All investment adviser firms · Page 155
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- TNT ASSET MANAGEMENT, LLCCRD 153309 · ROUND ROCK, TX$174,892,455.00Regulatory AUM · August 2026
- TO ONE A.M. LLCCRD 160117$1,542,829.00Regulatory AUM · August 2026
- TOBAM S.A.S.CRD 157107$1,086,229,287.00Regulatory AUM · August 2026
- TOBERMAN BECKER WEALTH, LLCCRD 310346 · ST. LOUIS, MO$170,793,879.00Regulatory AUM · August 2026
- TOBIAS FINANCIAL ADVISORS, INC.CRD 104711 · PLANTATION, FL$1,191,064,980.00Regulatory AUM · August 2026
- TOCCATA CAPITAL LLCCRD 168265$50,000,000.00Regulatory AUM · August 2026
- TOCQUEVILLE ASSET MANAGEMENT LPCRD 105690 · NEW YORK, NY$10,239,765,232.00Regulatory AUM · August 2026
- TODD ASSET MANAGEMENT LLCCRD 109473 · LOUISVILLE, KY$6,175,293,606.00Regulatory AUM · August 2026
- TODD WEALTH MANAGEMENT LLCCRD 164761 · VENICE, FL$158,910,267.00Regulatory AUM · August 2026
- TODO CAPITAL, LLCCRD 167858$143,565,870.00Regulatory AUM · August 2026
- TOEWS CORPORATIONCRD 106304 · NORTHFIELD, NJ$1,037,481,484.00Regulatory AUM · August 2026
- TOF MANAGER, LLCCRD 330178 · CLEVELAND, OH$474,598,765.00Regulatory AUM · August 2026
- TOGETHER WEALTH GROUP LLCCRD 341389 · MIAMI BEACH, FLNot availableRegulatory AUM · August 2026
- TOGWOTEE CIO, LLCCRD 311981$191,393,775.00Regulatory AUM · August 2026
- TOKIO MARINE ASSET MANAGEMENT (USA), LTD.CRD 158632 · NEW YORK, NY$1,210,110,140.00Regulatory AUM · August 2026
- TOLIS ADVISORS, LPCRD 163345 · NEW YORK, NY$219,561,044.00Regulatory AUM · August 2026
- $113,653,909.00Regulatory AUM · August 2026
- TOLLESON PRIVATE WEALTH MANAGEMENT, LLCCRD 111838 · DALLAS, TX$9,258,770,823.00Regulatory AUM · August 2026
- TOLLEY FINANCIAL GROUP, LLCCRD 302115 · RALEIGH, NC$121,857,197.00Regulatory AUM · August 2026
- TOLSMA INVESTMENTS, LLCCRD 287941$552,726,765.00Regulatory AUM · August 2026
- TOM JOHNSON INVESTMENT MANAGEMENT, LLCCRD 104511 · OKLAHOMA CITY, OK$1,632,586,982.00Regulatory AUM · August 2026
- TOMALES BAY CAPITAL, L.P.CRD 298932$5,112,625,424.00Regulatory AUM · August 2026
- TOMORO LLCCRD 340227 · COLTS NECK, NJNot availableRegulatory AUM · August 2026
- TOMS CAPITAL INVESTMENT MANAGEMENT LPCRD 291362 · NEW YORK, NY$2,664,119,085.00Regulatory AUM · August 2026
- TONE CAPITAL, LLCCRD 285622 · RICHMOND, VA$118,265,800.00Regulatory AUM · August 2026
- TONKA CAPITAL PARTNERS, LLCCRD 298336 · MINNETONKA, MN$139,803,027.00Regulatory AUM · August 2026
- TOOMEY INVESTMENT MANAGEMENT, INCCRD 127346 · WALLINGFORD, CT$321,024,425.00Regulatory AUM · August 2026
- TOP PRIVATE WEALTH LLCCRD 331000 · GLASTONBURY, CT$106,489,782.00Regulatory AUM · August 2026
- TOP TIER CAPITAL PARTNERS, LLCCRD 144546 · SAN FRANCISCO, CA$7,269,691,312.00Regulatory AUM · August 2026
- TOPEL & DISTASI WEALTH MANAGEMENT, LLCCRD 285538 · BERKELEY, CA$312,109,603.00Regulatory AUM · August 2026
- TOPLINE CAPITAL MANAGEMENT, LLCCRD 298981$1,134,131,443.00Regulatory AUM · August 2026
- TOPSAIL WEALTH MANAGEMENT LLCCRD 331098 · CHARLOTTE, NC$1,309,690,152.00Regulatory AUM · August 2026
- TOPSPIN MANAGEMENT COMPANY LBO LLCCRD 161399 · MAMARONECK, NY$685,564,390.00Regulatory AUM · August 2026
- TOPTIER WEALTH MANAGEMENTCRD 292959$175,731,039.00Regulatory AUM · August 2026
