Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 59
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- MINDFUL WEALTH LLCCRD 297493 · GLENCOE, IL$225,291,284.00Regulatory AUM · August 2026
- MINDORO CAPITAL PARTNERS LLCCRD 328488$226,439,964.00Regulatory AUM · August 2026
- MINDSET WEALTH MANAGEMENT, LLCCRD 330384 · INDIANAPOLIS, IN$445,495,566.00Regulatory AUM · August 2026
- MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLCCRD 118319 · CAMPBELL, CA$338,062,502.00Regulatory AUM · August 2026
- MINERVA ADVISORS LLCCRD 161408 · BALA CYNWYD, PA$321,035,438.00Regulatory AUM · August 2026
- MINERVA PLANNING GROUP, INC.CRD 127263 · DECATUR, GA$236,858,996.00Regulatory AUM · August 2026
- MINICHMACGREGOR WEALTH MANAGEMENT, LLCCRD 151237 · SARATOGA SPRINGS, NY$722,877,131.00Regulatory AUM · August 2026
- MINK BROOK ASSET MANAGEMENT LLCCRD 302093$280,675,956.00Regulatory AUM · August 2026
- MIRABILIS MANAGEMENT COMPANY LLCCRD 316801$622,147,631.00Regulatory AUM · August 2026
- MIRAMAR CAPITAL LLCCRD 290909 · NORTHBROOK, IL$550,253,035.00Regulatory AUM · August 2026
- MIRAMONTES CAPITAL, LLCCRD 264786 · NEWPORT BEACH, CA$396,941,009.00Regulatory AUM · August 2026
- MIRI CAPITAL MANAGEMENT LLCCRD 311308 · BOSTON, MA$929,670,355.00Regulatory AUM · August 2026
- MIRRETTI PERRYMAN WEALTH STRATEGIES, LLCCRD 319408 · SKOKIE, IL$178,897,115.00Regulatory AUM · August 2026
- MISAKI CAPITAL INC.CRD 282308$512,107,000.00Regulatory AUM · August 2026
- MISSION CREEK CAPITAL PARTNERS, INC.CRD 151514 · SAN FRANCISCO, CA$741,641,312.00Regulatory AUM · August 2026
- MISSION FINANCIAL GROUP, LLCCRD 311876 · LAS VEGAS, NV$310,912,519.00Regulatory AUM · August 2026
- MISSION HILLS FINANCIAL ADVISORY LLCCRD 328516 · SAN DIEGO, CA$274,126,360.00Regulatory AUM · August 2026
- MISSION INVESTMENT ADVISORS LLCCRD 329596$158,068,106.00Regulatory AUM · August 2026
- MISSION VALUE PARTNERS, LLCCRD 153704 · NASHVILLE, TN$303,237,813.00Regulatory AUM · August 2026
- MISSIONPOINT PARTNERS LLCCRD 171282$386,917,000.00Regulatory AUM · August 2026
- MITCHELL & PAHL PRIVATE WEALTH, LLCCRD 307625 · OKLAHOMA CITY, OK$449,942,478.00Regulatory AUM · August 2026
- MITCHELL CAPITAL MANAGEMENT COCRD 106338 · LEAWOOD, KS$847,309,942.00Regulatory AUM · August 2026
- MITTELMAN WEALTH MANAGEMENT LLCCRD 313042$204,612,176.00Regulatory AUM · August 2026
- MIURA GLOBAL MANAGEMENT, LLCCRD 161017$150,159,109.00Regulatory AUM · August 2026
- MIZZEN MANAGEMENT LLCCRD 333592 · STAMFORD, CT$458,971,958.00Regulatory AUM · August 2026
- MJB ASSET MANAGEMENT LLCCRD 109940 · NEW YORK, NY$141,379,874.00Regulatory AUM · August 2026
- MJC ADVISORS, LLCCRD 136839$190,314,069.00Regulatory AUM · August 2026
- MJR FINANCIAL LLCCRD 289923 · AUSTIN, TX$244,657,891.00Regulatory AUM · August 2026
- MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.CRD 297716 · MONTEVIDEO, MN$198,946,748.00Regulatory AUM · August 2026
- MK3 WEALTH LLCCRD 305760 · CHERRY HILL, NJ$113,141,146.00Regulatory AUM · August 2026
- MKD WEALTH COACHES, LLCCRD 144994 · TROY, MI$505,702,322.00Regulatory AUM · August 2026
- MKT ADVISORS LLCCRD 163833 · CARLSBAD, CA$463,745,899.00Regulatory AUM · August 2026
- MKT AND ASSOCIATES LLCCRD 329889 · TACOMA, WA$378,684,183.00Regulatory AUM · August 2026
