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Investment adviser firms in Arizona · Page 2

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

206 firms · Source months shown: August 2026

KEY GROUP MANAGEMENT, INC.CRD 146054 · FOUNTAIN HILLS, AZ
$303,800,000.00Regulatory AUM · August 2026
KINGDOM FINANCIAL GROUP, LLCCRD 155676 · PEORIA, AZ
$520,913,856.00Regulatory AUM · August 2026
L. ROY PAPP & ASSOCIATES, LLPCRD 105130 · PHOENIX, AZ
$1,621,804,561.00Regulatory AUM · August 2026
LANE BROTHERS & CO INCCRD 105968 · PRESCOTT, AZ
$240,099,860.00Regulatory AUM · August 2026
LARRY MATHIS FINANCIAL PLANNING, L.L.C.CRD 172858 · PHOENIX, AZ
$212,818,466.00Regulatory AUM · August 2026
LEGACY CORNERSTONE WEALTH LLCCRD 281027 · PEORIA, AZ
$22,438,801.00Regulatory AUM · August 2026
LEVIN FUNDING GROUP LLCCRD 170087 · TUCSON, AZ
$215,430,911.00Regulatory AUM · August 2026
LGM CAPITAL MANAGEMENT LLCCRD 283872 · PHOENIX, AZ
$14,937,019.00Regulatory AUM · August 2026
LILLIANO CAPITAL MANAGEMENT LLCCRD 339106 · PHOENIX, AZ
$167,882,408.00Regulatory AUM · August 2026
LUMINESCENT WEALTH MANAGEMENT, INC.CRD 337660 · SCOTTSDALE, AZ
$127,388,083.00Regulatory AUM · August 2026
LUMINVEST WEALTH MANAGEMENT LLCCRD 326261 · SCOTTSDALE, AZ
$398,030,608.00Regulatory AUM · August 2026
MARTINSEN WEALTH MANAGEMENT, LLCCRD 332433 · TEMPE, AZ
$143,208,495.00Regulatory AUM · August 2026
MEIXLER INVESTMENT MANAGEMENT, LTD.CRD 168223 · SHOW LOW, AZ
$228,353,048.00Regulatory AUM · August 2026
MILLER WEALTH MANAGEMENT LLCCRD 342288 · GILBERT, AZ
Not availableRegulatory AUM · August 2026
MPI INFINITE INVESTORS, LLCCRD 337830 · GILBERT, AZ
Not availableRegulatory AUM · August 2026
MSH CAPITAL ADVISORS LLCCRD 157835 · SCOTTSDALE, AZ
$1,346,296,531.00Regulatory AUM · August 2026
MULHOLLAND WEALTH ADVISORS, LLCCRD 282408 · SCOTTSDALE, AZ
$611,738,596.00Regulatory AUM · August 2026
NERDWALLET ADVISORY LLCCRD 325767 · SCOTTSDALE, AZ
Not availableRegulatory AUM · August 2026
NEXT UP WEALTH ADVISORS, LLCCRD 342136 · SCOTTSDALE, AZ
Not availableRegulatory AUM · August 2026
NORTHRIM ADVISER, LLCCRD 306796 · MESA, AZ
$555,985,915.00Regulatory AUM · August 2026
NOVA FINANCIAL LLCCRD 150148 · TUCSON, AZ
$469,445,760.00Regulatory AUM · August 2026
ONE WEALTH CAPITAL MANAGEMENT, LLCCRD 331395 · SCOTTSDALE, AZ
$306,795,078.00Regulatory AUM · August 2026
OPTIMA CAPITAL MANAGEMENT LLCCRD 306036 · TEMPE, AZ
$150,319,761.00Regulatory AUM · August 2026
OSAIC WEALTH, INC.CRD 23131 · SCOTTSDALE, AZ
$234,858,518,740.00Regulatory AUM · August 2026