- TOPTURN CAPITAL, LLCCRD 151464 · CARMEL, CA$187,362,358.00Regulatory AUM · August 2026
- TORCHLIGHT INVESTORS, LLCCRD 111289 · NEW YORK, NY$5,843,878,436.00Regulatory AUM · August 2026
- TORMA CAPITAL LLPCRD 334848$62,115,148.00Regulatory AUM · August 2026
- TORO WEST CAPITAL ADVISORS, LLCCRD 331265 · LOUISVILLE, CO$245,672,052.00Regulatory AUM · August 2026
- TORONADO PARTNERS LLCCRD 283612 · SAN FRANCISCO, CA$253,749,496.00Regulatory AUM · August 2026
- TORQUE ASSET MANAGEMENT LLCCRD 335621$323,752,989.00Regulatory AUM · August 2026
- TORRAY INVESTMENT PARTNERS LLCCRD 105818 · BETHESDA, MD$750,096,507.00Regulatory AUM · August 2026
- TORREN MANAGEMENT, LLCCRD 329263 · SAN DIEGO, CA$373,498,620.00Regulatory AUM · August 2026
- TORREY GROWTH & INCOME ADVISORS, LLCCRD 139940 · DEL MAR, CA$328,358,441.00Regulatory AUM · August 2026
- TORREY WEALTH, LLCCRD 310688 · SAN DIEGO, CA$176,749,096.00Regulatory AUM · August 2026
- TORREY-PAYNE WEALTH MANAGEMENT, LLCCRD 336703 · PASADENA, CA$184,754,039.00Regulatory AUM · August 2026
- TORREYANA CAPITAL, LLCCRD 329075 · LA JOLLA, CA$837,410,743.00Regulatory AUM · August 2026
- TORTOISE CAPITAL ADVISORS, L.L.C.CRD 123711 · OVERLAND PARK, KS$8,928,633,630.00Regulatory AUM · August 2026
- TORTOISE INVESTMENT MANAGEMENT, LLCCRD 128723 · WHITE PLAINS, NY$2,067,860,526.00Regulatory AUM · August 2026
- TORTUGA ADVISERS LLCCRD 137514 · SIMI VALLEY, CA$563,537,021.00Regulatory AUM · August 2026
- TORTUGA WEALTH MANAGEMENT, INC.CRD 153737 · TORRANCE, CA$222,882,492.00Regulatory AUM · August 2026
- TOSCAFUND ASSET MANAGEMENT LLPCRD 155132$933,286,192.00Regulatory AUM · August 2026
- TOTAL CLARITY WEALTH MANAGEMENT, INCCRD 142728 · ST. CHARLES, IL$755,449,000.00Regulatory AUM · August 2026
- TOTAL INVESTMENT MANAGEMENT, INC.CRD 108818 · SCOTTSDALE, AZ$1,352,142,086.00Regulatory AUM · August 2026
- TOTAL MANAGEMENT GROUP, INC.CRD 124261 · MELVILLE, NY$553,893,216.00Regulatory AUM · August 2026
- TOTAL SOLUTIONS ENTERPRISE LLCCRD 318036 · CHARLOTTE, NC$315,814,477.00Regulatory AUM · August 2026
- TOTAL WEALTH ADVISORS, LLCCRD 164633 · HOPKINS, MN$107,216,881.00Regulatory AUM · August 2026
- $238,791,843.00Regulatory AUM · August 2026
- TOTAL WEALTH SERVICES, LLCCRD 331833 · WESTLAKE VILLAGE, CA$186,079,681.00Regulatory AUM · August 2026
- TOTAL WEALTH SOLUTIONS, INC.CRD 327794 · LOS ALTOS, CA$148,000,000.00Regulatory AUM · August 2026
- TOTEM MACRO ASSET MANAGEMENT LPCRD 328044 · NEW YORK, NY$166,639,808.00Regulatory AUM · August 2026
- TOTEM POINT MANAGEMENT, LLCCRD 169824 · NEW YORK, NY$144,160,933.00Regulatory AUM · August 2026
- TOTH FINANCIAL ADVISORY CORPCRD 104952 · LEESBURG, VA$1,154,553,270.00Regulatory AUM · August 2026
- TOUCHSTONE ADVISORS INCCRD 107028 · CINCINNATI, OH$31,091,453,599.00Regulatory AUM · August 2026
- TOUNJIAN ADVISORY PARTNERS LLCCRD 329635 · FORT MYERS, FL$675,467,357.00Regulatory AUM · August 2026
- TOURMALET ADVISORS, LPCRD 336207 · FAIRFIELD, CT$441,039,442.00Regulatory AUM · August 2026
- TOWER ARCH CAPITAL, L.P.CRD 169057 · DRAPER, UT$2,118,110,089.00Regulatory AUM · August 2026
- TOWER BAY ASSET MANAGEMENT LPCRD 317104 · STAMFORD, CT$513,625,961.00Regulatory AUM · August 2026
