U.S. PRIVATE WEALTH, LLCCRD 167288 · PALM BEACH GARDENS, FL$200,327,081.00Regulatory AUM · August 2026
- U.S. WEALTH GROUP, LLCCRD 141062$181,531,390.00Regulatory AUM · August 2026
- U.S.A. FINANCIAL & TAX SERVICES, LLCCRD 306214 · FARMINGTON, CT$159,260,000.00Regulatory AUM · August 2026
- UAK DIVERSIFIED LLCCRD 300506$122,658,621.00Regulatory AUM · August 2026
- UBS ASSET MANAGEMENT (AMERICAS) LLCCRD 106838 · NEW YORK, NY$588,219,618,121.00Regulatory AUM · August 2026
- $11,045,754,403.00Regulatory AUM · August 2026
- UBS FARMLAND INVESTORS LLCCRD 107754 · HARTFORD, CTNot availableRegulatory AUM · August 2026
- UBS FINANCIAL SERVICES INC.CRD 8174 · WEEHAWKEN, NJ$915,793,138,114.00Regulatory AUM · August 2026
- UBS REALTY INVESTORS LLCCRD 107758 · HARTFORD, CT$2,337,709,055.00Regulatory AUM · August 2026
- UBS TRUST COMPANY OF PUERTO RICOCRD 313696 · SAN JUAN, PR$1,377,018,437.00Regulatory AUM · August 2026
- UCAP ASSET MANAGEMENT LLCCRD 170846 · MIAMI, FL$208,206,707.00Regulatory AUM · August 2026
- UDINE WEALTH MANAGEMENT INC.CRD 147158$273,900,000.00Regulatory AUM · August 2026
- UG INVESTMENT ADVISERS LTD.CRD 167183$4,675,160,091.00Regulatory AUM · August 2026
- UGVP MANAGEMENT, LLCCRD 170880 · SUMMIT, NJ$634,873,261.00Regulatory AUM · August 2026
- UHLER VERTICH WHITE ADVISORS, LLCCRD 130716 · FORT MYERS, FL$513,675,000.00Regulatory AUM · August 2026
- UHLMANN INVESTMENT MANAGEMENT, L.L.C.CRD 118025 · SKOKIE, IL$273,182,000.00Regulatory AUM · August 2026
- UHY WEALTH MANAGEMENT RIA LLCCRD 317608 · FARMINGTON HILLS, MI$102,590,862.00Regulatory AUM · August 2026
- ULLAND INVESTMENT ADVISORS, LLCCRD 109610 · MINNEAPOLIS, MN$442,901,942.00Regulatory AUM · August 2026
- ULLICO INVESTMENT ADVISORS, INC.CRD 106628 · SILVER SPRING, MD$13,924,070,380.00Regulatory AUM · August 2026
- ULLMAN JOHN & ASSOCIATES INCCRD 105361 · HORSEHEADS, NY$1,511,017,383.00Regulatory AUM · August 2026
- ULLMANN WEALTH PARTNERS GROUP, LLCCRD 316697 · JACKSONVILLE BEACH, FL$1,254,153,252.00Regulatory AUM · August 2026
- ULRICH CONSULTING AND INVESTMENT GROUP, LLCCRD 159499 · ALBUQUERQUE, NM$3,619,832,252.00Regulatory AUM · August 2026
- ULTA WEALTH MANAGEMENT, LLCCRD 310879 · LAS VEGAS, NV$146,470,000.00Regulatory AUM · August 2026
- ULTRA ADVISORY GROUP LLCCRD 338775 · IRVINE, CA$142,609,950.00Regulatory AUM · August 2026
- ULYSSES MANAGEMENT LLCCRD 157251 · NEW YORK, NY$1,421,644,806.00Regulatory AUM · August 2026
- UMB FINANCIAL SERVICES, INC.CRD 17073 · KANSAS CITY, MO$5,043,339.00Regulatory AUM · August 2026
- UMB PRIVATE WEALTH MANAGEMENT, LLCCRD 306374 · KANSAS CITY, MO$124,717,315.00Regulatory AUM · August 2026
- UNBIASED, INC.CRD 323880Not availableRegulatory AUM · August 2026
- UNCOMMON CENTS INVESTING, INCCRD 290105 · JANESVILLE, WI$519,598,466.00Regulatory AUM · August 2026
