Investment adviser firms in Alabama
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
92 firms · Source months shown: July 2026 and August 2026
- 6TH STREET ADVISORS, LLCCRD 156623 · DAPHNE, AL$256,543,633.00Regulatory AUM · August 2026
- ABACUS INVESTMENTS LLCCRD 327805 · BIRMINGHAM, AL$105,949,539.00Regulatory AUM · August 2026
- ANDERSON GROWTH PARTNERS, LLCCRD 138600 · BIRMINGHAM, AL$1,009,025,725.00Regulatory AUM · August 2026
- APPROACH RETIREMENT ADVISORS, LLCCRD 166221 · BIRMINGHAM, AL$227,468,365.00Regulatory AUM · August 2026
- APTUS CAPITAL ADVISORS, LLCCRD 167626 · FAIRHOPE, AL$14,141,557,319.00Regulatory AUM · August 2026
- ARAGON FAMILY OFFICE LLCCRD 337597 · HOMEWOOD, AL$112,050,000.00Regulatory AUM · August 2026
- ARLINGTON PARTNERS LLCCRD 109335 · BIRMINGHAM, AL$2,311,652,119.00Regulatory AUM · August 2026
- AULL & MONROE INVESTMENT MANAGEMENT CORPCRD 104830 · MOBILE, AL$323,170,676.00Regulatory AUM · August 2026
- AXIENT INVESTMENT ADVISORS LLCCRD 336722 · HUNTSVILLE, AL$453,990,661.00Regulatory AUM · August 2026
- BCR WEALTH STRATEGIES, LLCCRD 119670 · VESTAVIA, AL$528,142,142.00Regulatory AUM · August 2026
- BHK INVESTMENT ADVISORS, LLCCRD 140515 · BIRMINGHAM, AL$794,064,525.00Regulatory AUM · August 2026
- BHK SECURITIES, LLCCRD 139665 · BIRMINGHAM, AL$128,447,277.00Regulatory AUM · August 2026
- BIRMINGHAM CAPITAL MANAGEMENT CO INCCRD 108508 · BIRMINGHAM, AL$273,628,841.00Regulatory AUM · August 2026
- BLALOCK WILLIAMS, LLCCRD 325465 · ALEXANDER CITY, AL$242,637,986.00Regulatory AUM · August 2026
- BLUEWATER WEALTH ADVISORS, LLCCRD 330078 · VESTAVIA HILLS, AL$145,781,465.00Regulatory AUM · August 2026
- BMSS WESSON WEALTH SOLUTIONS, LLCCRD 282792 · BIRMINGHAM, AL$703,950,154.00Regulatory AUM · August 2026
- BONAVENTURE CAPITAL, LLCCRD 120780 · BIRMINGHAM, AL$493,807,320.00Regulatory AUM · August 2026
- BRIGHT INVESTMENTS, LLCCRD 269955 · AUBURN, AL$151,519,822.00Regulatory AUM · August 2026
- BROOKLINE INVESTMENTS, INC.CRD 109239 · BIRMINGHAM, AL$281,468,586.00Regulatory AUM · August 2026
- BROWN MCLEOD, INCCRD 155548 · FAIRHOPE, AL$468,223,225.00Regulatory AUM · August 2026
- CANTERBURY CAPITAL WEALTH MANAGEMENT, LLCCRD 337758 · TUSCALOOSA, AL$132,103,641.00Regulatory AUM · August 2026
- CAPSOUTH PARTNERS, INC.CRD 132517 · DOTHAN, AL$1,001,269,513.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT, LLCCRD 118296 · TUSCALOOSA, AL$416,107,919.00Regulatory AUM · August 2026
- CLOUD INVESTMENTS, LLCCRD 281915 · HUNTSVILLE, AL$404,025,477.00Regulatory AUM · August 2026
- COLARION LLCCRD 284588 · MOUNTAIN BROOK, AL$188,349,442.00Regulatory AUM · August 2026
- COOK & BYNUM CAPITAL MANAGEMENT, LLCCRD 149454 · BIRMINGHAM, AL$359,767,467.00Regulatory AUM · August 2026
- DMC GROUP, LLCCRD 174077 · BIRMINGHAM, AL$176,696,639.00Regulatory AUM · August 2026
- ELLIS WEALTH ADVISORS, LLCCRD 342527 · MADISON, ALNot availableRegulatory AUM · August 2026
- EVERSOURCE WEALTH ADVISORS, LLCCRD 286340 · BIRMINGHAM, AL$5,095,829,877.00Regulatory AUM · August 2026
- FAIRVOY PRIVATE WEALTH, LLCCRD 329636 · BIRMINGHAM, AL$605,078,967.00Regulatory AUM · August 2026
