Investment adviser firms in Kentucky
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
87 firms · Source months shown: July 2026 and August 2026
- ABRI LLCCRD 314832 · LEXINGTON, KY$114,386,423.00Regulatory AUM · August 2026
- ACCESS REAL ESTATE, LLCCRD 337329 · LOUISVILLE, KY$63,357,987.00Regulatory AUM · August 2026
- ACCESS WEALTH MANAGEMENT, LLCCRD 339285 · LOUISVILLE, KY$357,683,282.00Regulatory AUM · August 2026
- ALEXANDER INVESTMENT SERVICES CO.CRD 1037 · LOUISVILLE, KY$496,269,176.00Regulatory AUM · August 2026
- ALPHA FINANCIAL PARTNERS LLCCRD 306639 · LEXINGTON, KY$459,855,610.00Regulatory AUM · August 2026
- ALTUS WEALTH MANAGEMENT, LLCCRD 153650 · FT. MITCHELL, KY$405,169,835.00Regulatory AUM · August 2026
- ARISTIDES CAPITAL LLCCRD 162368 · LOUISVILLE, KY$541,426,176.00Regulatory AUM · August 2026
- ASIO CAPITAL LLCCRD 298326 · LEXINGTON, KY$805,087,065.00Regulatory AUM · August 2026
- ATLAS BROWN, INC.CRD 133408 · LOUISVILLE, KY$605,223,761.00Regulatory AUM · August 2026
- BALLAST, INC.CRD 152695 · LEXINGTON, KY$751,516,845.00Regulatory AUM · August 2026
- BARLOW WEALTH PARTNERS, LLCCRD 325308 · LOUISVILLE, KY$1,351,891,275.00Regulatory AUM · August 2026
- BLVD PRIVATE WEALTH, LLCCRD 310682 · PROSPECT, KY$220,351,220.00Regulatory AUM · August 2026
- CARDINAL STRATEGIC WEALTH GUIDANCE, LLCCRD 283226 · LOUISVILLE, KY$617,652,976.00Regulatory AUM · August 2026
- CASTELLAN GROUP, LLCCRD 299363 · LOUISVILLE, KY$882,230,876.00Regulatory AUM · August 2026
- CENTERLINE WEALTH ADVISORS, LLCCRD 164485 · LOUISVILLE, KY$326,036,978.00Regulatory AUM · August 2026
- CHURCHILL FINANCIAL ADVISORS, LLCCRD 333071 · LOUISVILLE, KY$522,862,170.00Regulatory AUM · August 2026
- CONNETIC RIA LLCCRD 329078 · COVINGTON, KY$41,308,412.00Regulatory AUM · August 2026
- CULLINAN ASSOCIATES, INC.CRD 108340 · LOUISVILLE, KY$1,481,599,773.00Regulatory AUM · August 2026
- DEMETER TACTICAL INVESTMENTS CORP.CRD 329512 · PROSPECT, KY$265,266,889.00Regulatory AUM · August 2026
- DMLO WEALTH PLANNING, LLCCRD 316202 · LOUISVILLE, KY$30,375,862.00Regulatory AUM · August 2026
- DUPREE & COMPANY, INC.CRD 1697 · LEXINGTON, KY$888,208,444.00Regulatory AUM · August 2026
- DUPREE FINANCIAL GROUP, LLCCRD 131091 · LEXINGTON, KY$404,368,661.00Regulatory AUM · August 2026
- DYNAMIC MARKET ADVANTAGE, LLCCRD 323540 · LOUISVILLE, KY$361,877,303.00Regulatory AUM · August 2026
- E.S. BARR & COMPANYCRD 107447 · LEXINGTON, KY$2,220,368,166.00Regulatory AUM · August 2026
- EQUITY ADVISORS OF KENTUCKY INCCRD 116398 · LEXINGTON, KY$141,596,255.00Regulatory AUM · August 2026
- FAMILY WEALTH PLANNING PARTNERS LLCCRD 323656 · LOUISVILLE, KY$317,374,188.00Regulatory AUM · August 2026
- FIRST KENTUCKY SECURITIES CORPORATIONCRD 7524 · LOUISVILLE, KY$566,003,046.00Regulatory AUM · August 2026
- FWG INVESTMENTS, LLCCRD 284064 · LEXINGTON, KY$349,048,767.00Regulatory AUM · August 2026
