All investment adviser firms · Page 156
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- TRADERS A.I., INC.CRD 331700 · FAIRFAX, VA$773,573.00Regulatory AUM · August 2026
- TRADEUP WEALTH MANAGEMENT, INC.CRD 335362 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- TRADEWELL SECURITIES, LLCCRD 332473 · FORT WAYNE, IN$275,849,950.00Regulatory AUM · August 2026
- TRADEWINDS ASSET MANAGEMENT, LLCCRD 323879 · PORTLAND, OR$135,065,801.00Regulatory AUM · August 2026
- TRADEWINDS CAPITAL MANAGEMENT, LLCCRD 145934 · BELLINGHAM, WA$727,324,070.00Regulatory AUM · August 2026
- TRADEWINDS, LLCCRD 316415 · RALEIGH, NC$659,399,150.00Regulatory AUM · August 2026
- TRADING CENTRAL AMERICAS, INCCRD 141855Not availableRegulatory AUM · August 2026
- TRADINGVALLEY INC.CRD 298542$4,354,136.00Regulatory AUM · August 2026
- TRADITION WEALTH MANAGEMENT LLCCRD 128314 · EDINA, MN$2,603,155,796.00Regulatory AUM · August 2026
- TRAIL FINANCIAL PLANNING LLCCRD 165063 · BELLINGHAM, WA$117,334,223.00Regulatory AUM · August 2026
- TRAIL RIDGE INVESTMENT ADVISORS, LLCCRD 284741 · FORT COLLINS, CO$352,912,500.00Regulatory AUM · August 2026
- TRAILHEAD PLANNERS, LLCCRD 284610 · EDINA, MN$188,418,848.00Regulatory AUM · August 2026
- TRAILS EDGE CAPITAL PARTNERS, LPCRD 335659 · ATLANTA, GA$933,350,499.00Regulatory AUM · August 2026
- TRAILS EDGE WEALTH ADVISERS, LLCCRD 299466$153,700,000.00Regulatory AUM · August 2026
- TRAILWISE FINANCIAL PARTNERS, LLCCRD 323530 · GOLDEN, CO$144,773,386.00Regulatory AUM · August 2026
- TRAJAN WEALTH, L.L.C.CRD 158847 · SCOTTSDALE, AZ$2,601,785,971.00Regulatory AUM · August 2026
- TRAN CAPITAL MANAGEMENT, L.P.CRD 107049 · SAN RAFAEL, CA$890,294,385.00Regulatory AUM · August 2026
- TRANQUILITY PARTNERS, LLCCRD 283478 · BRENTWOOD, TN$896,987,323.00Regulatory AUM · August 2026
- TRANQUILLI FINANCIAL ADVISOR, LLCCRD 298056 · CLINTON, NJ$199,358,227.00Regulatory AUM · August 2026
- TRANSAMERICA ASSET MANAGEMENT, INC.CRD 107376 · DENVER, CO$65,942,646,033.00Regulatory AUM · August 2026
- TRANSAMERICA FINANCIAL ADVISORS, LLCCRD 16164 · PHILADELPHIA, PA$2,106,655,325.00Regulatory AUM · August 2026
- TRANSAMERICA RETIREMENT ADVISORS, LLCCRD 107319 · CEDAR RAPIDS, IA$18,827,476,086.00Regulatory AUM · August 2026
- TRANSATLANTIQUE PRIVATE WEALTH LLCCRD 169820 · NEW YORK, NY$878,775,090.00Regulatory AUM · August 2026
- TRANSCE3ND LLCCRD 317745 · BUDA, TX$418,926,290.00Regulatory AUM · August 2026
- TRANSCEND ADVISOR GROUP, LLCCRD 311746 · MILWAUKEE, WI$253,195,518.00Regulatory AUM · August 2026
- TRANSCEND CAPITAL ADVISORS, LLCCRD 299723 · MADISON, NJ$2,914,418,569.00Regulatory AUM · August 2026
- TRANSCENDENT CAPITAL GROUP LLCCRD 316872 · EDMOND, OK$360,737,340.00Regulatory AUM · August 2026
- TRANSGLOBAL ADVISORY, LLCCRD 168709 · MONROVIA, CA$58,340,309.00Regulatory AUM · August 2026
- TRANSITION EQUITY PARTNERS, LLCCRD 324358 · CHICAGO, IL$501,770,331.00Regulatory AUM · August 2026
- TRANSITION FINANCIAL ADVISORS GROUP, LLCCRD 116089$300,608,995.00Regulatory AUM · August 2026
- TRANSOM CAPITAL GROUP, LLCCRD 170459 · EL SEGUNDO, CA$1,678,057,168.00Regulatory AUM · August 2026
- TRANSPARENT WEALTH CONSULTING LLCCRD 283193 · NEW YORK, NY$43,860,030.00Regulatory AUM · August 2026
- TRANSPOSE PLATFORM MANAGEMENT, LLCCRD 287674 · HOUSTON, TX$2,649,824,366.00Regulatory AUM · August 2026
