EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 93

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

UNITED ADVISORS AMERICA CORPORATIONCRD 147350 · PROSPER, TX
$446,510,913.00Regulatory AUM · August 2026
UNITED AMERICAN SECURITIES, INC.CRD 21274 · NEW YORK, NY
$493,027,562.00Regulatory AUM · August 2026
UNITED BROKERAGE SERVICES, INCCRD 39062 · PARKERSBURG, WV
$372,273,451.00Regulatory AUM · August 2026
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.CRD 157755 · SALINA, KS
$884,829,122.00Regulatory AUM · August 2026
UNITED FINANCIAL PLANNING GROUP LLCCRD 149843 · HAUPPAUGE, NY
$347,485,217.00Regulatory AUM · August 2026
UNITED VALUE CAPITAL, LLCCRD 300533
$122,000,000.00Regulatory AUM · August 2026
UNITED WEALTH MANAGEMENT, LLCCRD 133986
$406,587,608.00Regulatory AUM · August 2026
UNITING WEALTH PARTNERS LLCCRD 332317 · DENVER, CO
$934,628,831.00Regulatory AUM · August 2026
UNITY PARTNERS LPCRD 322847 · DALLAS, TX
$366,975,393.00Regulatory AUM · August 2026
UNIVERSAL FINANCIAL ADVISORS, LLCCRD 318392 · ST. LOUIS, MO
$277,496,642.00Regulatory AUM · August 2026
UNIVERSAL FINANCIAL SERVICES INC.CRD 131558 · GUAYNABO, PR
$324,554,949.00Regulatory AUM · August 2026
UNIVERSITY VENTURES FUNDS MANAGEMENT, LLCCRD 163575 · NEW YORK, NY
$362,593,291.00Regulatory AUM · August 2026
UNIWEALTH ADVISORS, INC.CRD 138009
$373,163,474.00Regulatory AUM · August 2026
UNLIMITED FUNDS, INC.CRD 322644 · NEW YORK, NY
$174,498,616.00Regulatory AUM · August 2026
UNOFFICIAL MANAGEMENT, INC.CRD 306409 · NEW YORK, NY
$729,248,265.00Regulatory AUM · August 2026
UNTITLED INVESTMENTS LPCRD 306357 · NEW YORK, NY
$574,008,042.00Regulatory AUM · August 2026
UP CAPITAL MANAGEMENT, INC.CRD 164692
$212,564,382.00Regulatory AUM · August 2026
UP NORTH FINANCIAL, LLCCRD 150996 · TRAVERSE CITY, MI
$203,787,588.00Regulatory AUM · August 2026
UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLCCRD 166742 · PITTSBURGH, PA
$258,650,425.00Regulatory AUM · August 2026
UPLIFT INVESTORS, LPCRD 335515 · DARIEN, CT
$230,500,000.00Regulatory AUM · August 2026
UPPER LEFT WEALTH MANAGEMENT, LLCCRD 288762
$201,115,227.00Regulatory AUM · August 2026
UPSTART WEALTH MANAGEMENT, LLCCRD 173728
$385,902,821.00Regulatory AUM · August 2026
UPTOWN FINANCIAL ADVISORS LLCCRD 171401 · DALLAS, TX
$153,813,197.00Regulatory AUM · August 2026
URBAN FUND MANAGEMENT, LLCCRD 167491 · PLANO, TX
$767,765,979.00Regulatory AUM · August 2026
URBAN WEALTH MANAGEMENT GROUP LLCCRD 285633
$212,506,644.00Regulatory AUM · August 2026
URS ADVISORY LLCCRD 289892 · JUPITER, FL
$200,312,614.00Regulatory AUM · August 2026
US AGRICULTURE, LLCCRD 282576 · CARMEL, IN
$759,134,626.00Regulatory AUM · August 2026
US ASSET MANAGEMENT, LLCCRD 124234 · PITTSBURGH, PA
$358,460,029.00Regulatory AUM · August 2026
US INFRAVEST MANAGERS LPCRD 312299
$124,619,755.00Regulatory AUM · August 2026
US SELECT ASSET MANAGEMENT, LLCCRD 166672
$459,291,414.00Regulatory AUM · August 2026
USA FINANCIAL FORMULAS LLCCRD 139987 · ADA, MI
$534,380,000.00Regulatory AUM · August 2026
USA FINANCIAL SECURITIES LLCCRD 103857 · ADA, MI
$296,504,775.00Regulatory AUM · August 2026
USADVISORS WEALTH MANAGEMENT, LLCCRD 158108 · EDEN PRAIRIE, MN