PFG ADVISORS, LLCCRD 173344 · PHOENIX, AZ
$3,261,207,528.00Regulatory AUM · August 2026
PHILIP O. JOHNSON & COMPANY, LTD.CRD 104621 · TEMPE, AZ
$300,962,981.00Regulatory AUM · August 2026
PINNACLE PEAK PRIVATE CLIENT GROUP, LLCCRD 282003 · SCOTTSDALE, AZ
$481,073,801.00Regulatory AUM · August 2026
PRAVATI CAPITAL LLCCRD 300435 · SCOTTSDALE, AZ
$173,681,628.00Regulatory AUM · August 2026
PRESTON ADVISORY SERVICES LLCCRD 289926 · KINGMAN, AZ
$197,679,341.00Regulatory AUM · August 2026
PROFOCUS, INCORPORATEDCRD 113954 · PHOENIX, AZ
$156,539,998.00Regulatory AUM · August 2026
PROSPER PRIVATE WEALTH, LLCCRD 333708 · MESA, AZ
$150,821,334.00Regulatory AUM · August 2026
R.H. INVESTMENT GROUP, LLCCRD 115994 · SCOTTSDALE, AZ
$238,461,764.00Regulatory AUM · August 2026
REDEEM FINANCIAL GROUP LLCCRD 313761 · GILBERT, AZ
$118,646,328.00Regulatory AUM · August 2026
REDWOOD INVESTMENT MANAGEMENT, LLC.CRD 153139 · SCOTTSDALE, AZ
$2,472,561,560.00Regulatory AUM · August 2026
RELEVE FINANCIAL GROUP, LLCCRD 285243 · SCOTTSDALE, AZ
$255,563,347.00Regulatory AUM · August 2026
RESQ INVESTMENT PARTNERS, LLCCRD 169528 · SCOTTSDALE, AZ
$65,805,352.00Regulatory AUM · August 2026
RIDGELINE WEALTH LLCCRD 318258 · MESA, AZ
$172,751,375.00Regulatory AUM · August 2026
ROVIN CAPITAL LLCCRD 152662 · MESA, AZ
$917,311,000.00Regulatory AUM · August 2026
RRA INVESTMENT MANAGEMENT, LLCCRD 306287 · PHOENIX, AZ
$663,255,513.00Regulatory AUM · August 2026
SAGE FINANCIAL ADVISORS INC.CRD 116933 · SCOTTSDALE, AZ
$270,296,873.00Regulatory AUM · August 2026
SARATOGA CAPITAL MANAGEMENT, LLCCRD 112021 · AVONDALE, AZ
$138,830,486.00Regulatory AUM · August 2026
SCOTTSDALE WEALTH PLANNING, INC.CRD 169248 · SCOTTSDALE, AZ
$171,508,301.00Regulatory AUM · August 2026
SECURE INVESTMENT MANAGEMENT, LLCCRD 141195 · TUCSON, AZ
$42,909,330.00Regulatory AUM · August 2026
SENSIBLE MONEY, LLCCRD 158641 · SCOTTSDALE, AZ
$742,532,213.00Regulatory AUM · August 2026
SEROS FINANCIAL, LLCCRD 166808 · GILBERT, AZ
$359,182,480.00Regulatory AUM · August 2026
SHARPEPOINT, LLCCRD 290719 · PHOENIX, AZ
$222,806,601.00Regulatory AUM · August 2026
SLT HOLDINGS LLCCRD 328450 · SCOTTSDALE, AZ
$230,289,447.00Regulatory AUM · August 2026
SMEAD CAPITAL MANAGEMENT, INC.CRD 143567 · PHOENIX, AZ
$5,515,720,920.00Regulatory AUM · August 2026
SOCIAL LEVERAGE ADVISORS, LLCCRD 292690 · SCOTTSDALE, AZ
$443,681,676.00Regulatory AUM · August 2026
SOUTHWEST INVESTMENT ADVISORS, INC.CRD 312685 · TUCSON, AZ
$386,919,218.00Regulatory AUM · August 2026