- GARTON AND ASSOCIATES FINANCIAL ADVISORS LLCCRD 146493 · LOUISVILLE, KY$215,376,210.00Regulatory AUM · August 2026
- GRAETER WEALTH ADVISORS, LLCCRD 170046 · LOUISVILLE, KY$104,897,434.00Regulatory AUM · August 2026
- GUIDANCE CAPITAL, INC.CRD 323541 · LOUISVILLE, KY$449,768,688.00Regulatory AUM · August 2026
- HAFELE INVESTMENTS, INC.CRD 341803 · LOUISVILLE, KY$57,736,800.00Regulatory AUM · August 2026
- HARVEY INVESTMENT COMPANY, LLCCRD 110482 · LOUISVILLE, KY$1,028,628,022.00Regulatory AUM · August 2026
- INVESTMENTS & FINANCIAL PLANNING, LLCCRD 164333 · LEXINGTON, KY$318,664,226.00Regulatory AUM · August 2026
- ITRUST ASSET MANAGEMENT, LLCCRD 164193 · LEXINGTON, KY$211,938,663.00Regulatory AUM · August 2026
- J. HAGAN CAPITAL, INC.CRD 168467 · LOUISVILLE, KY$341,762,266.00Regulatory AUM · August 2026
- J.D.T. INCCRD 146357 · LEXINGTON, KY$158,742,586.00Regulatory AUM · August 2026
- JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLCCRD 312706 · PADUCAH, KY$240,125,414.00Regulatory AUM · August 2026
- JOULE FINANCIAL, LLCCRD 320791 · LEXINGTON, KY$478,573,909.00Regulatory AUM · July 2026
- JOURNEY ADVISORY GROUP, LLCCRD 171919 · COVINGTON, KY$1,654,120,334.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL GROUP, LLCCRD 170201 · LEXINGTON, KY$2,338,235,877.00Regulatory AUM · August 2026
- KPP ADVISORY SERVICES LLCCRD 289507 · LOUISVILLE, KY$1,241,011,682.00Regulatory AUM · August 2026
- LANIER ASSET MANAGEMENT, LLCCRD 150888 · LOUISVILLE, KY$141,686,194.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS, INC.CRD 158675 · COVINGTON, KY$1,515,563,474.00Regulatory AUM · August 2026
- LEGACY FINANCIAL INDEPENDENT ADVISORS LLCCRD 324258 · LOUISVILLE, KY$484,012,911.00Regulatory AUM · August 2026
- LFG WEALTH PARTNERS, LLCCRD 331339 · ELIZABETHTOWN, KY$190,676,829.00Regulatory AUM · August 2026
- LOCKSHIELD PARTNERS, INC.CRD 175433 · GLASGOW, KY$290,617,759.00Regulatory AUM · August 2026
- MAGNATE ADVISORY SERVICES, LLCCRD 283056 · LOUISVILLE, KY$314,131,225.00Regulatory AUM · August 2026
- MAI, INC.CRD 107337 · LEXINGTON, KY$329,735,069.00Regulatory AUM · August 2026
- MCF ADVISORS, LLCCRD 130372 · LEXINGTON, KY$4,684,530,591.00Regulatory AUM · August 2026
- MCW FINANCIAL, INC.CRD 157609 · CRESCENT SPRINGS, KY$160,806,297.00Regulatory AUM · August 2026
- MERCURIO & ASSOCIATES INC.CRD 283632 · LOUISVILLE, KY$141,065,289.00Regulatory AUM · August 2026
- MERIDIAN WEALTH MANAGEMENT, LLCCRD 151523 · LEXINGTON, KY$4,983,377,516.00Regulatory AUM · August 2026
- MIDDLEGROUND MANAGEMENT, LPCRD 297235 · LEXINGTON, KY$3,887,849,106.00Regulatory AUM · August 2026
- OFF CAMBER CREATIVE LLCCRD 324621 · PROSPECT, KYNot availableRegulatory AUM · July 2026
- OWEN LARUE, LLCCRD 289436 · ELIZABETHTOWN, KY$458,861,120.00Regulatory AUM · August 2026
- PARAGON PRIVATE WEALTH MANAGEMENT LLCCRD 312817 · LEXINGTON, KY$457,884,918.00Regulatory AUM · August 2026
- PARTHENON LLCCRD 107794 · LOUISVILLE, KY$1,217,505,630.00Regulatory AUM · August 2026
