Investment adviser firms in New York · Page 3
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- ARGENTIC INVESTMENT MANAGEMENT LLCCRD 289502 · NEW YORK, NY$1,811,100,000.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE MANAGEMENT, LPCRD 335508 · NEW YORK, NY$133,520,677.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE PARTNERS LPCRD 171246 · NEW YORK, NY$7,065,020,150.00Regulatory AUM · August 2026
- ARGUS INVESTORS' COUNSEL, INC.CRD 106981 · NEW YORK, NY$137,292,344.00Regulatory AUM · August 2026
- ARI GROUP, LLCCRD 286049 · NEW YORK, NY$132,800,530.00Regulatory AUM · August 2026
- ARIA GROWTH PARTNERS LPCRD 315978 · NEW YORK, NY$203,621,275.00Regulatory AUM · August 2026
- ARINI CAPITAL MANAGEMENT US LLCCRD 331263 · NEW YORK, NY$27,990,857,842.00Regulatory AUM · August 2026
- ARIS MANAGEMENT, LLCCRD 317315 · NEW YORK, NY$2,081,151,639.00Regulatory AUM · August 2026
- ARISTA ADVISORY GROUP, LLCCRD 285722 · ALBANY, NY$143,681,257.00Regulatory AUM · August 2026
- ARKHOUSE MANAGEMENT CO. LPCRD 325180 · NEW YORK, NY$122,851,034.00Regulatory AUM · August 2026
- ARLON ADVISOR LLCCRD 160635 · NEW YORK, NY$1,176,714,706.00Regulatory AUM · August 2026
- ARMBRUSTER CAPITAL MANAGEMENT, INC.CRD 151590 · PITTSFORD, NY$1,055,065,472.00Regulatory AUM · August 2026
- ARMISTICE CAPITAL LLCCRD 168978 · NEW YORK, NY$4,724,705,592.00Regulatory AUM · August 2026
- ARMOR ADVISORS, L.L.C.CRD 157238 · NEW YORK, NY$485,533,318.00Regulatory AUM · August 2026
- ARMORY CAPITAL MANAGEMENT, LLCCRD 149008 · SYRACUSE, NY$167,132,882.00Regulatory AUM · August 2026
- ARNHOLD LLCCRD 290117 · NEW YORK, NY$6,442,592,196.00Regulatory AUM · August 2026
- ARRIVAL CAPITAL MANAGEMENT LLCCRD 126547 · NEW YORK, NY$42,378,743.00Regulatory AUM · August 2026
- ARROW CAPITAL MANAGEMENT, LLCCRD 165190 · NEW YORK, NY$174,791,342.00Regulatory AUM · August 2026
- ARROW INVESTMENT MANAGEMENT, LLCCRD 334614 · NEW YORK, NY$85,635,966.00Regulatory AUM · August 2026
- ARROWHEAD INVESTMENT MANAGEMENT LLCCRD 285032 · WHITE PLAINS, NY$77,610,039.00Regulatory AUM · August 2026
- ARS INVESTMENT PARTNERS, LLCCRD 5845 · NEW YORK, NY$2,705,726,063.00Regulatory AUM · August 2026
- ARSENAL CAPITAL MANAGEMENT LPCRD 156896 · NEW YORK, NY$9,715,621,888.00Regulatory AUM · August 2026
- ARTEMIS WEALTH ADVISORS, LLCCRD 150810 · PORT WASHINGTON, NY$1,914,524,485.00Regulatory AUM · August 2026
- ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LPCRD 325768 · NEW YORK, NY$37,700,000.00Regulatory AUM · August 2026
- ARTIST CAPITAL MANAGEMENT LLCCRD 296835 · NEW YORK, NY$417,629,206.00Regulatory AUM · August 2026
- ASA ASSET MANAGEMENT LLCCRD 335177 · NEW YORK, NY$47,615,453.00Regulatory AUM · August 2026
- ASCEND CAPITAL PARTNERS MANAGER, L.P.CRD 310515 · NEW YORK, NY$2,176,274,072.00Regulatory AUM · August 2026
- ASCEND INTERPLAY, LLCCRD 317344 · NEW YORK, NY$390,219,029.00Regulatory AUM · August 2026
- ASCENT WEALTH PARTNERS, LLCCRD 158898 · NEW HARTFORD, NY$1,518,044,632.00Regulatory AUM · August 2026
- ASHBAY CAPITAL, LLCCRD 168788 · NEW YORK,, NY$137,737,270.00Regulatory AUM · August 2026
- ASHFORD ADVISORS, LLCCRD 114238 · PITTSFORD, NY$942,675,757.00Regulatory AUM · August 2026
- ASHTON THOMAS SECURITIES, LLCCRD 16629 · ROCHESTER, NY$1,859,651,619.00Regulatory AUM · August 2026
- ASPEN RENEWABLE INVESTMENTS, L.L.C.CRD 334812 · NEW YORK, NY$868,428,081.00Regulatory AUM · August 2026