SOVEREIGN INVESTMENT ADVISORS LLCCRD 149040 · PHOENIX, AZ
$3,312,334,304.00Regulatory AUM · August 2026
SPAHN WEALTH & RETIREMENT LLCCRD 285932 · SCOTTSDALE, AZ
$181,438,726.00Regulatory AUM · August 2026
SPIRIT WEST ADVISORS, LLCCRD 285314 · SCOTTSDALE, AZ
$111,100,000.00Regulatory AUM · August 2026
STABLEFORD CAPITAL LLCCRD 173383 · SCOTTSDALE, AZ
$305,316,552.00Regulatory AUM · August 2026
STANDPOINT ASSET MANAGEMENT, LLCCRD 305155 · SCOTTSDALE, AZ
$771,133,613.00Regulatory AUM · August 2026
STERLING INVESTMENT MANAGEMENT, LLCCRD 112923 · TUCSON, AZ
$409,201,752.00Regulatory AUM · August 2026
STOKER OSTLER WEALTH ADVISORS, INC.CRD 111320 · SCOTTSDALE, AZ
$3,669,760,193.00Regulatory AUM · August 2026
STONECREST WEALTH MANAGEMENT, INCCRD 311404 · CHANDLER, AZ
$375,821,951.00Regulatory AUM · August 2026
STRATEGIC EQUITY MANAGEMENT, INC.CRD 112142 · TUCSON, AZ
$933,491,000.00Regulatory AUM · August 2026
STRATEGIC INCOME GROUP LLCCRD 165839 · CHANDLER, AZ
$362,407,752.00Regulatory AUM · August 2026
STRATEGY FINANCIAL SERVICES, LLCCRD 164531 · PHOENIX, AZ
$366,734,230.00Regulatory AUM · August 2026
SUTTLE CROSSLAND WEALTH ADVISORS, LLCCRD 318700 · SCOTTSDALE, AZ
$101,068,809.00Regulatory AUM · August 2026
SVVY, LLCCRD 325358 · PHOENIX, AZ
Not availableRegulatory AUM · August 2026
TANDEM WEALTH ADVISORS LLCCRD 157794 · PHOENIX, AZ
$261,539,225.00Regulatory AUM · August 2026
TAURUM RETIREMENT PARTNERS, LLCCRD 282017 · MESA, AZ
$155,931,747.00Regulatory AUM · August 2026
TAYLOR FRIGON CAPITAL MANAGEMENT LLCCRD 142617 · SCOTTSDALE, AZ
$232,628,086.00Regulatory AUM · August 2026
TAYLOR FRIGON FAMILY OFFICE, LLCCRD 323249 · SCOTTSDALE, AZ
$19,955,040.00Regulatory AUM · August 2026
TCI WEALTH ADVISORS, INC.CRD 107373 · TUCSON, AZ
$5,368,062,519.00Regulatory AUM · August 2026
TEMPLETON FINANCIAL SERVICES INC.CRD 128240 · CHANDLER, AZ
$441,833,557.00Regulatory AUM · August 2026
TFO FAMILY OFFICE PARTNERS, LLCCRD 159440 · PHOENIX, AZ
$5,037,052,171.00Regulatory AUM · August 2026
THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLPCRD 165183 · SCOTTSDALE, AZ
$309,311,234.00Regulatory AUM · August 2026
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCCRD 140551 · PHOENIX, AZ
$538,847,204.00Regulatory AUM · August 2026
TITAN MANAGERS, LLCCRD 319447 · SCOTTSDALE, AZ
$84,171,271.00Regulatory AUM · August 2026
TOTAL INVESTMENT MANAGEMENT, INC.CRD 108818 · SCOTTSDALE, AZ
$1,352,142,086.00Regulatory AUM · August 2026
TRAJAN WEALTH, L.L.C.CRD 158847 · SCOTTSDALE, AZ