- TRANSWESTERN INVESTMENT MANAGEMENT, LLCCRD 159520 · DALLAS, TX$3,747,307,677.00Regulatory AUM · August 2026
- TRAPHAGEN INVESTMENT ADVISORS LLCCRD 107764 · ORADELL, NJ$2,278,123,079.00Regulatory AUM · August 2026
- TRAUB CAPITAL MANAGEMENT, LLCCRD 136851 · NEEDHAM, MA$210,790,661.00Regulatory AUM · August 2026
- TRAVEKA WEALTH, LLCCRD 328421 · LOS ALTOS, CA$730,770,162.00Regulatory AUM · August 2026
- TRAYNOR CAPITAL MANAGEMENT, INC.CRD 138881 · MALVERN, PA$2,420,585,194.00Regulatory AUM · August 2026
- TRB WEALTH MANAGEMENT, LLCCRD 309370 · HOUSTON, TX$3,738,768,435.00Regulatory AUM · August 2026
- TREASURE COAST FINANCIAL PLANNING, INC.CRD 166684 · VERO BEACH, FL$241,474,079.00Regulatory AUM · August 2026
- TREASURE INVESTMENT MANAGEMENT, LLCCRD 309258 · SCOTTSDALE, AZ$252,655,798.00Regulatory AUM · August 2026
- TREASURY INTERACTIVE INVESTMENT ADVISERS LLCCRD 327585 · BROOKLYN, NYNot availableRegulatory AUM · July 2026
- TREBUCHET CONSULTING, LLCCRD 166645 · PITTSBURGH, PA$1,080,372,470.00Regulatory AUM · August 2026
- TRED AVON FAMILY WEALTH, LLCCRD 174115 · EASTON, MD$431,932,028.00Regulatory AUM · August 2026
- TREE LINE ADVISORS (HONG KONG) LTDCRD 140648$1,638,022,739.00Regulatory AUM · August 2026
- TREE LINE CAPITAL PARTNERS, LLCCRD 173784 · SAN FRANCISCO, CA$3,847,683,975.00Regulatory AUM · August 2026
- TREETOP WEALTH MANAGEMENT, LLCCRD 155013 · NORTHFIELD, IL$210,000,000.00Regulatory AUM · August 2026
- TREEVIEW CAPITAL MANAGEMENT LLCCRD 334591Not availableRegulatory AUM · August 2026
- TREIBERG WEALTH MANAGEMENT, INC.CRD 284140 · TUCSON, AZ$325,106,572.00Regulatory AUM · August 2026
- TREK FINANCIAL, LLCCRD 109376 · SCOTTSDALE, AZ$2,824,296,229.00Regulatory AUM · August 2026
- TRELLIS WEALTH ADVISORS, LLCCRD 154861 · SAN LUIS OBISPO, CA$479,836,174.00Regulatory AUM · August 2026
- TRELLUS MANAGEMENT COMPANY, LLCCRD 137537 · DELRAY BEACH, FL$156,327,954.00Regulatory AUM · August 2026
- TREMBLANT ADVISORS LPCRD 330605 · WEST PALM BEACH, FL$3,272,192,153.00Regulatory AUM · August 2026
- TREMBLANT CAPITAL LPCRD 138743 · WEST PALM BEACH, FL$744,593,693.00Regulatory AUM · August 2026
- TREMONT REALTY CAPITAL LLCCRD 283569 · NEWTON, MA$763,324,546.00Regulatory AUM · August 2026
- TREND TRADE PRO, LLCCRD 328383 · PASADENA, CA$298,313,852.00Regulatory AUM · August 2026
- TREO ASSET MANAGEMENT, LLCCRD 164982 · NEW YORK, NY$864,659,349.00Regulatory AUM · August 2026
- TREVIAN WEALTH MANAGEMENT, LLCCRD 174412$615,516,865.00Regulatory AUM · August 2026
- TREVILLE CAPITAL MANAGEMENT LLCCRD 290314 · NEW YORK, NY$1,890,197,770.00Regulatory AUM · August 2026
- TREXQUANT INVESTMENT LPCRD 170476 · STAMFORD, CT$13,481,232,146.00Regulatory AUM · August 2026
- $1,996,552,283.00Regulatory AUM · August 2026
- TRG CAPITAL MANAGEMENT INCORPORATEDCRD 146674 · RALEIGH, NC$118,233,904.00Regulatory AUM · August 2026
- TRG INVESTMENT ADVISORS, LLCCRD 315629 · DENVER, CO$167,124,586.00Regulatory AUM · August 2026
- TRG MANAGEMENT LPCRD 138083 · NEW YORK, NY$6,717,919,567.00Regulatory AUM · August 2026
- TRGP INVESTMENT PARTNERS, LPCRD 305563 · STAMFORD, CT$726,773,260.00Regulatory AUM · August 2026
- TRI LOCUM PARTNERS LPCRD 309678 · NEW YORK, NY$1,088,935,224.00Regulatory AUM · August 2026