- ASPIRE ADVISORS, LLCCRD 150652 · NORTH WHITE PLAINS, NY$109,185,877.00Regulatory AUM · August 2026
- ASPIRE STRATEGIST PORTFOLIOS LLCCRD 327902 · NEW YORK, NY$97,275,988.00Regulatory AUM · August 2026
- ASPIRE WEALTH ADVISORY GROUP, LLCCRD 338618 · NEW YORK, NY$6,165,207.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ONE USA INC.CRD 108982 · NEW YORK, NY$2,895,930,826.00Regulatory AUM · August 2026
- ASSURED HEALTHCARE PARTNERS LLCCRD 311479 · NEW YORK, NY$1,736,209,546.00Regulatory AUM · August 2026
- ASTARA CAPITAL PARTNERS, L.P.CRD 317647 · NEW YORK, NY$731,865,626.00Regulatory AUM · August 2026
- ASTORIA PORTFOLIO ADVISORS LLCCRD 288271 · NEW YORK, NY$977,614,793.00Regulatory AUM · August 2026
- ATALAN CAPITAL PARTNERS, LPCRD 226714 · NEW YORK, NY$3,290,074,714.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF CAPITAL, LLCCRD 104880 · NEW YORK, NY$4,978,616,000.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF MANAGEMENT, LLCCRD 11085 · NEW YORK, NY$3,913,898,000.00Regulatory AUM · August 2026
- ATERIAN INVESTMENT MANAGEMENT, LPCRD 169302 · NEW YORK, NY$1,667,827,681.00Regulatory AUM · August 2026
- ATHYRIUM CAPITAL MANAGEMENT LPCRD 161528 · NEW YORK, NY$2,510,753,000.00Regulatory AUM · August 2026
- ATIKA CAPITAL MANAGEMENT, LLCCRD 167227 · NEW YORK, NY$887,333,520.00Regulatory AUM · August 2026
- ATL ADVISOR LPCRD 173866 · NEW YORK, NY$1,573,446,000.00Regulatory AUM · August 2026
- ATLA CAPITAL MANAGEMENT LLCCRD 312501 · NEW YORK, NY$91,064,638.00Regulatory AUM · August 2026
- ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCCRD 163428 · NEW YORK, NY$612,423,000.00Regulatory AUM · August 2026
- ATLANTIC INVESTMENT MANAGEMENT, INCCRD 137698 · NEW YORK, NY$383,985,760.00Regulatory AUM · August 2026
- ATLAS MERCHANT CAPITAL LLCCRD 172124 · NEW YORK, NY$593,033,821.00Regulatory AUM · August 2026
- ATOMIC INVEST LLCCRD 313255 · NEW YORK, NY$319,519,697.00Regulatory AUM · August 2026
- ATW PARTNERS LLCCRD 283146 · NEW YORK, NY$1,150,412,098.00Regulatory AUM · August 2026
- ATW SPAC MANAGEMENT LLCCRD 283737 · NEW YORK, NY$85,430,254.00Regulatory AUM · August 2026
- AUDAX MANAGEMENT COMPANY (NY), LLCCRD 159458 · NEW YORK, NY$25,694,791,227.00Regulatory AUM · August 2026
- AUDAX PDB MANAGEMENT COMPANY, LLCCRD 333812 · NEW YORK, NY$1,174,175,760.00Regulatory AUM · August 2026
- AULDBRASS PARTNERS, LPCRD 161360 · NEW YORK, NY$412,916,586.00Regulatory AUM · August 2026
- AURELIUS CAPITAL MANAGEMENT, LPCRD 157325 · NEW YORK, NY$411,862,221.00Regulatory AUM · August 2026
- AUREON PARTNERS LLCCRD 338348 · NEW YORK, NY$481,028,320.00Regulatory AUM · August 2026
- AUSTRALIS PARTNERS (ADVISERS) LLCCRD 175505 · NEW YORK, NY$651,835,099.00Regulatory AUM · August 2026
- AUTONOMOUS WEALTH MANAGEMENT LLCCRD 337909 · BROOKLYN, NY$45,580.00Regulatory AUM · August 2026
- AUTOPILOT ADVISERS, LLCCRD 331749 · NEW YORK, NY$892,375,643.00Regulatory AUM · August 2026
- AVALA GLOBAL LPCRD 323053 · NEW YORK, NY$3,820,660,614.00Regulatory AUM · August 2026
- AVANCE INVESTMENT MANAGEMENT, LLCCRD 310749 · NEW YORK, NY$2,618,772,663.00Regulatory AUM · August 2026
- AVANTYR CAPITAL PARTNERS, LPCRD 337895 · NEW YORK, NY$3,270,033,954.00Regulatory AUM · August 2026
- AVENIR MANAGEMENT COMPANY, LLCCRD 288045 · NEW YORK, NY$2,794,813,482.00Regulatory AUM · August 2026
