Merger · Activity not yet classified

Seasons Financial Group, LLC and SageOak Financial, LLC

Transaction overview

Reported completed

Announced: Closed:

In January 19, 2022 announcements, SageOak Financial, LLC confirmed that it and Seasons Financial Group, LLC merged as of January 1, 2022, with SageOak surviving as the legal entity. The brands would continue during integration. The November 29, 2021 letter had described the planned merger and anticipated majority ownership by Stan Rickner and Steve Ellis; the completion reports confirm the merger without independently restating that final ownership split. Consideration was not reported.

Selected source-supported transactions; coverage is incomplete. Announcements do not establish completion or that a deal is still pending. Sponsor activity and operating-business transactions are distinct from adviser acquisitions. Unclassified activity is excluded from adviser-only counts.

Source evidence

  1. SageOak® Financial Merger Announcement ↗

    Official firm website · Published Jan 19, 2022

    January 19, 2022 transcript explicitly confirms merger as of January 1 and SageOak as surviving legal entity.

  2. Seasons & SageOak® Merger Announcement ↗

    Official firm website · Published Jan 19, 2022

    January 19, 2022 announcement names both LLCs and confirms January 1 merger, with both brands continuing during integration.

  3. Seasons Financial Group Merger Letter ↗

    Official firm website · Published Nov 29, 2021

    November 29, 2021 letter describes pending merger and anticipated January1 majority ownership by Stan Rickner and Steve Ellis. Earlier October1 RIA-umbrella arrangement is distinct and not the merger closing.

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Seasons Financial Group, LLC and SageOak Financial, LLC · RIA Monitor