$483,345,924.00Regulatory AUM · August 2026
USCA ASSET MANAGEMENT LLCCRD 137045 · HOUSTON, TX
$132,145,572.00Regulatory AUM · August 2026
USCF ADVISERS LLCCRD 171962 · WALNUT CREEK, CA
$714,913,985.00Regulatory AUM · August 2026
UTA LLCCRD 315427 · VANCOUVER, WA
$214,570,738.00Regulatory AUM · August 2026
UTOPIA WEALTH MANAGEMENT, LLCCRD 300266 · COCONUT CREEK, FL
$261,408,410.00Regulatory AUM · August 2026
UWHARRIE INVESTMENT ADVISORS, INC.CRD 117592 · ALBEMARLE, NC
$337,840,640.00Regulatory AUM · August 2026
UYANA PARTNERS LLCCRD 300280 · MIAMI, FL
$115,043,670.00Regulatory AUM · August 2026
V. M. MANNING & CO., INC.CRD 2655 · GREENVILLE, SC
$133,344,162.00Regulatory AUM · July 2026
V&V MANAGEMENT GROUP CORPORATIONCRD 287468 · MELVILLE, NY
$104,755,522.00Regulatory AUM · August 2026
V2 FINANCIAL GROUP, LLCCRD 142189
$350,499,290.00Regulatory AUM · August 2026
V29 CAPITAL MANAGEMENT, LLCCRD 338081
$166,056,487.00Regulatory AUM · August 2026
V3LIMITED LLCCRD 169624 · RADNOR, PA
$122,440,948.00Regulatory AUM · August 2026
VALEO VENTURES MANAGEMENT, LLCCRD 334181
$119,300,000.00Regulatory AUM · August 2026
VALHUM ASSET MANAGEMENT, LLCCRD 323895 · UPPER SADDLE RIVER, NJ
$100,000,000.00Regulatory AUM · August 2026
VALIANT WEALTH, LLCCRD 146911 · WEST DES MOINES, IA
$423,078,536.00Regulatory AUM · August 2026
VALICENTI ADVISORY SERVICES INCCRD 110669 · ELMIRA, NY
$819,997,583.00Regulatory AUM · August 2026
VALIDUS GROWTH INVESTORS, LLCCRD 166575 · IRVINE, CA
$352,898,702.00Regulatory AUM · August 2026
VALLEY BROOK CAPITAL GROUP, INC.CRD 122460 · VENETIA, PA
$223,267,862.00Regulatory AUM · August 2026
VALLEY FINANCIAL GROUP, INC.CRD 312254 · AMBLER, PA
$287,218,133.00Regulatory AUM · August 2026
VALLEY WEALTH MANAGEMENT LLCCRD 327845 · OSHKOSH, WI
$111,533,034.00Regulatory AUM · August 2026
VALLIANCE ASSET MANAGEMENT LLCCRD 329927 · NEW YORK, NY
$122,969,712.00Regulatory AUM · August 2026
VALOR FINANCIAL SERVICES, LLCCRD 309377 · KNOXVILLE, TN
$273,274,393.00Regulatory AUM · August 2026
VALORAN CAPITAL MANAGEMENT, LLCCRD 313634 · CHICAGO, IL
$157,826,893.00Regulatory AUM · August 2026
VALPEY FINANCIAL SERVICES LLCCRD 154154 · CONCORD, NH
$226,009,211.00Regulatory AUM · August 2026
VALSPRING CAPITAL MANAGEMENT, LPCRD 318288
$336,927,417.00Regulatory AUM · August 2026
VALSTONE PARTNERS VI, LLCCRD 300629 · BIRMINGHAM, MI
$735,881,947.00Regulatory AUM · August 2026
VALTERRA PARTNERS LLCCRD 316443 · AUSTIN, TX
$236,951,404.00Regulatory AUM · August 2026
VALTINSON BRUNER FINANCIAL PLANNING LLCCRD 297866 · NEW BRIGHTON, MN
$712,000,000.00Regulatory AUM · August 2026
VALTRION CAPITAL MANAGEMENT, LLCCRD 318048 · FRANKLIN, TN
$287,305,351.00Regulatory AUM · August 2026
VALUE FINANCIAL ADVISERS, INC.CRD 107321 · ORLANDO, FL
$105,269,801.00Regulatory AUM · August 2026
VALUE HOLDINGS MANAGEMENT CO. LLCCRD 157676
$694,508,116.00Regulatory AUM · August 2026
VALUE INVESTMENT PROFESSIONALS, LLCCRD 164704 · NEW YORK, NY
$246,737,018.00Regulatory AUM · August 2026
VALUE PARTNERS LIMITEDCRD 143177
$394,534,759.00Regulatory AUM · August 2026
VALUED RETIREMENTS, INC.CRD 114236 · HOUSTON, TX
$190,117,019.00Regulatory AUM · August 2026
VALUED WEALTH ADVISORS, LLCCRD 316746 · HOLLADAY, UT