$2,601,785,971.00Regulatory AUM · August 2026
TREASURE INVESTMENT MANAGEMENT, LLCCRD 309258 · SCOTTSDALE, AZ
$252,655,798.00Regulatory AUM · August 2026
TREIBERG WEALTH MANAGEMENT, INC.CRD 284140 · TUCSON, AZ
$325,106,572.00Regulatory AUM · August 2026
TREK FINANCIAL, LLCCRD 109376 · SCOTTSDALE, AZ
$2,824,296,229.00Regulatory AUM · August 2026
TRIBECA FINANCIAL, LLCCRD 113245 · MESA, AZ
$248,321,387.00Regulatory AUM · August 2026
TRINITY CAPITAL ADVISER LLCCRD 326133 · PHOENIX, AZ
$157,598,083.00Regulatory AUM · August 2026
TRITON WEALTH MANAGEMENT, PLLCCRD 291070 · SUN CITY, AZ
$405,097,587.00Regulatory AUM · August 2026
UNION CAPITAL COMPANYCRD 110301 · TUCSON, AZ
$150,000,000.00Regulatory AUM · August 2026
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD 20804 · SCOTTSDALE, AZ
$12,770,766,549.00Regulatory AUM · August 2026
UNSTOPPABLE ASSET LLCCRD 338072 · PHOENIX, AZ
Not availableRegulatory AUM · August 2026
VB&T WEALTH MANAGEMENT LLCCRD 318330 · SCOTTSDALE, AZ
$328,331,005.00Regulatory AUM · August 2026
VERSANT CAPITAL MANAGEMENT, INC.CRD 131692 · PHOENIX, AZ
$1,810,752,988.00Regulatory AUM · August 2026
VERUS CAPITAL PARTNERS, LLCCRD 151568 · SCOTTSDALE, AZ
$2,290,832,340.00Regulatory AUM · August 2026
VESTPOINTE WEALTH MANAGEMENT, LLCCRD 132591 · SCOTTSDALE, AZ
$165,758,121.00Regulatory AUM · August 2026
VIGILARE WEALTH MANAGEMENT LLCCRD 157663 · SCOTTSDALE, AZ
$330,938,853.00Regulatory AUM · August 2026
VISION2020 WEALTH MANAGEMENT CORP.CRD 154149 · SCOTTSDALE, AZ
Not availableRegulatory AUM · August 2026
VORA WEALTH MANAGEMENT, PLLCCRD 153559 · FLAGSTAFF, AZ
$74,797,158.00Regulatory AUM · August 2026
VOYA INVESTMENTS, LLCCRD 111091 · SCOTTSDALE, AZ
$59,483,464,103.00Regulatory AUM · August 2026
WALL CAPITAL GROUP, INC.CRD 105913 · PHOENIX, AZ
$294,661,243.00Regulatory AUM · August 2026
WATTS GWILLIAM & COMPANY, LLCCRD 131458 · GILBERT, AZ
$1,031,900,000.00Regulatory AUM · August 2026
WEALTH ENGINEERING, LLCCRD 128549 · SCOTTSDALE, AZ
$170,961,151.00Regulatory AUM · August 2026
WEALTH MANAGEMENT PARTNERS, LLCCRD 309790 · TUCSON, AZ
$793,517,960.00Regulatory AUM · August 2026
WEALTH MANAGEMENT SOLUTIONS, LLCCRD 127517 · SCOTTSDALE, AZ
$172,569,049.00Regulatory AUM · August 2026
WESTMARK WEALTH MANAGEMENT, LLCCRD 334109 · PHOENIX, AZ
$195,353,027.00Regulatory AUM · August 2026
WILKINSON WEALTH MANAGEMENT, LLCCRD 317741 · TUCSON, AZ
$164,703,534.00Regulatory AUM · August 2026
WINDSOR CAPITAL MANAGEMENT, LLCCRD 116593 · PHOENIX, AZ
$703,402,834.00Regulatory AUM · August 2026