- TRI-AD CAPITAL MANAGEMENT I, LLCCRD 324364 · ESCONDIDO, CA$618,950,543.00Regulatory AUM · August 2026
- TRIAD INVESTMENT MANAGEMENT, LLCCRD 146786 · NEWPORT BEACH, CA$119,542,078.00Regulatory AUM · August 2026
- TRIAD WEALTH PARTNERS, LLCCRD 326523 · LAWRENCE, KS$1,526,606,248.00Regulatory AUM · August 2026
- TRIAGEN WEALTH MANAGEMENT LLCCRD 308457 · CALABASAS, CA$535,202,455.00Regulatory AUM · August 2026
- TRIAN FUND MANAGEMENT, L.P.CRD 154172 · NEW YORK, NY$10,392,850,137.00Regulatory AUM · August 2026
- TRIANGLE INVESTMENT MANAGEMENT, LLCCRD 329567 · NEW YORK, NY$171,775,000.00Regulatory AUM · August 2026
- TRIANGLE PEAK PARTNERS, LPCRD 147917 · PALO ALTO, CA$271,922,487.00Regulatory AUM · August 2026
- TRIANGLE SECURITIES WEALTH MANAGEMENT, INCCRD 148156 · RALEIGH, NC$1,290,721,266.00Regulatory AUM · August 2026
- TRIARTISAN CAPITAL ADVISORS LLCCRD 324138 · WEST PALM BEACH, FL$1,557,069,732.00Regulatory AUM · August 2026
- TRIASIMA PORTFOLIO MANAGEMENT INC.CRD 304577$1,105,259,278.00Regulatory AUM · August 2026
- TRIATOMIC MANAGEMENT LPCRD 312408 · PALO ALTO, CA$346,257,494.00Regulatory AUM · August 2026
- TRIAVERA CAPITAL LLCCRD 329548 · LARKSPUR, CA$220,576,656.00Regulatory AUM · August 2026
- TRIAXX ASSET MANAGEMENT LLCCRD 137140 · NEW YORK, NY$26,096,080.00Regulatory AUM · August 2026
- TRIBE CAPITAL MANAGEMENT, LLCCRD 304697 · SAN MATEO, CA$3,439,823,691.00Regulatory AUM · August 2026
- TRIBECA FINANCIAL, LLCCRD 113245 · MESA, AZ$248,321,387.00Regulatory AUM · August 2026
- TRIBRIDGE PARTNERS FINANCIAL LLCCRD 326489 · COLUMBIA, MD$1,598,146,294.00Regulatory AUM · August 2026
- TRIBUNE INVESTMENT GROUP LPCRD 329330 · NEW YORK, NY$318,095,750.00Regulatory AUM · August 2026
- TRIBUTARY CAPITAL MANAGEMENT, LLCCRD 112528 · OMAHA, NE$1,900,964,335.00Regulatory AUM · August 2026
- TRICAPITAL WEALTH MANAGEMENT, INC.CRD 118788 · CHARLOTTE, NC$132,704,661.00Regulatory AUM · August 2026
- TRICON CAPITAL GP INCCRD 160558$152,130,000.00Regulatory AUM · August 2026
- TRICORD ADVISORS, INC.CRD 155749 · RIVERSIDE, CA$431,532,037.00Regulatory AUM · August 2026
- TRIDENT ADVISORS INCCRD 108920 · DOYLESTOWN, PA$116,942,888.00Regulatory AUM · August 2026
- TRIDENT MANAGEMENT LLCCRD 319632 · NEW YORK, NY$205,050,045.00Regulatory AUM · August 2026
- TRIFECTA CAPITAL ADVISORS, LLCCRD 317391 · NORTHBROOK, IL$927,416,394.00Regulatory AUM · August 2026
- TRIGATE MANAGEMENT LLCCRD 158083 · DALLAS, TX$1,283,424,167.00Regulatory AUM · August 2026
- TRIGON INVESTMENT ADVISORS AGCRD 286220Not availableRegulatory AUM · August 2026
- TRIGRAN INVESTMENTS, INC.CRD 155200 · NORTHBROOK, IL$533,193,505.00Regulatory AUM · August 2026
- TRIGUARD MANAGEMENT LLCCRD 159472 · NEWPORT BEACH, CA$1,881,198,031.00Regulatory AUM · August 2026
- TRILANTIC CAPITAL MANAGEMENT L.P.CRD 152331 · NEW YORK, NY$5,886,366,426.00Regulatory AUM · August 2026
- TRILINC ADVISORS, LLCCRD 166194 · MANHATTAN BEACH, CA$282,803,356.00Regulatory AUM · August 2026
- TRILINC GLOBAL ADVISORS, LLCCRD 285161 · MANHATTAN BEACH, CA$181,725,793.00Regulatory AUM · August 2026
- TRILL IMPACT ADVISORY INC.CRD 328179 · NEW YORK, NY$348,191,153.00Regulatory AUM · August 2026
- TRILLIUM ASSET MANAGEMENT, LLCCRD 110901 · BOSTON, MA$4,305,067,957.00Regulatory AUM · August 2026
- TRILLIUM INVESTMENTS LLCCRD 300353 · EMERYVILLE, CA$122,565,174.00Regulatory AUM · August 2026