- UNCOMMON EQUITY LLCCRD 314936 · CHICAGO, IL$198,801,821.00Regulatory AUM · August 2026
- UNCONVENTIONAL INVESTOR, LLCCRD 317333$302,536,599.00Regulatory AUM · August 2026
- UNDERDOG WEALTH MANAGEMENT, LLCCRD 152998 · MAPLE GROVE, MN$111,880,222.00Regulatory AUM · August 2026
- UNEST ADVISERS, LLCCRD 308125 · LARAMIE, WY$45,583,178.00Regulatory AUM · August 2026
- UNFCU ADVISORS LLCCRD 136572 · LONG ISLAND CITY, NY$30,432,825.00Regulatory AUM · August 2026
- UNIFI ASSET MANAGEMENT LPCRD 330942 · NEW YORK, NY$2,541,563,595.00Regulatory AUM · August 2026
- UNIFIED INVESTMENT MANAGEMENT, LLCCRD 326056 · ATLANTA, GA$150,610,399.00Regulatory AUM · August 2026
- UNIFIED WEALTH MANAGEMENT LLCCRD 284553 · OLDSMAR, FL$151,261,565.00Regulatory AUM · August 2026
- UNIFIMONEY RIA QOZB, LLCCRD 328842 · AUSTIN, TX$314,000.00Regulatory AUM · August 2026
- UNIFIMONEY RIA, INC.CRD 309001$62,000.00Regulatory AUM · July 2026
- UNIFY FINANCIAL LLCCRD 324120 · CLEARWATER, FL$155,790,004.00Regulatory AUM · August 2026
- UNIGESTION (US) LTDCRD 305038 · NEW YORK, NY$2,453,870,000.00Regulatory AUM · August 2026
- UNIMAR FINANCIAL SERVICES, LLCCRD 159674 · MIAMI, FL$230,798,715.00Regulatory AUM · August 2026
- UNIO CAPITAL LLCCRD 166483 · PRINCETON, NJ$691,463,102.00Regulatory AUM · August 2026
- UNION CAPITAL ASSOCIATES, L.P.CRD 285154 · GREENWICH, CT$721,532,007.00Regulatory AUM · August 2026
- UNION CAPITAL COMPANYCRD 110301 · TUCSON, AZ$150,000,000.00Regulatory AUM · August 2026
- UNION HERITAGE CAPITALCRD 309768 · DETROIT, MI$295,247,038.00Regulatory AUM · August 2026
- UNION PARK CAPITAL MANAGEMENT, L.P.CRD 169842 · BOSTON, MA$928,475,461.00Regulatory AUM · August 2026
- UNION SQUARE CAPITAL PARTNERS, LLCCRD 288708 · KENNETT SQUARE, PA$188,749,175.00Regulatory AUM · August 2026
- UNION SQUARE INVESTMENT COCRD 111776 · SAN FRANCISCO, CA$361,235,925.00Regulatory AUM · August 2026
- UNION SQUARE PARK CAPITAL MANAGEMENT, LLCCRD 175471 · NEW YORK, NY$154,489,088.00Regulatory AUM · August 2026
- UNION STRATEGIC ADVISORS LLCCRD 340640 · BLUE ASH, OH$371,608,066.00Regulatory AUM · August 2026
- UNION STREET PARTNERS LLCCRD 156148 · ALEXANDRIA, VA$86,257,354.00Regulatory AUM · August 2026
- UNIPLAN INVESTMENT COUNSEL, INC.CRD 154718 · MILWAUKEE, WI$330,460,396.00Regulatory AUM · August 2026
- UNIQUE WEALTH STRATEGIESCRD 323994 · BURR RIDGE, IL$381,500,000.00Regulatory AUM · August 2026
- UNIQUE WEALTH, LLCCRD 312462 · TAMPA, FL$965,627,008.00Regulatory AUM · August 2026
- UNISON ADVISORS LLCCRD 155470 · PROVIDENCE, RI$2,021,040,000.00Regulatory AUM · August 2026
- UNISON ASSET MANAGEMENT LLCCRD 288249 · AVENTURA, FL$298,201,516.00Regulatory AUM · August 2026
- UNISON INVESTMENT MANAGEMENT, LLCCRD 150893 · SAN FRANCISCO, CA$1,614,162,010.00Regulatory AUM · August 2026