- FEATHERINGILL CAPITAL, LLCCRD 299523 · BIRMINGHAM, AL$142,916,072.00Regulatory AUM · August 2026
- FIDELIS CAPITAL, LLCCRD 141341 · BIRMINGHAM, AL$18,321,996.00Regulatory AUM · August 2026
- FORAGER CAPITAL MANAGEMENT, LLCCRD 158835 · BIRMINGHAM, AL$352,913,302.00Regulatory AUM · August 2026
- FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLCCRD 168390 · MOBILE, AL$194,860,997.00Regulatory AUM · August 2026
- HARBERT FUND ADVISORS, LLCCRD 110577 · BIRMINGHAM, AL$7,820,741,788.00Regulatory AUM · August 2026
- HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.CRD 106454 · FAIRHOPE, AL$424,384,289.00Regulatory AUM · August 2026
- HIGHLAND ASSOCIATES INCCRD 104948 · BIRMINGHAM, AL$20,990,815,180.00Regulatory AUM · August 2026
- INFINITY INVESTMENT ADVISORS LLCCRD 332590 · HUNTSVILLE, AL$100,020,965.00Regulatory AUM · August 2026
- JACKSON THORNTON WEALTH MANAGEMENT, LLCCRD 116091 · MONTGOMERY, AL$2,009,618,834.00Regulatory AUM · August 2026
- JOHNSON STERLING, INC.CRD 106379 · BIRMINGHAM, AL$3,901,463,778.00Regulatory AUM · August 2026
- KASSOUF WEALTH ADVISORS, LLCCRD 122683 · BIRMINGHAM, AL$471,323,991.00Regulatory AUM · August 2026
- KEEL POINT, LLCCRD 127902 · HUNTSVILLE, AL$4,073,879,507.00Regulatory AUM · August 2026
- LANARK FINANCIAL, INC.CRD 17870 · BIRMINGHAM, AL$1,784,817,450.00Regulatory AUM · August 2026
- LEAVELL INVESTMENT MANAGEMENT, INC.CRD 107890 · MOBILE, AL$3,404,753,027.00Regulatory AUM · August 2026
- LONGVIEW FINANCIAL ADVISORS, INC.CRD 122451 · HUNTSVILLE, AL$208,171,411.00Regulatory AUM · August 2026
- LYONS VIEW CAPITAL, LLCCRD 324582 · AUBURN, ALNot availableRegulatory AUM · August 2026
- MAGNOLIA WEALTH MANAGEMENT LLCCRD 297598 · DOTHAN, AL$183,287,342.00Regulatory AUM · August 2026
- MAINSAIL ASSET MANAGEMENT, LLCCRD 128373 · BIRMINGHAM, AL$598,811,962.00Regulatory AUM · August 2026
- MARBLE WEALTH, LLCCRD 335291 · MONTGOMERY, AL$1,045,227,948.00Regulatory AUM · August 2026
- MAYFAIR ADVISORY GROUP, LLCCRD 304668 · BIRMINGHAM, AL$806,422,657.00Regulatory AUM · August 2026
- MCDONALD FINANCIAL SERVICES, LLCCRD 282899 · MONTGOMERY, AL$443,547,941.00Regulatory AUM · August 2026
- MCKINNEY CAPITAL, LLCCRD 315545 · BIRMINGHAM, AL$90,960,929.00Regulatory AUM · August 2026
- MELD FINANCIAL, INC.CRD 118896 · BIRMINGHAM, AL$776,399,278.00Regulatory AUM · August 2026
- MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.CRD 138240 · MOBILE, AL$2,657,582,515.00Regulatory AUM · August 2026
- MM ADVISORS, LLCCRD 337688 · AUBURN, ALNot availableRegulatory AUM · July 2026
- MONEY MANAGEMENT SERVICES, INC.CRD 106832 · BIRMINGHAM, AL$442,701,129.00Regulatory AUM · August 2026
- NAVIANT PARTNERS, LLCCRD 339108 · FAIRHOPE, AL$177,252,204.00Regulatory AUM · August 2026
- NAVIGATE 401K, LLCCRD 309466 · BIRMINGHAM, AL$317,893,600.00Regulatory AUM · August 2026
- NAVIGATE PRIVATE FUND ADVISORS LLCCRD 313687 · BIRMINGHAM, ALNot availableRegulatory AUM · August 2026
- NAVIGATE WEALTH MANAGEMENT, LLCCRD 173770 · BIRMINGHAM, AL$429,568,664.00Regulatory AUM · August 2026
- NCP MANAGEMENT HOLDINGS, INC.CRD 160075 · BIRMINGHAM, AL$232,569,242.00Regulatory AUM · August 2026