- PILLAR FINANCIAL ADVISORS, LLCCRD 121880 · LOUISVILLE, KY$357,868,054.00Regulatory AUM · August 2026
- PNC TC, LLCCRD 172753 · LOUISVILLE, KY$3,553,308,062.00Regulatory AUM · August 2026
- PRINCIPLED WEALTH ADVISORS, LLCCRD 138143 · COVINGTON, KY$252,109,486.00Regulatory AUM · August 2026
- PRIVATE CLIENT SERVICES, LLCCRD 120222 · LOUISVILLE, KY$1,383,095,742.00Regulatory AUM · August 2026
- Q2 WEALTH MANAGEMENT LLCCRD 314932 · LEXINGTON, KY$123,491,576.00Regulatory AUM · August 2026
- RAMSEY QUANTITATIVE SYSTEMS, INC.CRD 175257 · LOUISVILLE, KY$691,360,721.00Regulatory AUM · August 2026
- RELIANT WEALTH PLANNING, LLCCRD 286230 · LOUISVILLE, KY$595,209,756.00Regulatory AUM · August 2026
- RICKETTS FINANCIAL, LLCCRD 309381 · LOUISVILLE, KY$314,041,958.00Regulatory AUM · August 2026
- RIVER ROAD ASSET MANAGEMENT, LLCCRD 134918 · LOUISVILLE, KY$9,852,886,578.00Regulatory AUM · August 2026
- RIVERSTONE ASSET MANAGEMENT, LLCCRD 161087 · LOUISVILLE, KY$103,037,541.00Regulatory AUM · August 2026
- RPS ADVISORY SOLUTIONS, LLCCRD 311575 · LOUISVILLE, KY$467,035,199.00Regulatory AUM · August 2026
- RUSSELL CAPITAL MANAGEMENT, LLCCRD 109513 · LEXINGTON, KY$275,014,718.00Regulatory AUM · August 2026
- SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.CRD 125147 · NICHOLASVILLE, KY$800,534,820.00Regulatory AUM · August 2026
- STEGNER INVESTMENT ASSOCIATES INCCRD 107480 · LOUISVILLE, KY$2,768,774,437.00Regulatory AUM · August 2026
- STRATEGIC WEALTH INVESTMENT GROUP, LLCCRD 165474 · LOUISVILLE, KY$1,384,291,490.00Regulatory AUM · August 2026
- THE GLEASON GROUP, INC.CRD 175104 · PROSPECT, KY$1,608,980,758.00Regulatory AUM · August 2026
- THE RENAISSANCE GROUP LLCCRD 105916 · COVINGTON, KY$2,906,943,144.00Regulatory AUM · August 2026
- THE WEALTH ADVISORY TEAM, LLCCRD 124957 · BELLEVUE, KY$147,000,000.00Regulatory AUM · August 2026
- TODD ASSET MANAGEMENT LLCCRD 109473 · LOUISVILLE, KY$6,175,293,606.00Regulatory AUM · August 2026
- TOWNSEND FINANCIAL PLANNING, LLCCRD 141571 · MT. STERLING, KY$148,313,084.00Regulatory AUM · August 2026
- VAN LEEUWEN & ASSOCIATES, INC.CRD 289463 · RICHMOND, KY$559,416,819.00Regulatory AUM · August 2026
- VF ADVISORS, LLCCRD 334305 · LOUISVILLE, KY$150,000,000.00Regulatory AUM · August 2026
- WALKER FINANCIAL SERVICES, INC.CRD 145457 · BOWLING GREEN, KY$373,667,468.00Regulatory AUM · August 2026
- WALLACE HART LLCCRD 285981 · LEXINGTON, KY$264,001,265.00Regulatory AUM · August 2026
- WAYCROSS GP, LLCCRD 339521 · LOUISVILLE, KY$156,075,000.00Regulatory AUM · August 2026
- WAYCROSS PARTNERS, LLCCRD 153838 · LOUISVILLE, KY$1,182,922,452.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.CRD 289163 · LEXINGTON, KY$186,724,518.00Regulatory AUM · August 2026
- WEALTHMD CORPORATIONCRD 140498 · LOUISVILLE, KY$250,521,809.00Regulatory AUM · August 2026
- WINEBRENNER CAPITAL MANAGEMENT LLCCRD 154708 · LOUISVILLE, KY$260,471,771.00Regulatory AUM · August 2026