- UNITED ADVISOR GROUP, LLCCRD 324205 · CINCINNATI, OH$1,426,464,988.00Regulatory AUM · August 2026
- UNITED ADVISORS AMERICA CORPORATIONCRD 147350 · PROSPER, TX$446,510,913.00Regulatory AUM · August 2026
- UNITED ADVISORS INVESTMENT MANAGEMENT, LLCCRD 164908 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- UNITED AMERICAN SECURITIES, INC.CRD 21274 · NEW YORK, NY$493,027,562.00Regulatory AUM · August 2026
- UNITED ASSET STRATEGIES INC.CRD 107434 · GARDEN CITY, NY$2,218,000,000.00Regulatory AUM · August 2026
- UNITED BROKERAGE SERVICES, INCCRD 39062 · PARKERSBURG, WV$372,273,451.00Regulatory AUM · August 2026
- UNITED CAPITAL FINANCIAL ADVISORS, LLCCRD 134600 · IRVING, TX$24,646,765,344.00Regulatory AUM · August 2026
- UNITED CAPITAL MANAGEMENT OF KANSAS, INC.CRD 157755 · SALINA, KS$884,829,122.00Regulatory AUM · August 2026
- UNITED FINANCIAL PLANNING GROUP LLCCRD 149843 · HAUPPAUGE, NY$347,485,217.00Regulatory AUM · August 2026
- UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD 20804 · SCOTTSDALE, AZ$12,770,766,549.00Regulatory AUM · August 2026
- UNITED VALUE CAPITAL, LLCCRD 300533$122,000,000.00Regulatory AUM · August 2026
- UNITED WEALTH MANAGEMENT, LLCCRD 133986$406,587,608.00Regulatory AUM · August 2026
- UNITING WEALTH PARTNERS LLCCRD 332317 · DENVER, CO$934,628,831.00Regulatory AUM · August 2026
- UNITY PARTNERS LPCRD 322847 · DALLAS, TX$366,975,393.00Regulatory AUM · August 2026
- UNITY WEALTH PARTNERS LLCCRD 316222 · NEWPORT BEACH, CA$7,104,518.00Regulatory AUM · August 2026
- UNIVERSA INVESTMENTS L.P.CRD 146052 · MIAMI, FL$21,349,131,206.00Regulatory AUM · August 2026
- UNIVERSAL FINANCIAL ADVISORS, LLCCRD 318392 · ST. LOUIS, MO$277,496,642.00Regulatory AUM · August 2026
- UNIVERSAL FINANCIAL SERVICES INC.CRD 131558 · GUAYNABO, PR$324,554,949.00Regulatory AUM · August 2026
- UNIVERSITY VENTURES FUNDS MANAGEMENT, LLCCRD 163575 · NEW YORK, NY$362,593,291.00Regulatory AUM · August 2026
- UNIWEALTH ADVISORS, INC.CRD 138009$373,163,474.00Regulatory AUM · August 2026
- UNLIMITED FUNDS, INC.CRD 322644 · NEW YORK, NY$174,498,616.00Regulatory AUM · August 2026
- UNOFFICIAL MANAGEMENT, INC.CRD 306409 · NEW YORK, NY$729,248,265.00Regulatory AUM · August 2026
- UNSTOPPABLE ASSET LLCCRD 338072 · PHOENIX, AZNot availableRegulatory AUM · August 2026
- UNTITLED INVESTMENTS LPCRD 306357 · NEW YORK, NY$574,008,042.00Regulatory AUM · August 2026
- UOB GLOBAL CAPITAL LLCCRD 160659 · NEW YORK, NY$96,818,967.00Regulatory AUM · August 2026
- UP CAPITAL MANAGEMENT, INC.CRD 164692$212,564,382.00Regulatory AUM · August 2026
- UP FINANCIAL USA INC.CRD 326602$4,128,508.00Regulatory AUM · August 2026
- UP NORTH FINANCIAL, LLCCRD 150996 · TRAVERSE CITY, MI$203,787,588.00Regulatory AUM · August 2026
- UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLCCRD 166742 · PITTSBURGH, PA$258,650,425.00Regulatory AUM · August 2026