$369,719,795.00Regulatory AUM · August 2026
VALUEQUEST ADVISERS, LLCCRD 337781 · NEW YORK, NY
$400,828,751.00Regulatory AUM · August 2026
VALUES ADDED FINANCIAL LLCCRD 288912
$313,672,262.00Regulatory AUM · August 2026
VALUES FIRST ADVISORS, INC.CRD 148532 · JOHNSON CITY, TN
$215,420,365.00Regulatory AUM · August 2026
VALUEWEALTH SERVICES, LLCCRD 304049 · ANNAPOLIS, MD
$318,958,490.00Regulatory AUM · August 2026
VALUEWORKS LLCCRD 116850 · NEW YORK CITY, NY
$577,274,111.00Regulatory AUM · August 2026
VAM GROUP, INC.CRD 118048 · GRAND RAPIDS, MI
$589,375,294.00Regulatory AUM · August 2026
VAN CLEMENS WEALTH MANAGEMENT, LLCCRD 297362 · MINNEAPOLIS, MN
$470,383,471.00Regulatory AUM · August 2026
VAN DEN BERG MANAGEMENT I, INC.CRD 112308 · AUSTIN, TX
$679,521,633.00Regulatory AUM · August 2026
VAN DER NOORD FINANCIAL ADVISORS, INC.CRD 135556 · GREER, SC
$152,009,062.00Regulatory AUM · August 2026
VAN DIEST CAPITAL, LLCCRD 334743 · POLK CITY, IA
$144,104,427.00Regulatory AUM · August 2026
VAN LEEUWEN & ASSOCIATES, INC.CRD 289463 · RICHMOND, KY
$559,416,819.00Regulatory AUM · August 2026
VAN STRUM & TOWNE INCCRD 106228 · SAN FRANCISCO, CA
$483,035,626.00Regulatory AUM · August 2026
VAN WINKLE WEALTH MANAGEMENT GROUP LLCCRD 134813 · NEWARK, OH
$120,793,535.00Regulatory AUM · August 2026
VANCE WEALTH, LLCCRD 310162 · SANTA CLARITA, CA
$893,563,375.00Regulatory AUM · August 2026
VANDALIA WEALTH MANAGEMENT INCORPORATEDCRD 340089 · CHARLESTON, WV
$249,574,253.00Regulatory AUM · August 2026
VANDERBILT AVENUE ASSET MANAGEMENT LLCCRD 145370 · NEW YORK, NY
$241,914,564.00Regulatory AUM · August 2026
VANDERPOL INVESTMENTS L.L.C.CRD 168174 · CALEDONIA, MI
$118,125,821.00Regulatory AUM · August 2026
VANGUARD CAPITAL WEALTH ADVISORS, LLCCRD 285052 · DENVER, CO
$190,406,969.00Regulatory AUM · August 2026
VANHEEL MANAGEMENT LIMITEDCRD 282064
$184,719,038.00Regulatory AUM · August 2026
VANN EQUITY MANAGEMENT LLCCRD 174239 · PLANO, TX
$231,204,911.00Regulatory AUM · August 2026
VANNOY ADVISORY GROUP, INC.CRD 145806 · AUSTIN, TX
$172,437,655.00Regulatory AUM · August 2026
VANTAGE CONSULTING GROUP INCCRD 105240 · VIRGINIA BEACH, VA
$241,728,428.00Regulatory AUM · August 2026
VANTAGE FINANCIAL GROUP, INC.CRD 105950 · CLEVELAND, OH
$866,856,459.00Regulatory AUM · August 2026
VANTAGE POINT FINANCIAL LLCCRD 305016 · LISLE, IL
$484,569,719.00Regulatory AUM · August 2026
VANTERRA CAPITAL LLCCRD 167242 · NEW YORK, NY
$470,783,236.00Regulatory AUM · August 2026
VANTUS WEALTH LLCCRD 337216 · LANCASTER, PA
$439,803,679.00Regulatory AUM · August 2026
VANWEELDEN WEALTH MANAGEMENT, LLCCRD 290308 · WEST CHESTER TOWNSHIP, OH
$136,480,000.00Regulatory AUM · August 2026
VAQUERO PRIVATE WEALTH, LTD.CRD 305266 · DALLAS, TX
$928,946,791.00Regulatory AUM · August 2026
VARCOV CO.CRD 335143 · DARIEN, CT
$549,644,120.00Regulatory AUM · August 2026
VARIADIC LLCCRD 332389 · NEW YORK, NY
$191,407,963.00Regulatory AUM · August 2026
VARIANT EQUITY ADVISORS, LLCCRD 297046 · LOS ANGELES, CA
$338,364,467.00Regulatory AUM · August 2026
VARIANT PRIVATE WEALTH LLCCRD 288011 · TYSONS, VA
$267,478,020.00Regulatory AUM · August 2026
VARRA WEALTH MANAGEMENT LLCCRD 324044 · LOUISVILLE, CO
$305,597,234.00Regulatory AUM · August 2026