- MKT CAPITAL LLCCRD 163762$158,180,000.00Regulatory AUM · August 2026
- MLG FUND MANAGER LLCCRD 335692 · BROOKFIELD, WI$143,562,286.00Regulatory AUM · August 2026
- MLP3, LLCCRD 296314 · LINWOOD, NJ$248,141,647.00Regulatory AUM · August 2026
- MMA ASSET MANAGEMENT LLCCRD 155426 · CONSHOHOCKEN, PA$787,818,303.00Regulatory AUM · August 2026
- MN WEALTH ADVISORS, LLCCRD 322617 · OVERLAND PARK, KS$394,235,365.00Regulatory AUM · August 2026
- MNS FINANCIAL MANAGEMENT, L.L.C.CRD 116604 · FORT MYERS, FL$489,223,767.00Regulatory AUM · August 2026
- MODEL WEALTH , INC.CRD 299798$318,159,850.00Regulatory AUM · August 2026
- MODERN CAPITAL ADVISORS, LLCCRD 131117 · RALEIGH, NC$254,815,027.00Regulatory AUM · August 2026
- MODERN DOLLAR PLANNING, LLCCRD 174695 · ST. LOUIS, MO$159,139,791.00Regulatory AUM · August 2026
- MODERN FINANCIAL PLANNING, LLCCRD 297193 · GEORGETOWN, TX$116,000,000.00Regulatory AUM · August 2026
- MODERNIST FINANCIAL, LLCCRD 217511 · PORTLAND, OR$113,275,149.00Regulatory AUM · August 2026
- MODUM ASSET MANAGEMENT LLCCRD 316200$283,243,767.00Regulatory AUM · August 2026
- MODUS ADVISORS, LLCCRD 291204 · EXCELSIOR, MN$601,069,964.00Regulatory AUM · August 2026
- MOELIS ASSET CATALYST PARTNERS LLCCRD 327289 · ST LOUIS, MO$288,156,391.00Regulatory AUM · August 2026
- MOELIS CAPITAL PARTNERS LLCCRD 154219 · NEW YORK, NY$146,518,755.00Regulatory AUM · August 2026
- MOERUS CAPITAL MANAGEMENT LLCCRD 282399 · NEW YORK, NY$893,132,412.00Regulatory AUM · August 2026
- MOKAN WEALTH MANAGEMENT INCCRD 328005 · OVERLAND PARK, KS$250,337,407.00Regulatory AUM · August 2026
- MOKOSAK ADVISORY GROUP, LLCCRD 287538 · URBANDALE, IA$413,919,041.00Regulatory AUM · August 2026
- MOLER CAPITAL MANAGEMENT, LLCCRD 106969$203,797,507.00Regulatory AUM · August 2026
- MOLLER WEALTH PARTNERS, INC.CRD 110493 · NORTHFIELD, IL$755,948,780.00Regulatory AUM · August 2026
- MOLLY B INVESTMENT GROUP LLCCRD 150555 · MARIETTA, GA$334,729,000.00Regulatory AUM · August 2026
- MOMENT PRIVATE WEALTH, LLCCRD 313223 · SAINT LOUIS, MO$357,162,296.00Regulatory AUM · August 2026
- MOMENTOUS WEALTH MANAGEMENT, INC.CRD 288429 · VANCOUVER, WA$409,937,549.00Regulatory AUM · August 2026
- MOMENTUM ADVISORS, LLCCRD 159574 · NEW YORK, NY$414,662,880.00Regulatory AUM · August 2026
- MOMENTUM WEALTH PLANNING, LLCCRD 331563$204,544,381.00Regulatory AUM · August 2026
- MOMENTUS MANAGER LLCCRD 324068 · ARLINGTON, VA$284,262,453.00Regulatory AUM · August 2026
- MONARCH CAPITAL MANAGEMENT INCCRD 106244 · FORT WAYNE, IN$495,651,343.00Regulatory AUM · August 2026
- MONARCH PLAN ADVISORSCRD 286612 · SIMI VALLEY, CA$792,570,644.00Regulatory AUM · August 2026
- MONARCH WEALTH STRATEGIESCRD 136029 · SANTA BARBARA, CA$463,476,338.00Regulatory AUM · August 2026
- MONEDA USA, INC.CRD 157833 · NEW YORK, NY$693,959,495.00Regulatory AUM · August 2026
- MONERE WEALTH MANAGEMENT, INC.CRD 173076 · SCHAUMBURG, IL$312,000,000.00Regulatory AUM · August 2026
- MONETARY MANAGEMENT GROUP INCCRD 110284 · ST LOUIS, MO$583,781,557.00Regulatory AUM · August 2026
- MONETARY SOLUTIONS, LTD.CRD 121217 · DAYTON, OH$139,673,953.00Regulatory AUM · August 2026
- MONETTA FINANCIAL SERVICES INCCRD 105367 · WHEATON, IL$144,790,019.00Regulatory AUM · August 2026