- OAKWORTH ASSET MANAGEMENT, LLCCRD 335388 · BIRMINGHAM, AL$846,327,168.00Regulatory AUM · August 2026
- ONEASCENT CAPITAL LLCCRD 323220 · BIRMINGHAM, AL$55,629,669.00Regulatory AUM · August 2026
- ONEASCENT FAMILY OFFICE LLCCRD 323305 · BIRMINGHAM, AL$544,486,722.00Regulatory AUM · August 2026
- ONEASCENT FINANCIAL SERVICES LLCCRD 284549 · BIRMINGHAM, AL$3,537,993,573.00Regulatory AUM · August 2026
- ONEASCENT INVESTMENT SOLUTIONS, LLCCRD 285512 · BIRMINGHAM, AL$987,228,107.00Regulatory AUM · August 2026
- ONEASCENT WEALTH MANAGEMENT LLCCRD 308057 · BIRMINGHAM, AL$475,574,303.00Regulatory AUM · August 2026
- PARK LANE ADVISORS, LLCCRD 338445 · BIRMINGHAM, AL$623,913,257.00Regulatory AUM · August 2026
- PARK PLACE CAPITAL CORPORATIONCRD 107952 · HOMEWOOD, AL$879,223,964.00Regulatory AUM · August 2026
- PEOPLE MAKE THE DIFFERENCE, INC.CRD 159443 · HOOVER, AL$111,641,308.00Regulatory AUM · August 2026
- PORTER WHITE INVESTMENT ADVISORS, INC.CRD 110876 · BIRMINGHAM, AL$748,210,174.00Regulatory AUM · August 2026
- REGIONS INVESTMENT MANAGEMENT, INC.CRD 111715 · BIRMINGHAM, AL$20,139,489,452.00Regulatory AUM · August 2026
- RESOURCE MANAGEMENT SERVICE, LLCCRD 130791 · BIRMINGHAM, AL$5,915,040,000.00Regulatory AUM · August 2026
- RETIREMENT ADVISORS, INC.CRD 122122 · MOBILE, AL$159,576,775.00Regulatory AUM · August 2026
- RFG ADVISORY, LLCCRD 158401 · VESTAVIA HILLS, AL$7,969,008,040.00Regulatory AUM · August 2026
- SMITH THORNTON ADVISORS, LLCCRD 312537 · HUNTSVILLE, AL$852,253,140.00Regulatory AUM · August 2026
- SOUTHERN CAPITAL SERVICES, INC.CRD 105582 · DAPHNE, AL$192,480,551.00Regulatory AUM · August 2026
- SOUTHERN FINANCIAL GROUP, LLCCRD 142644 · BIRMINGHAM, AL$1,050,139,365.00Regulatory AUM · August 2026
- STEADMONT ADVISORS, LLCCRD 328882 · BIRMINGHAM, AL$430,737,802.00Regulatory AUM · August 2026
- STONEX ADVISORS INC.CRD 174182 · BIRMINGHAM, AL$5,092,884,780.00Regulatory AUM · August 2026
- STRAUSS WEALTH ADVISING, INC.CRD 310512 · HOOVER, AL$276,000,000.00Regulatory AUM · August 2026
- SUNBURST FINANCIAL GROUP, LLCCRD 283605 · VESTAVIA HILLS, AL$808,066,543.00Regulatory AUM · August 2026
- THE WELCH GROUP, LLCCRD 111273 · BIRMINGHAM, AL$3,682,452,369.00Regulatory AUM · August 2026
- TIMBERCHASE FINANCIAL, LLCCRD 131205 · HOOVER, AL$280,224,237.00Regulatory AUM · August 2026
- TRUEWEALTH ADVISORS, LLCCRD 298838 · HOOVER, AL$547,498,774.00Regulatory AUM · August 2026
- TRUST ADVISORY GROUP LTDCRD 106926 · BIRMINGHAM, AL$313,523,737.00Regulatory AUM · August 2026
- TUCKER JR., DOUGLAS, RAYCRD 298292 · MONTGOMERY, AL$339,025,322.00Regulatory AUM · August 2026
- VULCAN VALUE PARTNERS LLCCRD 151190 · BIRMINGHAM, AL$6,083,234,967.00Regulatory AUM · August 2026
- WALTON FINANCIALCRD 331634 · BIRMINGHAM, AL$182,903,769.00Regulatory AUM · August 2026
- WAVERLY ADVISORS, LLCCRD 115332 · BIRMINGHAM, AL$29,781,065,619.00Regulatory AUM · August 2026
- WFG CAPITAL ADVISORS, LLCCRD 310008 · MOBILE, AL$354,763,277.00Regulatory AUM · August 2026
- WILKINS MILLER WEALTH MANAGEMENT, LLCCRD 162222 · MOBILE, AL$257,491,633.00Regulatory AUM · August 2026