- AVENTAIL CAPITAL GROUP, LPCRD 306333 · NEW YORK, NY$2,551,738,205.00Regulatory AUM · August 2026
- AVENUE ASIA CAPITAL MANAGEMENT, L.P.CRD 113246 · NEW YORK CITY, NY$1,894,027,386.00Regulatory AUM · August 2026
- AVENUE CAPITAL MANAGEMENT II, L.P.CRD 111845 · NEW YORK, NY$4,973,514,377.00Regulatory AUM · August 2026
- AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.CRD 131937 · NEW YORK, NY$3,912,426,861.00Regulatory AUM · August 2026
- AVESTAR CAPITAL, LLCCRD 287525 · NEW YORK, NY$2,066,742,787.00Regulatory AUM · August 2026
- AVICENE INVESTMENT MANAGEMENT LPCRD 339617 · NEW YORK, NY$256,486,554.00Regulatory AUM · August 2026
- AVISTA CAPITAL HOLDINGS, L.P.CRD 160750 · NEW YORK, NY$6,658,417,345.00Regulatory AUM · August 2026
- AVORO CAPITAL ADVISORS LLCCRD 154091 · NEW YORK, NY$13,550,212,784.00Regulatory AUM · August 2026
- AVRIO WEALTH LLCCRD 337579 · NEW YORK, NY$27,288,602.00Regulatory AUM · August 2026
- AWM INVESTMENT COMPANY INCCRD 110346 · NEW YORK, NY$1,316,522,778.00Regulatory AUM · August 2026
- AXA INVESTMENT MANAGERS US INCCRD 113608 · NEW YORK, NY$79,242,927,489.00Regulatory AUM · August 2026
- AXAR CAPITAL MANAGEMENT LPCRD 217520 · NEW YORK, NY$3,598,944,023.00Regulatory AUM · August 2026
- AXIAL READE CAPITAL, LPCRD 301386 · NEW YORK, NY$601,242,401.00Regulatory AUM · August 2026
- AXIOM INVESTMENT MANAGEMENT LLCCRD 141516 · NEW YORK, NY$236,775,276.00Regulatory AUM · August 2026
- AXIUM INFRASTRUCTURE US INC.CRD 168164 · NEW YORK, NY$5,830,375,009.00Regulatory AUM · August 2026
- AXON CAPITAL LPCRD 158281 · NEW YORK, NY$527,395,028.00Regulatory AUM · August 2026
- AXONIC CAPITAL LLCCRD 159518 · NEW YORK, NY$9,957,942,275.00Regulatory AUM · August 2026
- AXS INVESTMENTS LLCCRD 305714 · PORT CHESTER, NY$3,020,930,000.00Regulatory AUM · August 2026
- AZURA PARTNERS US LLCCRD 327986 · NEW YORK, NY$71,300,000.00Regulatory AUM · August 2026
- BACKCAST PARTNERS MANAGEMENT LLCCRD 291785 · NEW YORK, NY$864,371,698.00Regulatory AUM · August 2026
- BAILLIE GIFFORD INTERNATIONAL LLCCRD 305849 · NEW YORK, NY$1,810,836,153.00Regulatory AUM · August 2026
- BAIRD STRATEGAS LLCCRD 149326 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BAKER BROS. ADVISORS LPCRD 158149 · NEW YORK, NY$28,147,892,952.00Regulatory AUM · August 2026
- BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLCCRD 312792 · NEW YORK, NY$107,287,970,838.00Regulatory AUM · August 2026
- BAMCO, INC.CRD 110789 · NEW YORK, NY$39,507,212,512.00Regulatory AUM · August 2026
- BANDERA PARTNERS LLCCRD 161230 · BROOKLYN, NY$244,104,385.00Regulatory AUM · August 2026
- BANNER RIDGE PARTNERS, LPCRD 304928 · NEW YORK, NY$15,322,686,309.00Regulatory AUM · August 2026
- BANSK GROUP LLCCRD 312320 · NEW YORK, NY$5,475,543,897.00Regulatory AUM · August 2026
- BARINGTON COMPANIES INVESTORS, LLCCRD 161305 · NEW YORK, NY$172,902,278.00Regulatory AUM · August 2026
- BARON CAPITAL MANAGEMENT, INC.CRD 110791 · NEW YORK, NY$10,787,204,343.00Regulatory AUM · August 2026
- BASALT INFRASTRUCTURE PARTNERS LLCCRD 162276 · NEW YORK, NY$9,616,846,873.00Regulatory AUM · August 2026
- BASEPOINT ADVISORS LLCCRD 316715 · NEW YORK, NY$3,272,153,935.00Regulatory AUM · August 2026
- BASIS MANAGEMENT GROUP LLCCRD 282518 · NEW YORK, NY$2,074,000,000.00Regulatory AUM · August 2026
- BASSWOOD CAPITAL MANAGEMENT, L.L.C.CRD 138032 · NEW YORK, NY$2,827,097,469.00Regulatory AUM · August 2026