- MONEX ASSET MANAGEMENT, INC.CRD 148123 · HOUSTON, TX$650,868,175.00Regulatory AUM · August 2026
- MONEY MANAGEMENT CONCEPTS, INC.CRD 111485 · MELBOURNE, FL$119,592,733.00Regulatory AUM · August 2026
- MONEY MANAGEMENT FINANCIAL SERVICES LLCCRD 288375 · MOORESTOWN, NJ$289,591,779.00Regulatory AUM · August 2026
- MONEY MANAGEMENT SERVICES, INC.CRD 106832 · BIRMINGHAM, AL$442,701,129.00Regulatory AUM · August 2026
- MONEY MANAGERS, INC.CRD 104529 · SAN ANTONIO, TX$146,610,211.00Regulatory AUM · August 2026
- MONEYWISE INCCRD 105103 · FOREST, VA$449,210,824.00Regulatory AUM · August 2026
- MONHEGAN CAPITAL MANAGEMENT, LLCCRD 304428$356,007,754.00Regulatory AUM · August 2026
- MONIMUS CAPITAL MANAGEMENT, LPCRD 309855 · WOODBRIDGE, NJ$204,212,767.00Regulatory AUM · August 2026
- MONORAIL SECURITIES LLCCRD 285309 · SARASOTA, FL$388,662,775.00Regulatory AUM · August 2026
- MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLCCRD 336266 · CHICAGO, IL$140,201,500.00Regulatory AUM · August 2026
- MONSON WEALTH MANAGEMENT LLCCRD 337251$196,010,097.00Regulatory AUM · August 2026
- MONSON WEALTH MANAGEMENT, INC.CRD 169857 · KENNEWICK, WA$149,456,592.00Regulatory AUM · August 2026
- MONTCALM TCR LLCCRD 164521 · SAN FRANCISCO, CA$237,542,520.00Regulatory AUM · August 2026
- MONTCHANIN ASSET MANAGEMENT, LLCCRD 304367 · MONTCHANIN, DE$120,762,028.00Regulatory AUM · August 2026
- MONTE FINANCIAL GROUP, LLCCRD 150119 · GUILFORD, CT$482,388,159.00Regulatory AUM · August 2026
- MONTELLO WEALTH MANAGEMENT, INC.CRD 151058 · PALM BEACH GARDENS, FL$108,420,000.00Regulatory AUM · August 2026
- MONTEREY WEALTH PARTNERS LLCCRD 172577 · ATLANTA, GA$300,100,000.00Regulatory AUM · August 2026
- MONTERONE PARTNERS LLPCRD 285926$195,290,467.00Regulatory AUM · August 2026
- MONTGOMERY CAPITAL ADVISORS LLCCRD 138148 · NEW YORK, NY$130,138,998.00Regulatory AUM · August 2026
- MONTGOMERY FINANCIAL SERVICES, LLCCRD 170024 · OCEAN CITY, MD$229,758,052.00Regulatory AUM · August 2026
- MONTGOMERY INVESTMENT MANAGEMENT INCCRD 105417 · ROCKVILLE, MD$489,951,330.00Regulatory AUM · August 2026
- MONTICELLOAM, LLCCRD 173553 · NEW YORK, NY$923,349,093.00Regulatory AUM · August 2026
- MONTROSE ADVISORS INCORPORATEDCRD 105918 · NEW YORK, NY$670,800,000.00Regulatory AUM · August 2026
- MONTVUE CAPITAL MANAGEMENT, INC.CRD 116807 · LYNCHBURG, VA$357,234,883.00Regulatory AUM · August 2026
- MONTZ HARCUS WEALTH MANAGEMENT LLCCRD 301963 · NEW ORLEANS, LA$876,333,177.00Regulatory AUM · August 2026
- MONUMENT CAPITAL MANAGEMENT, LLCCRD 159882 · ALEXANDRIA, VA$531,711,630.00Regulatory AUM · August 2026
- MONUMENT GROUP WEALTH ADVISORS, LLCCRD 111908 · CONCORD, MA$678,889,192.00Regulatory AUM · August 2026
- MOODY ALDRICH PARTNERS, LLCCRD 106920 · MARBLEHEAD, MA$864,323,569.00Regulatory AUM · August 2026
- MOON CAPITAL MANAGEMENT LLCCRD 107612 · KNOXVILLE, TN$391,505,956.00Regulatory AUM · August 2026
- MOON CAPITAL MANAGEMENT LPCRD 156460 · NEW YORK, NY$911,237,026.00Regulatory AUM · August 2026
- MOONTOWER ASSET MANAGEMENT LPCRD 328999 · AUSTIN, TX$419,199,841.00Regulatory AUM · August 2026
- MOORE FINANCIAL ADVISORS, LTD.CRD 130421 · BELMONT, MA$127,239,098.00Regulatory AUM · August 2026
- MOORE WEALTH LLCCRD 323374 · FREDERICK, MD$156,908,298.00Regulatory AUM · August 2026