- TOWER BRIDGE ADVISORS, INC.CRD 115700 · WEST CONSHOHOCKEN, PA$1,494,267,021.00Regulatory AUM · August 2026
- TOWER VIEW WEALTH MANAGEMENT LLCCRD 108739$317,944,313.00Regulatory AUM · August 2026
- TOWER WEALTH PARTNERS, INC.CRD 310461 · LEWISBURG, PA$440,385,108.00Regulatory AUM · August 2026
- TOWERBROOK CAPITAL PARTNERS L.P.CRD 155730 · NEW YORK, NY$27,667,691,589.00Regulatory AUM · August 2026
- TOWERCREST CAPITAL MANAGEMENT, LLCCRD 152069 · NEWTOWN, PA$717,601,381.00Regulatory AUM · August 2026
- TOWERPOINT WEALTH, LLCCRD 288593 · SACRAMENTO, CA$561,286,844.00Regulatory AUM · August 2026
- $24,323,000,000.00Regulatory AUM · August 2026
- TOWERS WATSON INVESTMENT SERVICES, INC.CRD 110473 · CHICAGO, IL$62,667,567,768.00Regulatory AUM · August 2026
- TOWLE & COCRD 110862 · DENVER, CO$473,654,492.00Regulatory AUM · August 2026
- TOWN CAPITAL, LLCCRD 299341 · BEL AIR, MD$168,804,000.00Regulatory AUM · August 2026
- TOWN LANE MANAGEMENT LPCRD 328404 · NEW YORK, NY$1,384,947,088.00Regulatory AUM · August 2026
- TOWNELEY CAPITAL MANAGEMENT, INC.CRD 169863 · LAGUNA HILLS, CA$1,093,527,901.00Regulatory AUM · August 2026
- TOWNSEND & ASSOCIATES, INC.CRD 113681 · WESTMINSTER, CO$1,520,130,422.00Regulatory AUM · August 2026
- TOWNSEND ASSET MANAGEMENT CORP.CRD 108216 · RALEIGH, NC$479,589,639.00Regulatory AUM · August 2026
- TOWNSEND FINANCIAL PLANNING, LLCCRD 141571 · MT. STERLING, KY$148,313,084.00Regulatory AUM · August 2026
- TOWNSEND HOLDINGS LLCCRD 160006 · CLEVELAND, OH$19,643,108,743.00Regulatory AUM · August 2026
- TOWNSEND PERSONAL FINANCIAL PLANNING, LLCCRD 126241 · COLUMBUS, GA$194,042,419.00Regulatory AUM · August 2026
- TOWNSQUARE CAPITAL, LLCCRD 288576 · LEHI, UT$18,072,280,303.00Regulatory AUM · August 2026
- TPG ADVISORS LLCCRD 298496 · NORTHFIELD, IL$291,461,254.00Regulatory AUM · August 2026
- TPG CAPITAL ADVISORS, LLCCRD 159738 · FORT WORTH, TX$140,570,800,000.00Regulatory AUM · August 2026
- TPG FINANCIAL ADVISORS, LLCCRD 141153 · PORTLAND, OR$2,217,933,597.00Regulatory AUM · August 2026
- TPG GLOBAL ADVISORS, LLCCRD 159732 · FORT WORTH, TX$173,562,200,000.00Regulatory AUM · August 2026
- TPG RE FINANCE TRUST MANAGEMENT, L.P.CRD 288851 · FORT WORTH, TX$4,406,200,000.00Regulatory AUM · August 2026
- TPG REAL ESTATE ADVISORS, LLCCRD 170731 · FORT WORTH, TX$16,974,400,000.00Regulatory AUM · August 2026
- TPG SOLUTIONS ADVISORS, LLCCRD 313020 · FORT WORTH, TX$11,610,800,000.00Regulatory AUM · August 2026
- TQM WEALTH PARTNERS, LLCCRD 282979 · MARBLEHEAD, MA$123,716,769.00Regulatory AUM · August 2026
- TR CAPITAL MANAGEMENT, LLCCRD 164268 · ROCKVILLE CENTRE, NY$166,290,787.00Regulatory AUM · August 2026
- TRACE CAPITAL MANAGEMENT LPCRD 322094 · HOUSTON, TX$1,680,044,964.00Regulatory AUM · August 2026
- TRACE WEALTH ADVISORS, LLCCRD 317542$295,002,091.00Regulatory AUM · August 2026
- TRACTION FINANCIAL PARTNERS, LLCCRD 315215 · ENCAMPMENT, WY$288,400,046.00Regulatory AUM · August 2026
- TRADELINK CAPITAL LLCCRD 161971 · CHICAGO, IL$267,759,057.00Regulatory AUM · August 2026
- TRADEMARK CAPITAL MANAGEMENT INC.CRD 214512 · WATKINSVILLE, GA$150,824,050.00Regulatory AUM · August 2026
- TRADEMARK FINANCIAL MANAGEMENT, LLCCRD 116543 · BLOOMINGTON, MN$293,422,543.00Regulatory AUM · August 2026